Chief Compliance Officer

0001652035-20-000003.txt : 20200608 0001652035-20-000003.hdr.sgml : 20200608 20200608135717 ACCESSION NUMBER: 0001652035-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 EFFECTIVENESS DATE: 20200608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hayden Royal, LLC CENTRAL INDEX KEY: 0001652035 IRS NUMBER: 471411577 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18991 FILM NUMBER: 20948784 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 420 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-919-0439 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 420 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes & Atlantic Wealth Management & Advisory Partners, LLC DATE OF NAME CHANGE: 20150831 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652035 XXXXXXXX 03-31-2020 03-31-2020 Hayden Royal, LLC

4201 CONGRESS STREET, SUITE 420 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-18991 N Louis Dworsky Chief Compliance Officer 7049190439 Louis Dworsky Charlotte NC 06-08-2020 0 220 197468 false INFORMATION TABLE 2 13F1Q2020.xml 13FHAYDEN 3M Co Equity 88579Y101 222110 1627 SH SOLE 0 0 1627 Abbott Laboratories Equity 002824100 527390 6683 SH SOLE 0 0 6683 AbbVie Inc Equity 00287Y109 411480 5401 SH SOLE 0 0 5401 ABERDEEN PHYSICAL SWISS GOLD ETF Equity 00326A104 530250 35000 SH SOLE 0 0 35000 Adamis Pharmaceuticals Corp Equity 00547W208 10188 28513 SH SOLE 0 0 28513 Adobe Systems Inc Equity 00724F101 258729 813 SH SOLE 0 0 813 Aflac Inc Equity 001055102 206695 6037 SH SOLE 0 0 6037 Alibaba Group Holding Ltd ADR Equity 01609W102 1676418 8620 SH SOLE 0 0 8620 Alphabet Inc A Equity 02079K305 941180 810 SH SOLE 0 0 810 Alphabet Inc C Equity 02079K107 424426 365 SH SOLE 0 0 365 Altria Group Inc Equity 02209S103 439410 11127 SH SOLE 0 0 11127 Amazon.com Inc Equity 023135106 1922424 986 SH SOLE 0 0 986 Ameren Corp Equity 023608102 287606 3949 SH SOLE 0 0 3949 American Express Co Equity 025816109 200832 2346 SH SOLE 0 0 2346 AmerisourceBergen Corp Equity 03073E105 264084 2984 SH SOLE 0 0 2984 Amgen Inc Equity 031162100 616846 3043 SH SOLE 0 0 3043 Apple Inc Equity 037833100 5265213 20706 SH SOLE 0 0 20706 ARK Innovation ETF Equity 00214Q104 309100 7025 SH SOLE 0 0 7025 AT&T Inc Equity 00206R102 1050529 36039 SH SOLE 0 0 36039 Automatic Data Processing Inc Equity 053015103 475225 3454 SH SOLE 0 0 3454 Bank of America Corporation Equity 060505104 627509 29558 SH SOLE 0 0 29558 Bausch Health Companies Inc Equity 071734107 650039 41938 SH SOLE 0 0 41938 Berkshire Hathaway Inc B Equity 084670702 926582 5068 SH SOLE 0 0 5068 Blackstone Group LP Equity 09260D107 260964 5727 SH SOLE 0 0 5727 Boeing Co Equity 097023105 388908 2608 SH SOLE 0 0 2608 BP PLC ADR Equity 055622104 292655 11998 SH SOLE 0 0 11998 Caterpillar Inc Equity 149123101 242056 2086 