The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALBANY MOLECULAR RESH INC | NOTE 2.250% 11/1 | 012423AB5 | 6,595 | 6,000,000 | PRN | SOLE | 0 | 0 | 6,000,000 | ||
| AVID TECHNOLOGY INC | NOTE 2.000% 6/1 | 05367PAB6 | 6,434 | 9,001,000 | PRN | SOLE | 0 | 0 | 9,001,000 | ||
| BOTTOMLINE TECH DEL INC | NOTE 1.500% 12/0 | 101388AA4 | 7,127 | 7,000,000 | PRN | SOLE | 0 | 0 | 7,000,000 | ||
| DHT HOLDINGS INC | DEBT 4.500% 10/0 | 23335SAB2 | 10,088 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| EASTERY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 130 | 370,000 | SH | SOLE | 0 | 0 | 370,000 | ||
| ELECTRUM SPL ACQUISITION CORP | *W EXP 99/99/999 | G3105C112 | 406 | 450,608 | SH | SOLE | 0 | 0 | 450,608 | ||
| GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 100 | 206,110 | SH | SOLE | 0 | 0 | 206,110 | ||
| GP INVTS ACQUISITION COR | SHS | G40357124 | 5,853 | 544,480 | SH | SOLE | 544,480 | 0 | 0 | ||
| ISTAR INC | COM | 45031U101 | 1,475 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| J ALEXANDERS HLDGS INC | COM | 46609J106 | 948 | 94,321 | SH | SOLE | 94,321 | 0 | 0 | ||
| MEDIDATA SOLUTIONS INC | NOTE 1.000% 8/0 | 58471AAB1 | 5,722 | 5,000,000 | PRN | SOLE | 0 | 0 | 5,000,000 | ||
| SCORPIO TANKERS INC | SHS | Y7542C106 | 400 | 800,000 | SH | Call | SOLE | 0 | 0 | 800,000 | |
| SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 12,930 | 10,000,000 | PRN | SOLE | 0 | 0 | 10,000,000 | ||
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 25,338 | 25,000,000 | PRN | SOLE | 0 | 0 | 25,000,000 | ||
| SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 20,395 | 20,000,000 | PRN | SOLE | 0 | 0 | 20,000,000 | ||
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 7 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
| VECTOR GROUP LTD | NOTE 1.750% 4/1 | 92240MBC1 | 42,760 | 37,500,000 | PRN | SOLE | 0 | 0 | 37,500,000 | ||
| VITAMIN SHOPPE INC | NOTE 2.250% 12/0 | 92849EAB7 | 3,518 | 4,000,000 | PRN | SOLE | 0 | 0 | 4,000,000 | ||
| WEBMD HEALTH CORP | NOTE 1.500% 12/0 | 94770VAK8 | 14,348 | 12,000,000 | PRN | SOLE | 0 | 0 | 12,000,000 | ||
| WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 17,524 | 17,000,000 | PRN | SOLE | 0 | 0 | 17,000,000 | ||