0000950142-17-001524.txt : 20170814 0000950142-17-001524.hdr.sgml : 20170814 20170814100446 ACCESSION NUMBER: 0000950142-17-001524 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 171027875 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 06-30-2017 06-30-2017 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 08-14-2017 0 29 166096 INFORMATION TABLE 2 infotable.xml ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 18 35000 SH Put SOLE 0 0 35000 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 10175 10000000 PRN SOLE 0 0 10000000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 7748 7424000 PRN SOLE 0 0 7424000 AVID TECHNOLOGY INC NOTE 2.000% 6/1 05367PAB6 8897 12000000 PRN SOLE 0 0 12000000 BOTTOMLINE TECH DEL INC NOTE 1.500% 12/0 101388AA4 5057 5000000 PRN SOLE 0 0 5000000 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 997 1000000 PRN SOLE 0 0 1000000 EASTERY ACQUISITION CORP *W EXP 07/29/202 27616L110 315 370000 SH SOLE 0 0 370000 ELECTRUM SPL ACQUISITION CORP *W EXP 99/99/999 G3105C112 324 450608 SH SOLE 0 0 450608 GNC HLDGS INC NOTE 1.500% 8/1 36191GAB3 1340 2000000 PRN SOLE 0 0 2000000 GOLAR LNG LTD BERMUDA SHS G9456A100 79 51000 SH Put SOLE 0 0 51000 GP INVTS ACQUISITION COR SHS G40357124 5978 544480 SH SOLE 544480 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 146 206110 SH SOLE 0 0 206110 HOVNANIAN ENTERPRISES INC CL A 442487203 883 315200 SH SOLE 315200 0 0 J ALEXANDERS HLDGS INC COM 46609J106 1169 95421 SH SOLE 95421 0 0 LULULEMON ATHLETICA INC COM 550021109 816 273400 SH Call SOLE 0 0 273400 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 6578 5000000 PRN SOLE 0 0 5000000 QUEST DIAGNOSTICS INC COM 74834L100 6 40000 SH Put SOLE 0 0 40000 SCORPIO TANKERS INC SHS Y7542C106 237 1600000 SH Call SOLE 0 0 1600000 SCORPIO TANKERS INC COM Y7542C106 715 180000 SH SOLE 180000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 7325 5000000 PRN SOLE 0 0 5000000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 25047 25000000 PRN SOLE 0 0 25000000 STAPLES INC COM 855030102 313 500000 SH Call SOLE 0 0 500000 VALEANT PHARMACEUTICALS INTL COM 91911K102 17 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 43406 37500000 PRN SOLE 0 0 37500000 WEBMD HEALTH CORP NOTE 1.500% 12/0 94770VAK8 15293 12000000 PRN SOLE 0 0 12000000 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 17606 17000000 PRN SOLE 0 0 17000000 WHOLE FOODS MKT INC COM 966837106 11 72500 SH Put SOLE 0 0 72500 WRIGHT MED GROUP NV ORD SHS 0.03 PAR N96617118 34 80000 SH Put SOLE 0 0 80000 WRIGHT MED GROUP INC NOTE 2.00% 2/1 98235TAE7 5566 5000000 PRN SOLE 0 0 5000000