SH SOLE 0 0 2086 Chevron Corp Equity 166764100 802866 11080 SH SOLE 0 0 11080 Cigna Corp Equity 125523100 681233 3844 SH SOLE 0 0 3844 Cisco Systems Inc Equity 17275R102 592959 15084 SH SOLE 0 0 15084 CME Group Inc Class A Equity 12572Q105 364555 2108 SH SOLE 0 0 2108 Coca-Cola Co Equity 191216100 1010155 22694 SH SOLE 0 0 22694 Colgate-Palmolive Co Equity 194162103 296295 4465 SH SOLE 0 0 4465 Comcast Corp Class A Equity 20030N101 288780 8344 SH SOLE 0 0 8344 Com-Guard.com Inc Equity 199908104 60 50000 SH SOLE 0 0 50000 Conagra Brands Inc Equity 205887102 204324 6964 SH SOLE 0 0 6964 Contra Neurobo Pharmaceuticals Inc Com Equity 641CVR014 0 567123 SH SOLE 0 0 567123 Costco Wholesale Corp Equity 22160K105 414500 1454 SH SOLE 0 0 1454 Crown Castle International Corp Equity 22822V101 548431 3798 SH SOLE 0 0 3798 CVS Health Corp Equity 126650100 526871 8880 SH SOLE 0 0 8880 Dollar General Corp Equity 256677105 314277 2081 SH SOLE 0 0 2081 Duke Energy Corp Equity 26441C204 288204 3563 SH SOLE 0 0 3563 Eli Lilly and Co Equity 532457108 274185 1977 SH SOLE 0 0 1977 Endo International PLC Equity G30401106 54205 14650 SH SOLE 0 0 14650 Energy Transfer Equity LP Equity 29273V100 75900 16500 SH SOLE 0 0 16500 Exxon Mobil Corp Equity 30231G102 848001 22333 SH SOLE 0 0 22333 Facebook Inc A Equity 30303M102 1828795 10964 SH SOLE 0 0 10964 First Trust Emerging Mrkts AlphaDEX ETF Equity 33737J307 758833 43140 SH SOLE 0 0 43140 First Trust Energy Infra Fund Equity 33738C103 119405 13282 SH SOLE 0 0 13282 First Trust Enhanced Short Maturity ETF Equity 33739Q408 309100 5228 SH SOLE 0 0 5228 First Trust Financials AlphaDEX ETF Equity 33734X135 316621 14977 SH SOLE 0 0 14977 First Trust Low Duration Oppos ETF Equity 33739Q200 3676182 72082 SH SOLE 0 0 72082 First Trust Morningstar Div Leaders ETF Equity 336917109 320912 14371 SH SOLE 0 0 14371 First Trust New Opps MLP & Energy Equity 33739M100 60156 16710 SH SOLE 0 0 16710 First Trust Technology AlphaDEX ETF Equity 33734X176 268963 4528 SH SOLE 0 0 4528 First Trust Value Line Dividend ETF Equity 33734H106 2205180 79667 SH SOLE 0 0 79667 FlexShares HY Val-Scrd Bd Equity 33939L662 320222 7816 SH SOLE 0 0 7816 FlexShares Mstar DevMks exUS FctTilt ETF Equity 33939L803 449028 9669 SH SOLE 0 0 9669 FlexShares Quality Dividend ETF Equity 33939L860 436051 12126 SH SOLE 0 0 12126 FlexShares US Quality Large Cap ETF Equity 33939L746 355169 12391 SH SOLE 0 0 12391 General Electric Co Equity 369604103 334843 42130 SH SOLE 0 0 42130 General Mills Inc Equity 370334104 235776 4468 SH SOLE 0 0 4468 Gilead Sciences Inc Equity 375558103 250596 3352 SH SOLE 0 0 3352 Global X YieldCo&Renewable Engy Inc ETF Equity 37954Y707 147276 12020 SH SOLE 0 0 12020 Greenhill & Co Inc Equity 395259104 109224 11100 SH SOLE 0 0 11100 Honeywell International Inc Equity 438516106 