Chief Compliance Officer

0001652035-21-000003.txt : 20210514 0001652035-21-000003.hdr.sgml : 20210514 20210514151826 ACCESSION NUMBER: 0001652035-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hayden Royal, LLC CENTRAL INDEX KEY: 0001652035 IRS NUMBER: 471411577 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18991 FILM NUMBER: 21924103 BUSINESS ADDRESS: STREET 1: 2813 COLTSGATE RD., SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-919-0439 MAIL ADDRESS: STREET 1: 2813 COLTSGATE RD., SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes & Atlantic Wealth Management & Advisory Partners, LLC DATE OF NAME CHANGE: 20150831 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652035 XXXXXXXX 03-31-2021 03-31-2021 Hayden Royal, LLC

2813 COLTSGATE RD., SUITE 200 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18991 N Joseph P. Arce Chief Compliance Officer 866-478-8794 Joseph P. Arce San Diego CA 05-14-2021 0 207 174632 false INFORMATION TABLE 2 HR13FQ12021FINAL.xml 3M Co Equity 88579Y101 228 1184 SH SOLE 0 0 1184 Abbott Laboratories Equity 002824100 416 3468 SH SOLE 0 0 3468 AbbVie Inc Equity 00287Y109 884 8167 SH SOLE 0 0 8167 Adamis Pharmaceuticals Corp Equity 00547W208 31 32800 SH SOLE 0 0 32800 Airbnb Inc Equity 009066101 320 1703 SH SOLE 0 0 1703 Akoustis Technologies Inc Equity 00973N102 188 14110 SH SOLE 0 0 14110 Alibaba Group Holding Ltd ADR International 01609W102 2048 9031 SH SOLE 0 0 9031 ALKURI GLOBAL ACQUISITION UNT Other 66981N202 212 21500 SH SOLE 0 0 21500 Alphabet Inc A Equity 02079K305 1289 625 SH SOLE 0 0 625 Alphabet Inc C Equity 02079K107 252 122 SH SOLE 0 0 122 Altimmune Inc Equity 02155H200 630 44583 SH SOLE 0 0 44583 Altria Group Inc Equity 02209S103 1040 19991 SH SOLE 0 0 19991 Amazon.com Inc Equity 023135106 1680 543 SH SOLE 0 0 543 Ameren Corp Equity 023608102 309 3793 SH SOLE 0 0 3793 Amgen Inc Equity 031162100 210 843 SH SOLE 0 0 843 Apple Inc Equity 037833100 8408 68835 SH SOLE 0 0 68835 Applied Materials Inc Equity 038222105 275 2060 SH SOLE 0 0 2060 ARES ACQUISITION CORPORATION REGISTERED SHS -A International G33032106 412 41600 SH SOLE 0 0 41600 ARK Innovation ETF Equity 00214Q104 992 8271 SH SOLE 0 0 8271 ARTIUS ACQUISITION EQY WARRANT Other 04316G113 100 58000 SH SOLE 0 0 58000 ASGN Inc Equity 00191U102 335 3505 SH SOLE 0 0 3505 AT&T Inc Equity 00206R102 1103 36440 SH SOLE 0 0 36440 AutoZone Inc Equity 053332102 336 239 SH SOLE 0 0 239 BancorpSouth Bank Equity 05971J102 221 6750 SH SOLE 0 0 6750 Bank of America Corporation Equity 060505104 778 20110 SH SOLE 0 0 20110 Bausch Health Companies Inc International 071734107 1271 40057 SH SOLE 0 0 40057 Berkshire Hathaway Inc B Equity 084670702 876 3430 SH SOLE 0 0 3430 Bionano Genomics Inc Equity 09075F107 112 13900 SH SOLE 0 0 13900 Blackstone Group LP Equity 09260D107 499 6690 SH SOLE 0 0 6690 Boeing Co Equity 097023105 997 3914 SH SOLE 0 0 3914 BOQII HOLDING ADR REP CL A ORD International 09950L104 95 17100 SH SOLE 0 0 17100 Broadcom Inc Com Equity 11135F101 448 966 SH SOLE 0 0 966 Carvana Co Equity 