The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 10,625 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 7,888 | 7,424,000 | PRN | SOLE | 0 | 0 | 7,424,000 | ||
| AVID TECHNOLOGY INC | NOTE 2.000% 6/1 | 05367PAB6 | 12,155 | 16,000,000 | PRN | SOLE | 0 | 0 | 16,000,000 | ||
| BOTTOMLINE TECH DEL INC | NOTE 1.500% 12/0 | 101388AA4 | 5,353 | 5,000,000 | PRN | SOLE | 0 | 0 | 5,000,000 | ||
| BUFFALO WILD WINGS INC | COM | 119848109 | 108 | 100,000 | SH | Call | SOLE | 0 | 0 | 100,000 | |
| CARDTRONICS PLC | SHS CL A | G1991C105 | 66 | 40,000 | SH | Put | SOLE | 0 | 0 | 40,000 | |
| CARDTRONICS PLC | NOTE 1.000% 12/0 | 14161HAG3 | 9,263 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| DHT HOLDINGS INC | DEBT 4.500% 10/0 | 23335SAB2 | 9,357 | 9,440,000 | PRN | SOLE | 0 | 0 | 9,440,000 | ||
| ELECTRUM SPL ACQUISITION CORP | *W EXP 99/99/999 | G3105C112 | 288 | 450,608 | SH | SOLE | 0 | 0 | 450,608 | ||
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 32 | 51,000 | SH | Put | SOLE | 0 | 0 | 51,000 | |
| GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 215 | 478,350 | SH | SOLE | 0 | 0 | 478,350 | ||
| HABIT RESTAURANTS INC | COM CL A | 40449J103 | 1,501 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
| J ALEXANDERS HLDGS INC | COM | 46609J106 | 1,302 | 112,249 | SH | SOLE | 112,249 | 0 | 0 | ||
| LULULEMON ATHLETICA INC | COM | 550021109 | 355 | 250,000 | SH | Call | SOLE | 0 | 0 | 250,000 | |
| MONDELEZ INTERNATIONAL INC | CL A | 609207105 | 10 | 200,000 | SH | Call | SOLE | 0 | 0 | 200,000 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 10 | 15,000 | SH | Put | SOLE | 0 | 0 | 15,000 | |
| NUANCE COMMUNICATIONS INC | DEBT 1.500% 11/0 | 67020YAG5 | 6,008 | 6,000,000 | PRN | SOLE | 0 | 0 | 6,000,000 | ||
| PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 6,906 | 5,000,000 | PRN | SOLE | 0 | 0 | 5,000,000 | ||
| SCORPIO TANKERS INC | COM | Y7542C106 | 40 | 1,600,000 | SH | Call | SOLE | 0 | 0 | 1,600,000 | |
| SCORPIO TANKERS INC | COM | Y7542C106 | 617 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
| SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 8,053 | 5,000,000 | PRN | SOLE | 0 | 0 | 5,000,000 | ||
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 24,875 | 25,000,000 | PRN | SOLE | 0 | 0 | 25,000,000 | ||
| SURGERY PARTNERS INC | COM | 86881A100 | 502 | 48,505 | SH | SOLE | 48,505 | 0 | 0 | ||
| UNITI GROUP INC | COM | 91325V108 | 154 | 140,000 | SH | Call | SOLE | 0 | 0 | 140,000 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 1 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
| VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 45,277 | 39,500,000 | PRN | SOLE | 0 | 0 | 39,500,000 | ||
| WINDSTREAM HOLDINGS INC | COM NEW | 97382A200 | 68 | 300,000 | SH | Call | SOLE | 0 | 0 | 300,000 | |
| WRIGHT MED GROUP NV | ORD SHS 0.03 PAR | N96617118 | 39 | 130,000 | SH | Put | SOLE | 0 | 0 | 130,000 | |
| WRIGHT MED GROUP INC | NOTE 2.00% 2/1 | 98235TAE7 | 10,313 | 9,500,000 | PRN | SOLE | 0 | 0 | 9,500,000 | ||