569270 4255 SH SOLE 0 0 4255 Hubbell Inc Equity 443510607 468828 4086 SH SOLE 0 0 4086 Illinois Tool Works Inc Equity 452308109 285138 1991 SH SOLE 0 0 1991 Intel Corp Equity 458140100 260739 4818 SH SOLE 0 0 4818 Intercontinental Exchange Inc Equity 45866F104 202745 2511 SH SOLE 0 0 2511 International Business Machines Corp Equity 459200101 923349 8324 SH SOLE 0 0 8324 Intuit Inc Equity 461202103 209990 913 SH SOLE 0 0 913 Intuitive Surgical Inc Equity 46120E602 238691 482 SH SOLE 0 0 482 Invesco QQQ Trust Equity 46090E103 1590035 8336 SH SOLE 0 0 8336 Invesco S&P 500 Equal Weight Tech ETF Equity 46137V282 370060 2321 SH SOLE 0 0 2321 Invesco S&P 500 Equal Wt Hlth Care ETF Equity 46137V332 292661 1547 SH SOLE 0 0 1547 Invesco S&P SmallCap Low Volatility ETF Equity 46138G102 216305 6527 SH SOLE 0 0 6527 iShares 1-3 Year Treasury Bond Equity 464287457 2337923 26975 SH SOLE 0 0 26975 Ishares 20 Plus Year Treasury Bond Etf Equity 464287432 4261670 25833 SH SOLE 0 0 25833 iShares 7-10 Year Treasury Bond ETF Equity 464287440 276974 2280 SH SOLE 0 0 2280 iShares Core International Aggt Bd ETF Equity 46435G672 314403 5727 SH SOLE 0 0 5727 iShares Core MSCI EAFE Equity 46432F842 968429 19411 SH SOLE 0 0 19411 iShares Core MSCI Emerging Markets ETF Equity 46434G103 950033 23475 SH SOLE 0 0 23475 iShares Core MSCI Total Intl Stk ETF Equity 46432F834 283141 6023 SH SOLE 0 0 6023 iShares Core S&P 500 Equity 464287200 1813451 7018 SH SOLE 0 0 7018 iShares Core S&P Mid-Cap Equity 464287507 791805 5504 SH SOLE 0 0 5504 iShares Core S&P Small-Cap Equity 464287804 754567 13448 SH SOLE 0 0 13448 iShares Core S&P Total US Stock Mkt ETF Equity 464287150 815128 14248 SH SOLE 0 0 14248 iShares Core Total USD Bond Market ETF Equity 46434V613 1189493 22657 SH SOLE 0 0 22657 iShares Core US Aggregate Bond Equity 464287226 976492 8464 SH SOLE 0 0 8464 iShares Core US REIT ETF Equity 464288521 665537 16991 SH SOLE 0 0 16991 iShares Edge MSCI Min Vol USA Equity 46429B697 361489 6693 SH SOLE 0 0 6693 iShares Floating Rate Bond ETF Equity 46429B655 286849 5874 SH SOLE 0 0 5874 iShares Global REIT ETF Equity 46434V647 550448 28744 SH SOLE 0 0 28744 iShares Global Tech ETF Equity 464287291 204973 1124 SH SOLE 0 0 1124 iShares Gold Trust Equity 464285105 504950 33507 SH SOLE 0 0 33507 iShares iBoxx $ High Yield Corporate Bd Equity 464288513 2401270 31157 SH SOLE 0 0 31157 iShares iBoxx $ Investment Grade Corporate Bond ETF Equity 464287242 2793302 22616 SH SOLE 0 0 22616 iShares International Select Dividend Equity 464288448 222565 9848 SH SOLE 0 0 9848 iShares International Treasury Bond ETF Equity 464288117 2479208 50278 SH SOLE 0 0 50278 iShares JPMorgan USD Emerg Markets Bond Equity 464288281 247307 2558 SH SOLE 0 0 2558 iShares MBS Equity 464288588 491237 4448 SH SOLE 0 0 4448 iShares MSCI Emerging Markets