0001085146-20-001279.txt : 20200501
0001085146-20-001279.hdr.sgml : 20200501
20200501165142
ACCESSION NUMBER: 0001085146-20-001279
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200501
DATE AS OF CHANGE: 20200501
EFFECTIVENESS DATE: 20200501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gratus Capital LLC
CENTRAL INDEX KEY: 0001652103
IRS NUMBER: 471771278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16997
FILM NUMBER: 20841556
BUSINESS ADDRESS:
STREET 1: 3350 RIVERWOOD PKWY
STREET 2: STE 1550
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 4049616000
MAIL ADDRESS:
STREET 1: 3350 RIVERWOOD PKWY
STREET 2: STE 1550
CITY: ATLANTA
STATE: GA
ZIP: 30339
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001652103
XXXXXXXX
03-31-2020
03-31-2020
false
Gratus Capital LLC
3350 RIVERWOOD PKWY
STE 1550
ATLANTA
GA
30339
13F HOLDINGS REPORT
028-16997
N
Travis McKinney
CCO
404-961-6000
/s/ Travis McKinney
Atlanta
GA
05-01-2020
1
170
535653
1
0001316397
028-11093
Aurora Investment Counsel
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
2635
19305
SH
SOLE
7435
0
11870
ABBOTT LABS
COM
002824100
8416
106649
SH
SOLE
34364
0
72285
ABBVIE INC
COM
00287Y109
7454
97840
SH
SOLE
27830
0
70010
ACTIVISION BLIZZARD INC
COM
00507V109
6581
110635
SH
SOLE
32234
0
78401
ACUITY BRANDS INC
COM
00508Y102
323
3773
SH
SOLE
0
0
3773
AKAMAI TECHNOLOGIES INC
COM
00971T101
4554
49776
SH
SOLE
1
11946
1245
36585
ALLEGHANY CORP DEL
COM
017175100
3752
6792
SH
SOLE
3113
0
3679
ALPHABET INC
CAP STK CL A
02079K305
9817
8449
SH
SOLE
2365
0
6084
ALPHABET INC
CAP STK CL C
02079K107
2995
2576
SH
SOLE
1273
0
1303
ALTRIA GROUP INC
COM
02209S103
434
11220
SH
SOLE
269
0
10951
AMAZON COM INC
COM
023135106
15030
7709
SH
SOLE
1164
0
6545
AMAZON COM INC
COM
023135106
3704
1900
SH
Put
SOLE
0
0
1900
AMERICAN AIRLS GROUP INC
COM
02376R102
110
9000
SH
SOLE
0
0
9000
AMERICAN AIRLS GROUP INC
COM
02376R102
83
6800
SH
Put
SOLE
0
0
6800
AMERICAN WTR WKS CO INC NEW
COM
030420103
568
4750
SH
SOLE
0
0
4750
AMGEN INC
COM
031162100
1136
5604
SH
SOLE
335
0
5269
AON PLC
SHS CL A
G0408V102
2379
14414
SH
SOLE
3950
450
10014
APPLE INC
COM
037833100
2886
11349
SH
SOLE
5612
0
5737
APPLE INC
COM
037833100
76
300
SH
Put
SOLE
0
0
300
AT&T INC
COM
00206R102
386
13258
SH
SOLE
1388
0
11870
AUTOMATIC DATA PROCESSING IN
COM
053015103
1803
13191
SH
SOLE
7621
0
5570
AVNET INC
COM
053807103
341
13600
SH
SOLE
1900
0
11700
AXOS FINL INC
COM
05465C100
1546
85258
SH
SOLE
38000
0
47258
BAXTER INTL INC
COM
071813109
6973
85880
SH
SOLE
19615
0
66265
BECTON DICKINSON & CO
COM
075887109
2966
12907
SH
SOLE
3737
0
9170
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6862
37532
SH
SOLE
10066
0
27466
BIOGEN INC
COM
09062X103
351
1111
SH
SOLE
61
0
1050
BK OF AMERICA CORP
COM
060505104
368
17334
SH
SOLE
3013
0
14321
BLACKSTONE GROUP INC
COM CL A
09260D107
6861
150556
SH
SOLE
36838
0
113718
BLACKSTONE GROUP INC
COM CL A
09260D107
5113
112200
SH
Put
SOLE
0
0
112200
BP PLC
SPONSORED ADR
055622104
6861
281300
SH
SOLE
61582
0
219718
BRISTOL-MYERS SQUIBB CO
COM
110122108
451
8083
SH
SOLE
898
0
7185