146869102 200 763 SH SOLE 0 0 763 Caterpillar Inc Equity 149123101 546 2356 SH SOLE 0 0 2356 Chevron Corp Equity 166764100 948 9046 SH SOLE 0 0 9046 Cigna Corp Equity 125523100 903 3734 SH SOLE 0 0 3734 Cisco Systems Inc Equity 17275R102 594 11491 SH SOLE 0 0 11491 Citigroup Inc Equity 172967424 207 2842 SH SOLE 0 0 2842 CME Group Inc Class A Equity 12572Q105 266 1304 SH SOLE 0 0 1304 Coca-Cola Co Equity 191216100 889 16737 SH SOLE 0 0 16737 Comcast Corp Class A Equity 20030N101 326 6031 SH SOLE 0 0 6031 Comstock Mining Inc Equity 205750300 73 16000 SH SOLE 0 0 16000 Corning Inc Equity 219350105 226 5190 SH SOLE 0 0 5190 Costco Wholesale Corp Equity 22160K105 282 800 SH SOLE 0 0 800 Crispr Therapeutics Agnamen Akt International H17182108 559 4590 SH SOLE 0 0 4590 Crown Castle International Corp Equity 22822V101 356 2069 SH SOLE 0 0 2069 CROWN PROPTECH ACQUISITIONS UNT International G25741128 109 11000 SH SOLE 0 0 11000 CURIOSITYSTREAM CL A ORD Other 23130Q107 143 10539 SH SOLE 0 0 10539 CVS Health Corp Equity 126650100 538 7148 SH SOLE 0 0 7148 Deere & Co Equity 244199105 245 652 SH SOLE 0 0 652 Dow Inc Equity 260557103 296 4631 SH SOLE 0 0 4631 DraftKings Inc Equity 26142R104 262 4269 SH SOLE 0 0 4269 Dropbox Inc Equity 26210C104 245 9193 SH SOLE 0 0 9193 Energy Transfer Equity LP Equity 29273V100 203 26489 SH SOLE 0 0 26489 Enviva Partners LP Equity 29414J107 590 12210 SH SOLE 0 0 12210 Equinix Inc Equity 29444U700 217 319 SH SOLE 0 0 319 eXp World Holdings Inc Equity 30212W100 310 6810 SH SOLE 0 0 6810 Exxon Mobil Corp Equity 30231G102 937 16787 SH SOLE 0 0 16787 Facebook Inc A Equity 30303M102 2562 8699 SH SOLE 0 0 8699 FedEx Corp Equity 31428X106 355 1247 SH SOLE 0 0 1247 First Trust Materials AlphaDEX ETF Other 33734X168 845 15323 SH SOLE 0 0 15323 First Trust Mid Cap Value AlphaDEX ETF Equity 33737M201 821 19158 SH SOLE 0 0 19158 First Trust Morningstar Div Leaders ETF Equity 336917109 209 6400 SH SOLE 0 0 6400 First Trust New Opps MLP & Energy Equity 33739M100 82 15477 SH SOLE 0 0 15477 First Trust Small Cap Val AlphaDEX ETF Equity 33737M409 1067 21213 SH SOLE 0 0 21213 First Trust Technology AlphaDEX ETF Equity 33734X176 303 2666 SH SOLE 0 0 2666 Ford Motor Co Equity 345370860 158 12923 SH SOLE 0 0 12923 Franklin Liberty Short Dur US Govt ETF Fixed Income 353506108 603 6327 SH SOLE 0 0 6327 Freeport-McMoRan Inc Equity 35671D857 3598 109256 SH SOLE 0 0 109256 FT Cboe Vest US Equity Deep Bffr ETF Nov Alternatives 33740F839 1591 46694 SH SOLE 0 0 46694 FT Cboe Vest US Equity Dp Bffr ETF Sep Alternatives 33740F680 4708 148673 SH SOLE 0 0 148673 FuboTV Inc Equity 35953D104 233 10540 SH SOLE 0 0 10540 General Electric Co Equity 369604103 223 16952 SH SOLE 0 0 16952 Honeywell International Inc Equity 438516106 680 3132 SH SOLE 0 0 3132 icad Inc Equity 44934S206 311 14660 SH SOLE 0 0 14660 Illumina Inc Equity 452327109 450 1172 SH SOLE 0 0 1172 Intel Corp Equity 458140100 293 4575 SH SOLE 0 0 4575 International Business Machines Corp Equity 459200101 294 2210 SH SOLE 0 0 2210 Invesco Ltd International