0000950142-16-004718.txt : 20161114 0000950142-16-004718.hdr.sgml : 20161111 20161114152006 ACCESSION NUMBER: 0000950142-16-004718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 161994196 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 09-30-2016 09-30-2016 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 11-14-2016 0 18 106596 INFORMATION TABLE 2 infotable.xml ALBANY MOLECULAR RESH INC NOTE 2.250% 11/1 012423AB5 10083 8500000 PRN SOLE 0 0 8500000 AMAG PHARMACEUTICALS INC PUT 00163U956 62 207000 SH Put SOLE 0 0 207000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 19597 17250000 PRN SOLE 0 0 17250000 ATLANTIC ALLIANCE PARTNER CO COM G04897107 3988 379800 SH SOLE 379800 0 0 BROOKDALE SR LIVING INC CALL 112463904 14 57400 SH Call SOLE 0 0 57400 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 12240 13450000 PRN SOLE 0 0 13450000 EASTERY ACQUISITION CORP *W EXP 07/29/202 27616L110 222 370000 SH SOLE 0 0 370000 ELECTRUM SPL ACQUISITION CORP *W EXP 99/99/999 G3105C112 260 531858 SH SOLE 0 0 531858 GILEAD SCIENCES INC CALL 375558903 55 20000 SH Call SOLE 0 0 20000 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 138 206110 SH SOLE 0 0 206110 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 5286 544480 SH SOLE 544480 0 0 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 163 408510 SH SOLE 0 0 408510 HILL INTERNATIONAL INC COM 431466101 887 192402 SH SOLE 192402 0 0 SHIP FINANCE INTERNATIONAL PUT G81075956 40 200000 SH Put SOLE 0 0 200000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 11532 11636000 PRN SOLE 0 0 11636000 VALEANT PHARMACEUTICALS INTL CALL 91911K902 145 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 30416 26606000 PRN SOLE 0 0 26606000 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 11468 11000000 PRN SOLE 0 0 11000000