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
6176
139574
SH
SOLE
41282
0
98292
CARDINAL HEALTH INC
COM
14149Y108
239
4975
SH
SOLE
775
0
4200
CERNER CORP
COM
156782104
289
4581
SH
SOLE
4581
0
0
CHEVRON CORP NEW
COM
166764100
955
13181
SH
SOLE
120
0
13061
CISCO SYS INC
COM
17275R102
8631
219574
SH
SOLE
58850
0
160724
CITIGROUP INC
COM NEW
172967424
4274
101482
SH
SOLE
23086
0
78396
CITRIX SYS INC
COM
177376100
5931
41903
SH
SOLE
9354
0
32549
COCA COLA CO
COM
191216100
2023
45732
SH
SOLE
5959
0
39773
COCA COLA CONSOLIDATED INC
COM
191098102
1998
9580
SH
SOLE
0
0
9580
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
243
5227
SH
SOLE
227
0
5000
COLGATE PALMOLIVE CO
COM
194162103
1487
22411
SH
SOLE
10800
0
11611
COMCAST CORP NEW
CL A
20030N101
5470
159090
SH
SOLE
35757
0
123333
CORNING INC
COM
219350105
373
18149
SH
SOLE
16000
0
2149
COSTCO WHSL CORP NEW
COM
22160K105
12807
44918
SH
SOLE
14815
0
30103
CROWN CASTLE INTL CORP NEW
COM
22822V101
9860
68283
SH
SOLE
15486
0
52797
DISNEY WALT CO
COM DISNEY
254687106
952
9853
SH
SOLE
8515
0
1338
DTE ENERGY CO
COM
233331107
7410
78023
SH
SOLE
17349
0
60674
DUKE ENERGY CORP NEW
COM NEW
26441C204
8433
104269
SH
SOLE
22943
0
81326
DUKE ENERGY CORP NEW
COM NEW
26441C204
5775
71400
SH
Put
SOLE
0
0
71400
EASTGROUP PPTY INC
COM
277276101
1419
13580
SH
SOLE
4800
0
8780
EATON CORP PLC
SHS
G29183103
2215
28513
SH
SOLE
3850
0
24663
EDWARDS LIFESCIENCES CORP
COM
28176E108
3371
17872
SH
SOLE
11298
0
6574
EMERSON ELEC CO
COM
291011104
1481
31079
SH
SOLE
14980
0
16099
ENTERPRISE PRODS PARTNERS L
COM
293792107
171
11954
SH
SOLE
1
824
4700
6430
EQUIFAX INC
COM
294429105
1690
14148
SH
SOLE
9271
0
4877
EXXON MOBIL CORP
COM
30231G102
3126
82327
SH
SOLE
1514
0
80814
F M C CORP
COM NEW
302491303
204
2500
SH
SOLE
0
0
2500
FASTENAL CO
COM
311900104
782
25030
SH
SOLE
1
600
3540
20890
FRANCO NEVADA CORP
COM
351858105
348
3500
SH
SOLE
2500
0
1000
FULGENT GENETICS INC
COM
359664109
108
10000
SH
SOLE
0
0
10000
GENUINE PARTS CO
COM
372460105
1156
17173
SH
SOLE
9700
0
7473
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
339
8958
SH
SOLE
5928
0
3030
GLOBAL PMTS INC
COM
37940X102
5069
35143
SH
SOLE
15052
0
20091
GRACO INC
COM
384109104
6013
123404
SH
SOLE
40650
0
82754
HERSHEY CO
COM
427866108
756
5705
SH
SOLE
0
0
5705
HOME DEPOT INC
COM
437076102
5877
31475
SH
SOLE
4613
0
26862
ILLINOIS TOOL WKS INC
COM
452308109
3401
23933
SH
SOLE
8892
0
15041
INTEL CORP
COM
458140100
3061
56567
SH
SOLE
18270
0
38297
INTERNATIONAL BUSINESS MACHS
COM
459200101
1228
11069
SH
SOLE
350
0
10719
INTL PAPER CO
COM
460146103
5597
179800
SH
SOLE
40248
0
139552
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
2181
44226
SH
SOLE
37524
0
6702
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
1098
11881
SH
SOLE
1537
0
10344
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
433
5158
SH
SOLE
158
0
5000
IRON MTN INC NEW
COM
46284V101
4259
178959
SH
SOLE
39748
0
139211
ISHARES TR
CORE S&P500 ETF
464287200
1477
5716
SH
SOLE
1565
0
4151
ISHARES TR
RUS 1000 GRW ETF
464287614
17639
117088
SH
SOLE
17580
0
99509
ISHARES TR
RUS 1000 VAL ETF
464287598
