0001209191-18-064217.txt : 20181227 0001209191-18-064217.hdr.sgml : 20181227 20181227181727 ACCESSION NUMBER: 0001209191-18-064217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181227 FILED AS OF DATE: 20181227 DATE AS OF CHANGE: 20181227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT ERIC E CENTRAL INDEX KEY: 0001242463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 181255529 MAIL ADDRESS: STREET 1: C/O ALPHABET INC STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-27 0 0001652044 Alphabet Inc. GOOG 0001242463 SCHMIDT ERIC E C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 Class A Common Stock 2018-12-27 4 G 0 24821 0.00 D 16113 D Class C Capital Stock 2018-12-27 4 G 0 3841 0.00 D 121059 I By Schmidt Investments, L.P. Class C Capital Stock 2018-12-27 4 G 0 23002 0.00 D 275509 I By Schmidt Investments, L.P. Fund II Class A Common Stock 2018-12-27 4 C 0 20234 0.00 A 20234 I By Schmidt Investments, L.P. Fund II Class A Common Stock 2018-12-27 4 G 0 20234 0.00 D 0 I By Schmidt Investments, L.P. Fund II Class A Common Stock 2018-12-27 4 C 0 3841 0.00 A 3841 I By Schmidt Investments, L.P. Class A Common Stock 2018-12-27 4 G 0 3841 0.00 D 0 I By Schmidt Investments, L.P. Class A Google Stock Units 5492 D Class C Capital Stock 2393249 I By The Schmidt Family Living Trust Class C Capital Stock 1290533 D Class C Google Stock Units 5492 D Class B Common Stock 0.00 2018-12-27 4 C 0 3841 0.00 D Class A Common Stock 3841 129111 I By Schmidt Investments, L.P. Class B Common Stock 0.00 2018-12-27 4 C 0 20234 0.00 D Class A Common Stock 20234 370440 I By Schmidt Investments, L.P. Fund II Class B Common Stock 0.00 Class A Common Stock 1194309 1194309 D Class B Common Stock 0.00 Class A Common Stock 2386490 2386490 I By The Schmidt Family Living Trust Option to Purchase Class A Common Stock 306.612 2021-02-02 Class A Common Stock 181840 181840 D Option to Purchase Class C Capital Stock 305.388 2021-02-02 Class C Capital Stock 181840 181840 D Class A GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly thereafter until the units are fully vested, subject to continued employment on such vesting dates. Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly until the GSUs are fully vested, subject to continued employment on such vesting dates. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. Option is fully vested. /s/ Valentina Margulis, as Attorney-in-Fact for Eric E. Schmidt 2018-12-27