G491BT108 2768 109742 SH SOLE 0 0 109742 Invesco S&P 500 Equal Weight Tech ETF Equity 46137V282 532 1970 SH SOLE 0 0 1970 Invesco S&P 500 Equal Wt Hlth Care ETF Equity 46137V332 310 1155 SH SOLE 0 0 1155 Iqvia Hldgs Inc Equity 46266C105 354 1835 SH SOLE 0 0 1835 iShares 1-3 Year Treasury Bond Fixed Income 464287457 488 5658 SH SOLE 0 0 5658 Ishares 20 Plus Year Treasury Bond Etf Fixed Income 464287432 249 1841 SH SOLE 0 0 1841 iShares Core International Aggt Bd ETF Fixed Income 46435G672 528 9633 SH SOLE 0 0 9633 iShares Core MSCI EAFE International 46432F842 287 3989 SH SOLE 0 0 3989 iShares Core MSCI Emerging Markets ETF International 46434G103 490 7612 SH SOLE 0 0 7612 iShares Core MSCI Total Intl Stk ETF International 46432F834 678 9643 SH SOLE 0 0 9643 iShares Core S&P 500 Equity 464287200 478 1202 SH SOLE 0 0 1202 iShares Core S&P Small-Cap Equity 464287804 348 3205 SH SOLE 0 0 3205 iShares Core S&P Total US Stock Mkt ETF Equity 464287150 2008 21920 SH SOLE 0 0 21920 iShares Core Total USD Bond Market ETF Fixed Income 46434V613 576 10912 SH SOLE 0 0 10912 iShares Core US Aggregate Bond Fixed Income 464287226 341 2996 SH SOLE 0 0 2996 iShares Core US REIT ETF Equity 464288521 1235 23574 SH SOLE 0 0 23574 iShares Edge MSCI Min Vol USA Equity 46429B697 264 3822 SH SOLE 0 0 3822 iShares ESG Aware MSCI USA ETF Equity 46435G425 294 3237 SH SOLE 0 0 3237 iShares Floating Rate Bond ETF Fixed Income 46429B655 262 5159 SH SOLE 0 0 5159 iShares Gold Trust Other 464285105 1800 110706 SH SOLE 0 0 110706 iShares iBoxx $ Investment Grade Corporate Bond ETF Fixed Income 464287242 284 2185 SH SOLE 0 0 2185 iShares MSCI EAFE Value International 464288877 244 4787 SH SOLE 0 0 4787 iShares Russell 1000 Growth Equity 464287614 397 1633 SH SOLE 0 0 1633 iShares Russell 1000 Value Equity 464287598 1000 6601 SH SOLE 0 0 6601 iShares Russell 2000 Equity 464287655 1927 8722 SH SOLE 0 0 8722 iShares Russell 2000 Value Equity 464287630 1574 9871 SH SOLE 0 0 9871 iShares Russell Mid-Cap Growth ETF Equity 464287481 219 2144 SH SOLE 0 0 2144 iShares Russell Mid-Cap Value ETF Equity 464287473 203 1853 SH SOLE 0 0 1853 iShares S&P 500 Growth Equity 464287309 1447 22221 SH SOLE 0 0 22221 iShares S&P 500 Value Equity 464287408 1463 10355 SH SOLE 0 0 10355 iShares S&P Mid-Cap 400 Value ETF Equity 464287705 3657 35879 SH SOLE 0 0 35879 iShares S&P Small-Cap 600 Growth ETF Equity 464287887 1183 9226 SH SOLE 0 0 9226 iShares S&P Small-Cap 600 Value ETF Equity 464287879 1028 10206 SH SOLE 0 0 10206 iShares Silver Trust Other 46428Q109 271 11955 SH SOLE 0 0 11955 iShares TIPS Bond Fixed Income 464287176 541 4311 SH SOLE 0 0 4311 iShares US Treasury Bond Fixed Income 46429B267 406 15519 SH SOLE 0 0 15519 Johnson & Johnson Equity 478160104 1178 7165 SH SOLE 0 0 7165 JPMorgan Chase & Co Equity 46625H100 978 6427 SH SOLE 0 0 6427 JPMorgan Ultra-Short Income ETF Fixed Income 46641Q837 616 12136 SH SOLE 0 0 12136 L Brands Inc Equity 501797104 3760 60789 SH SOLE 0 0 60789 Liberty All-Star Equity Equity 530158104 114 15001 SH SOLE 0 0 