0000950142-16-003137.txt : 20160216 0000950142-16-003137.hdr.sgml : 20160215 20160216172030 ACCESSION NUMBER: 0000950142-16-003137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 161430329 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 12-31-2015 12-31-2015 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 02-16-2016 0 33 134621 INFORMATION TABLE 2 infotable.xml ADVANCE AUTO PARTS INC CALL 00751Y106 203 15000 SH Call SOLE 0 0 15000 ATLANTIC ALLIANCE PARTNER CO COM G04897107 4875 482200 SH SOLE 482200 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 10047 9803000 PRN SOLE 0 0 9803000 ARES CAP CORP COM 04010L103 570 40000 SH SOLE 40000 0 0 BIOSCRIP INC COM 09069N108 261 149424 SH SOLE 149424 0 0 BROOKDALE SR LIVING INC CALL 112463104 119 57400 SH Call SOLE 0 0 57400 CONAGRA FOODS INC CALL 205887102 72 46600 SH Call SOLE 0 0 46600 CALLAWAY GOLF CO COM 131193104 1073 113880 SH SOLE 113880 0 0 CALLAWAY GOLF CO PUT 131193104 11 113900 SH Put SOLE 0 0 113900 EASTERLY ACQUISITION CORP UNIT 99/99/9999 27616L201 13924 1389618 SH SOLE 1389618 0 0 GOLAR LNG LTD PUT G9456A100 958 467700 SH Put SOLE 0 0 467700 GOLAR LNG LTD PUT G9456A100 10896 318600 SH Put SOLE 0 0 318600 GOLAR LNG LTD PUT G9456A100 15689 319200 SH Put SOLE 0 0 319200 GOLAR LNG LTD COM G9456A100 10045 636136 SH SOLE 636136 0 0 HI-CRUSH PARTNERS LP CALL 428337109 35 39200 SH Call SOLE 0 0 39200 HI-CRUSH PARTNERS LP CALL 428337109 67 99800 SH Call SOLE 0 0 99800 HILL INTERNATIONAL INC COM 431466101 2143 552438 SH SOLE 552438 0 0 HELMERICH & PAYNE INC CALL 431466101 322 78500 SH Call SOLE 0 0 78500 JACK IN THE BOX INC COM 466367109 3108 40520 SH SOLE 40520 0 0 MACYS INC CALL 55616P104 1 33400 SH Call SOLE 0 0 33400 MYLAN NV CALL N59465109 18 19200 SH Call SOLE 0 0 19200 MYLAN NV COM N59465109 729 13476 SH SOLE 13476 0 0 QUALCOMM INC CALL 747525103 0 14200 SH Call SOLE 0 0 14200 RITE AID CORP CALL 767754104 27 89200 SH Call SOLE 0 0 89200 RANGE RES CORP CALL 75281A109 3 24500 SH Call SOLE 0 0 24500 SHUTTERFLY INC PUT 82568P304 149 54200 SH Put SOLE 0 0 54200 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 11272 11636000 PRN SOLE 0 0 11636000 SHIP FINANCE INTERNATIONAL NOTE 3.250% 2/0 G81075AE6 11137 10306000 PRN SOLE 0 0 10306000 MOLSON COORS BREWING CO CALL 60871R909 410 46800 SH Call SOLE 0 0 46800 UTI WORLDWIDE INC NOTE 4.50% 3/0 90349LAB0 3469 3500000 PRN SOLE 0 0 3500000 UTI WORLDWIDE INC COM G87210103 1216 172980 SH SOLE 172980 0 0 UTI WORLDWIDE INC PUT G87210103 1225 388800 SH Put SOLE 0 0 388800 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 30547 26606000 PRN SOLE 0 0 26606000