0001209191-17-009040.txt : 20170209 0001209191-17-009040.hdr.sgml : 20170209 20170209160036 ACCESSION NUMBER: 0001209191-17-009040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brin Sergey CENTRAL INDEX KEY: 0001295032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 17587489 MAIL ADDRESS: STREET 1: 171 MAIN STREET STREET 2: #255 CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-08 0 0001652044 Alphabet Inc. GOOG 0001295032 Brin Sergey C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 1 0 President Class A Common Stock 2017-02-08 4 C 0 16666 0.00 A 16666 D Class A Common Stock 2017-02-08 4 S 0 700 826.3343 D 15966 D Class A Common Stock 2017-02-08 4 S 0 1300 827.7146 D 14666 D Class A Common Stock 2017-02-08 4 S 0 900 829.0756 D 13766 D Class A Common Stock 2017-02-08 4 S 0 3351 830.4572 D 10415 D Class A Common Stock 2017-02-08 4 S 0 3546 831.2063 D 6869 D Class A Common Stock 2017-02-08 4 S 0 4565 832.3371 D 2304 D Class A Common Stock 2017-02-08 4 S 0 2100 833.3062 D 204 D Class A Common Stock 2017-02-08 4 S 0 204 834.0353 D 0 D Class C Capital Stock 2017-02-08 4 S 0 600 804.175 D 19459437 D Class C Capital Stock 2017-02-08 4 S 0 1277 805.4498 D 19458160 D Class C Capital Stock 2017-02-08 4 S 0 982 806.916 D 19457178 D Class C Capital Stock 2017-02-08 4 S 0 2234 808.6924 D 19454944 D Class C Capital Stock 2017-02-08 4 S 0 6135 809.5028 D 19448809 D Class C Capital Stock 2017-02-08 4 S 0 4540 810.3898 D 19444269 D Class C Capital Stock 2017-02-08 4 S 0 898 811.3831 D 19443371 D Class B Common Stock 0.00 2017-02-08 4 C 0 16666 0.00 D Class A Common Stock 16666 19383302 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $826.01 to $827.00, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $827.46 to $828.45, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $828.64 to $829.63, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $829.83 to $830.82, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $830.83 to $831.82, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.87 to $832.86, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $832.89 to $833.88, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $833.91 to $834.90, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $803.78 to $804.77, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $804.97 to $805.96, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $806.39 to $807.38, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $808.05 to $809.04, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $809.06 to $810.05, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $810.07 to $811.06, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $811.19 to $812.18, inclusive. All shares are exercisable as of the transaction date There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for Sergey Brin 2017-02-09