15001 Lowe's Companies Inc Equity 548661107 444 2333 SH SOLE 0 0 2333 Lululemon Athletica Inc Equity 550021109 288 939 SH SOLE 0 0 939 Marathon Oil Corp Equity 565849106 201 18830 SH SOLE 0 0 18830 Mastercard Inc A Equity 57636Q104 394 1106 SH SOLE 0 0 1106 McDonald's Corp Equity 580135101 263 1173 SH SOLE 0 0 1173 Medtronic PLC International G5960L103 255 2148 SH SOLE 0 0 2148 MercadoLibre Inc Equity 58733R102 337 229 SH SOLE 0 0 229 Merck & Co Inc Equity 58933Y105 4312 55476 SH SOLE 0 0 55476 Micron Technology Inc Equity 595112103 366 4154 SH SOLE 0 0 4154 Microsoft Corp Equity 594918104 3372 14303 SH SOLE 0 0 14303 NANO X IMAGING ORD International M70700105 429 10360 SH SOLE 0 0 10360 Neurobo Pharmaceuticals Ord Equity 64132R107 91 20642 SH SOLE 0 0 20642 Nokia Oyj International 654902204 142 35734 SH SOLE 0 0 35734 NVIDIA Corp Equity 67066G104 526 985 SH SOLE 0 0 985 Okta Inc Equity 679295105 397 1800 SH SOLE 0 0 1800 Palo Alto Networks Inc Equity 697435105 270 839 SH SOLE 0 0 839 PayPal Holdings Inc Equity 70450Y103 253 1040 SH SOLE 0 0 1040 Penn National Gaming Inc Equity 707569109 419 4000 SH SOLE 0 0 4000 PepsiCo Inc Equity 713448108 365 2578 SH SOLE 0 0 2578 Pfizer Inc Equity 717081103 2455 67764 SH SOLE 0 0 67764 PIMCO Dynamic Credit and Mortgage Inc Fixed Income 72202D106 430 19155 SH SOLE 0 0 19155 Pinnacle Financial Partners Inc Equity 72346Q104 424 4778 SH SOLE 0 0 4778 Procter & Gamble Co Equity 742718109 959 7081 SH SOLE 0 0 7081 Putnam Managed Muni Income Fixed Income 746823103 192 23458 SH SOLE 0 0 23458 Putnam Premier Income Trust Alternatives 746853100 56 11400 SH SOLE 0 0 11400 Quadratic Intrst Rt Vol & Infl H ETF Fixed Income 500767736 423 14792 SH SOLE 0 0 14792 QUALCOMM Inc Equity 747525103 262 1977 SH SOLE 0 0 1977 Rapid7 Inc Equity 753422104 435 5829 SH SOLE 0 0 5829 Regeneron Pharmaceuticals Inc Equity 75886F107 415 877 SH SOLE 0 0 877 Roku Inc Equity 77543R102 639 1963 SH SOLE 0 0 1963 Royal Dutch Shell PLC International 780259206 260 6622 SH SOLE 0 0 6622 Salesforce.com Inc Equity 79466L302 405 1913 SH SOLE 0 0 1913 Select Sector Spdr Trust Shs Ben Int Energy Equity 81369Y506 793 16166 SH SOLE 0 0 16166 Shopify Inc International 82509L107 345 312 SH SOLE 0 0 312 Simon Ppty Group Acquisition Hldgs Inc Unit 1 Cl A & 1/5 Wt Exp 02/04/26 Other 82880R202 166 16500 SH SOLE 0 0 16500 Skyworks Solutions Inc Equity 83088M102 313 1705 SH SOLE 0 0 1705 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF Fixed Income 78464A391 588 22590 SH SOLE 0 0 22590 SPDR Blmbg BarclaysST HY Bd ETF Fixed Income 78468R408 1509 55226 SH SOLE 0 0 55226 SPDR Dow Jones Global Real Estate ETF Equity 78463X749 607 12847 SH SOLE 0 0 12847 SPDR Gold Shares Other 78463V107 3845 24037 SH SOLE 0 0 24037 SPDR Port S&P 1500 Comps Stk Mkt ETF Equity 78464A805 1319 26809 SH SOLE 0 0 26809 SPDR Portfolio Aggregate Bond ETF Fixed Income 78464A649 11956 403233 SH SOLE 0 0 403233 SPDR Portfolio Developed Wld ex-US ETF International 78463X889 2752 77822 SH SOLE 0 0 77822 SPDR Portfolio Interm Term Corp Bd ETF Fixed