0000950142-16-003732.txt : 20160516 0000950142-16-003732.hdr.sgml : 20160516 20160516145851 ACCESSION NUMBER: 0000950142-16-003732 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 161652970 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 03-31-2016 03-31-2016 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 05-16-2016 0 30 120883 INFORMATION TABLE 2 infotable.xml ACCURAY INC NOTE 3.750% 8/0 004397AB1 9916 9803000 PRN SOLE 0 0 9803000 ADVANCE AUTO PARTS INC CALL 00751Y106 468 30000 SH Call SOLE 0 0 30000 AMERICAN INTL GROUP INC CALL 026874904 11 300000 SH Call SOLE 0 0 300000 ARES CAP CORP COM 04010L103 594 40000 SH SOLE 40000 0 0 ATLANTIC ALLIANCE PARTNER CO COM G04897107 5029 482200 SH SOLE 482200 0 0 BROOKDALE SR LIVING INC CALL 112463104 56 57400 SH Call SOLE 0 0 57400 CALLAWAY GOLF CO COM 131193104 1039 113880 SH SOLE 113880 0 0 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8981 10000000 PRN SOLE 0 0 10000000 DEERE & CO PUT 244199105 57 85000 SH Put SOLE 0 0 85000 EASTERLY ACQUISITION CORP UNIT 99/99/9999 27616L201 13883 1406618 SH SOLE 1406618 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 9458 967110 SH SOLE 967110 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 19 48303 SH SOLE 0 0 48303 FASTENAL CO PUT 311900104 63 230000 SH Put SOLE 0 0 230000 GAP INC DEL PUT 364760108 46 100000 SH Put SOLE 0 0 100000 GILEAD SCIENCES INC CALL 375558103 221 30000 SH Call SOLE 0 0 30000 HELMERICH & PAYNE INC CALL 423452101 447 78500 SH Call SOLE 0 0 78500 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588j118 61 408510 SH SOLE 0 0 408510 HI-CRUSH PARTNERS LP CALL 428337109 44 139000 SH Call SOLE 0 0 139000 HILL INTERNATIONAL INC COM 431466101 1480 439088 SH SOLE 439088 0 0 JOY GLOBAL INC PUT 481165108 85 500000 SH Put SOLE 0 0 500000 MOLSON COORS BREWING CO CALL 60871R100 410 46800 SH Call SOLE 0 0 46800 NEXPOINT RESIDENTIAL TR INC COM 65341D102 2574 196639 SH SOLE 196639 0 0 RANGE RES CORP PUT 75281A109 238 250000 SH Put SOLE 0 0 250000 RITE AID CORP CALL 767754104 17 89200 SH Call SOLE 0 0 89200 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 12048 12306000 PRN SOLE 0 0 12306000 SHIP FINANCE INTERNATIONAL L PUT G81075106 268 670000 SH Put SOLE 0 0 670000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 11672 11636000 PRN SOLE 0 0 11636000 VALEANT PHARMACEUTICALS INTL CALL 91911K102 241 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 29982 26606000 PRN SOLE 0 0 26606000 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 11475 10000000 PRN SOLE 0 0 10000000