384
3871
SH
SOLE
3871
0
0
ISHARES TR
SELECT DIVID ETF
464287168
245
3337
SH
SOLE
60
0
3277
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
5172
104131
SH
SOLE
47340
0
56791
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
2190
43420
SH
SOLE
26520
0
16900
JOHNSON & JOHNSON
COM
478160104
11126
84845
SH
SOLE
17551
0
67294
JOHNSON & JOHNSON
COM
478160104
5167
39400
SH
Put
SOLE
0
0
39400
JOHNSON CTLS INTL PLC
SHS
G51502105
970
35970
SH
SOLE
24137
0
11833
JPMORGAN CHASE & CO
COM
46625H100
9586
106471
SH
SOLE
22934
0
83537
KIMBERLY CLARK CORP
COM
494368103
1154
9023
SH
SOLE
5121
0
3902
KLA CORPORATION
COM NEW
482480100
7723
53726
SH
SOLE
12386
0
41340
LEAP THERAPEUTICS INC
COM
52187K101
40
25000
SH
SOLE
0
0
25000
LILLY ELI & CO
COM
532457108
695
5007
SH
SOLE
280
0
4727
LINCOLN ELEC HLDGS INC
COM
533900106
1814
26283
SH
SOLE
12300
0
13983
LOCKHEED MARTIN CORP
COM
539830109
8789
25930
SH
SOLE
6217
0
19714
LOWES COS INC
COM
548661107
2744
31893
SH
SOLE
15500
0
16393
MANHATTAN ASSOCS INC
COM
562750109
227
4560
SH
SOLE
0
0
4560
MANHATTAN ASSOCS INC
COM
562750109
125
2500
SH
Put
SOLE
0
0
2500
MARINE PRODS CORP
COM
568427108
85
10549
SH
SOLE
0
0
10549
MARTIN MARIETTA MATLS INC
COM
573284106
233
1230
SH
SOLE
0
0
1230
MCDONALDS CORP
COM
580135101
3155
19079
SH
SOLE
8184
0
10895
MEDTRONIC PLC
SHS
G5960L103
7736
85780
SH
SOLE
23459
0
62321
MERCK & CO. INC
COM
58933Y105
582
7565
SH
SOLE
1036
0
6530
MICROSOFT CORP
COM
594918104
15520
98409
SH
SOLE
28126
0
70283
MONDELEZ INTL INC
CL A
609207105
435
8679
SH
SOLE
0
0
8679
NETFLIX INC
COM
64110L106
1277
3400
SH
SOLE
0
0
3400
NETFLIX INC
COM
64110L106
638
1700
SH
Put
SOLE
0
0
1700
NORTHEAST BK LEWISTON ME
COM
66405S100
876
75160
SH
SOLE
30900
0
44260
NORTHROP GRUMMAN CORP
COM
666807102
977
3228
SH
SOLE
0
0
3228
NOVARTIS A G
SPONSORED ADR
66987V109
778
9431
SH
SOLE
7045
0
2386
NOVO-NORDISK A S
ADR
670100205
1696
28176
SH
SOLE
1
11831
770
15575
PALO ALTO NETWORKS INC
COM
697435105
6047
36881
SH
SOLE
1
8218
585
28078
PALO ALTO NETWORKS INC
COM
697435105
2295
14000
SH
Put
SOLE
1
0
0
14000
PEPSICO INC
COM
713448108
2249
18725
SH
SOLE
9382
0
9343
PFIZER INC
COM
717081103
6199
189913
SH
SOLE
45428
0
144485
PHILIP MORRIS INTL INC
COM
718172109
414
5669
SH
SOLE
0
0
5669
PHILLIPS 66
COM
718546104
5304
98857
SH
SOLE
1
28451
1380
69026
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
3384
34187
SH
SOLE
270
0
33917
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
73
13764
SH
SOLE
1
0
10380
3384
PNC FINL SVCS GROUP INC
COM
693475105
394
4112
SH
SOLE
0
0
4112
PPG INDS INC
COM
693506107
2343
28022
SH
SOLE
15800
0
12222
PROCTER & GAMBLE CO
COM
742718109
3228
29341
SH
SOLE
7137
0
22204
QUALCOMM INC
COM
747525103
6035
89208
SH
SOLE
20087
0
69121
RAVEN INDS INC
COM
754212108
1087
51207
SH
SOLE
3550
0
47657
READING INTERNATIONAL INC
CL A
755408101
62
15968
SH
SOLE
1220
0
14748
REPUBLIC SVCS INC
COM
760759100
9903
131930
SH
SOLE
28828
0
103102
RIVERNORTH OPPORTUNISTIC MUN
COM
76883F108
252
12500
SH
SOLE
12500
0
0
RPC INC
COM
749660106
117
56723
SH
SOLE
0
0
56723
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