Income 78464A375 884 24397 SH SOLE 0 0 24397 SPDR Portfolio S&P 500 ETF Equity 78464A854 5501 118025 SH SOLE 0 0 118025 SPDR Portfolio S&P 600 Sm Cap ETF Equity 78468R853 1289 30498 SH SOLE 0 0 30498 SPDR Portfolio Short Term Treasury ETF Fixed Income 78468R101 397 12962 SH SOLE 0 0 12962 SPDR Portfolio TIPS ETF Fixed Income 78464A656 2764 90476 SH SOLE 0 0 90476 SPDR S&P 500 ETF Equity 78462F103 4598 11563 SH SOLE 0 0 11563 SPDR S&P Emerging Markets ETF International 78463X509 1182 26999 SH SOLE 0 0 26999 SPDR S&P International Small Cap ETF International 78463X871 403 10777 SH SOLE 0 0 10777 SPDR S&P MidCap 400 ETF Equity 78467Y107 806 1690 SH SOLE 0 0 1690 Sprott Physical Silver Trust Other 85207K107 123 14034 SH SOLE 0 0 14034 Square Inc Equity 852234103 441 1942 SH SOLE 0 0 1942 Starbucks Corp Equity 855244109 253 2319 SH SOLE 0 0 2319 SVB Financial Group Equity 78486Q101 2289 4636 SH SOLE 0 0 4636 Taiwan Semiconductor Manufacturing Co Ltd International 874039100 251 2113 SH SOLE 0 0 2113 Tapestry Inc Equity 876030107 2614 63425 SH SOLE 0 0 63425 Texas Instruments Inc Equity 882508104 220 1166 SH SOLE 0 0 1166 The Home Depot Inc Equity 437076102 1024 3354 SH SOLE 0 0 3354 The Trade Desk Inc Com Cl A Equity 88339J105 214 328 SH SOLE 0 0 328 Torchlight Energy Resources Inc Equity 89102U103 118 64500 SH SOLE 0 0 64500 Truist Finl Corp Com Equity 89832Q109 290 4964 SH SOLE 0 0 4964 Union Pacific Corp Equity 907818108 279 1265 SH SOLE 0 0 1265 United Parcel Service Inc Class B Equity 911312106 408 2401 SH SOLE 0 0 2401 United States Oil Other 91232N207 506 12477 SH SOLE 0 0 12477 UnitedHealth Group Inc Equity 91324P102 276 743 SH SOLE 0 0 743 US Bancorp Equity 902973304 354 6349 SH SOLE 0 0 6349 Vanguard 500 ETF Equity 922908363 417 1145 SH SOLE 0 0 1145 Vanguard FTSE Developed Markets ETF International 921943858 289 5894 SH SOLE 0 0 5894 Vanguard FTSE Emerging Markets ETF International 922042858 241 4629 SH SOLE 0 0 4629 Vanguard Growth ETF Equity 922908736 223 869 SH SOLE 0 0 869 Vanguard Short-Term Bond ETF Fixed Income 921937827 281 3413 SH SOLE 0 0 3413 Vanguard Short-Term Corporate Bond ETF Fixed Income 92206C409 853 10341 SH SOLE 0 0 10341 Vanguard Total Bond Market ETF Fixed Income 921937835 225 2655 SH SOLE 0 0 2655 Vanguard Total International Bond ETF Fixed Income 92203J407 223 3907 SH SOLE 0 0 3907 Vanguard Value ETF Equity 922908744 208 1584 SH SOLE 0 0 1584 Verizon Communications Inc Equity 92343V104 863 14840 SH SOLE 0 0 14840 Vertex Pharmaceuticals Inc Equity 92532F100 213 992 SH SOLE 0 0 992 Viking Therapeutics Inc Equity 92686J106 107 16900 SH SOLE 0 0 16900 Virgin Galactic Holdings Inc Equity 92766K106 208 6790 SH SOLE 0 0 6790 Visa Inc Class A Equity 92826C839 704 3323 SH SOLE 0 0 3323 Wal-Mart Stores Inc Equity 931142103 2309 16931 SH SOLE 0 0 16931 Walt Disney Co Equity 254687106 870 4715 SH SOLE 0 0 4715 Westwater Res Inc Equity 961684206 57 10700 SH SOLE 0 0 10700 Zillow Group Inc Equity 98954M200 289 2226 SH SOLE 0 0 2226 Zoetis Inc Equity 98978V103 265 1682 SH SOLE 0 0 1682