11783
456011
SH
SOLE
52034
0
403977
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
7037
224625
SH
SOLE
221880
0
2744
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
291
11262
SH
SOLE
11262
0
0
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
1161
56475
SH
SOLE
55860
0
615
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
213
3932
SH
SOLE
1390
0
2542
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1515
19016
SH
SOLE
2003
0
17013
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
16420
370911
SH
SOLE
61064
0
309847
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
246
4010
SH
SOLE
810
0
3200
SMUCKER J M CO
COM NEW
832696405
235
2117
SH
SOLE
0
0
2117
SOUTHERN CO
COM
842587107
532
9823
SH
SOLE
7770
0
2053
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3014
11694
SH
SOLE
35
0
11659
SPDR SER TR
PORTFOLIO SH TSR
78468R101
1320
42974
SH
SOLE
5513
0
37461
SPDR SER TR
PRTFLO S&P500 GW
78464A409
751
21009
SH
SOLE
4932
0
16077
STARBUCKS CORP
COM
855244109
244
3714
SH
SOLE
163
0
3551
STEPAN CO
COM
858586100
297
3362
SH
SOLE
0
0
3362
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
77
90810
SH
SOLE
0
0
90810
STRYKER CORP
COM
863667101
2867
17218
SH
SOLE
9540
0
7678
SYSCO CORP
COM
871829107
225
4931
SH
SOLE
1
104
230
4597
TARGET CORP
COM
87612E106
6811
73265
SH
SOLE
16845
0
56420
TARGET CORP
COM
87612E106
5225
56200
SH
Put
SOLE
0
0
56200
TE CONNECTIVITY LTD
REG SHS
H84989104
1942
30829
SH
SOLE
10545
0
20284
TEXAS INSTRS INC
COM
882508104
2153
21550
SH
SOLE
12625
0
8925
TIFFANY & CO NEW
COM
886547108
1511
11671
SH
SOLE
1680
0
9991
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
162
40000
SH
SOLE
0
0
40000
TRUIST FINL CORP
COM
89832Q109
462
14977
SH
SOLE
2448
0
12529
UNILEVER PLC
SPON ADR NEW
904767704
280
5534
SH
SOLE
0
0
5534
UNITED PARCEL SERVICE INC
CL B
911312106
1249
13374
SH
SOLE
800
0
12574
US BANCORP DEL
COM NEW
902973304
1435
41662
SH
SOLE
19930
0
21732
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1516
6401
SH
SOLE
1
0
6400
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
3195
30907
SH
SOLE
3788
0
27119
VERISK ANALYTICS INC
COM
92345Y106
1470
10550
SH
SOLE
6750
0
3800
VERIZON COMMUNICATIONS INC
COM
92343V104
8419
156695
SH
SOLE
33642
0
123052
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
75
11345
SH
SOLE
1
0
11345
0
VIRTU FINL INC
CL A
928254101
10863
521757
SH
SOLE
117434
0
404323
WALMART INC
COM
931142103
1388
12218
SH
SOLE
978
0
11240
WELLS FARGO CO NEW
COM
949746101
237
8243
SH
SOLE
616
0
7627
WEYERHAEUSER CO
COM
962166104
5231
308589
SH
SOLE
59503
0
249086
WHEATON PRECIOUS METALS CORP
COM
962879102
684
24833
SH
SOLE
20500
0
4333
WHITE MTNS INS GROUP LTD
COM
G9618E107
1597
1755
SH
SOLE
900
0
855
WILEY JOHN & SONS INC
CL A
968223206
316
8420
SH
SOLE
0
0
8420
WILLIAMS COS INC
COM
969457100
6786
479602
SH
SOLE
106351
0
373252
WP CAREY INC
COM
92936U109
334
5747
SH
SOLE
5000
0
747
XILINX INC
COM
983919101
6127
78610
SH
SOLE
18903
0
59706
ZEBRA TECHNOLOGIES CORP
CL A
989207105
4437
24167
SH
SOLE
1
6635
200
17332
ZYMEWORKS INC
COM
98985W102
355
10000
SH
SOLE
0
0
10000