Equity 464287234 698300 20460 SH SOLE 0 0 20460 iShares National Muni Bond ETF Equity 464288414 1175191 10399 SH SOLE 0 0 10399 iShares Russell 1000 Growth Equity 464287614 486901 3232 SH SOLE 0 0 3232 iShares Russell 1000 Value Equity 464287598 379562 3827 SH SOLE 0 0 3827 iShares S&P 500 Growth Equity 464287309 1087680 6590 SH SOLE 0 0 6590 iShares S&P 500 Value Equity 464287408 851043 8842 SH SOLE 0 0 8842 iShares S&P Mid-Cap 400 Growth Equity 464287606 249309 1397 SH SOLE 0 0 1397 iShares S&P Mid-Cap 400 Value ETF Equity 464287705 259120 2361 SH SOLE 0 0 2361 iShares S&P Small-Cap 600 Growth ETF Equity 464287887 504843 3662 SH SOLE 0 0 3662 iShares S&P Small-Cap 600 Value ETF Equity 464287879 376674 3769 SH SOLE 0 0 3769 iShares Select Dividend Equity 464287168 351374 4778 SH SOLE 0 0 4778 iShares Short Maturity Bond ETF Equity 46431W507 253274 5214 SH SOLE 0 0 5214 iShares TIPS Bond Equity 464287176 583350 4947 SH SOLE 0 0 4947 Ishares Tr Intrm Tr Crp Etf Equity 464288638 335891 6116 SH SOLE 0 0 6116 iShares US Treasury Bond Equity 46429B267 1606222 57317 SH SOLE 0 0 57317 Johnson & Johnson Equity 478160104 1817127 13857 SH SOLE 0 0 13857 JPMorgan Chase & Co Equity 46625H100 1246777 13848 SH SOLE 0 0 13848 Kimberly-Clark Corp Equity 494368103 261217 2027 SH SOLE 0 0 2027 L3Harris Technologies Inc Equity 502431109 200654 1114 SH SOLE 0 0 1114 Liberty All-Star Equity Equity 530158104 164117 33909 SH SOLE 0 0 33909 Lockheed Martin Corp Equity 539830109 315146 930 SH SOLE 0 0 930 Lowe's Companies Inc Equity 548661107 579713 6737 SH SOLE 0 0 6737 Markel Corp Equity 570535104 279295 301 SH SOLE 0 0 301 Marsh & Mclennan Companies Inc Equity 571748102 281068 3251 SH SOLE 0 0 3251 Mastercard Inc A Equity 57636Q104 658267 2725 SH SOLE 0 0 2725 McDonald's Corp Equity 580135101 558312 3377 SH SOLE 0 0 3377 Medtronic PLC Equity G5960L103 249024 2745 SH SOLE 0 0 2745 Merck & Co Inc Equity 58933Y105 4312992 55618 SH SOLE 0 0 55618 MFS High Yield Municipal Trust Equity 59318D104 63300 15000 SH SOLE 0 0 15000 Micron Technology Inc Equity 595112103 258753 6152 SH SOLE 0 0 6152 Microsoft Corp Equity 594918104 3348075 21229 SH SOLE 0 0 21229 Migratec Inc Equity 598622108 0 185500 SH SOLE 0 0 185500 Netflix Inc Equity 64110L106 256467 683 SH SOLE 0 0 683 Neurobo Pharmaceuticals Ord Equity 64132R107 315280 22682 SH SOLE 0 0 22682 No Description Equity 126909951 108323 108323 SH SOLE 0 0 108323 Norfolk Southern Corp Equity 655844108 280174 1919 SH SOLE 0 0 1919 North American DataCom Inc Equity 656837101 33 332479 SH SOLE 0 0 332479 NVIDIA Corp Equity 67066G104 276842 1050 SH SOLE 0 0 1050 OHP II LP NSA DIVIDEND REINVESTMENT (SHARES) Equity N6596X109 154713 154713 SH SOLE 0 0 154713 PepsiCo Inc Equity 713448108 677959 5645 SH SOLE 0 0 5645 Pfizer Inc Equity 717081103 2314562 70912 SH SOLE 0 0 70912 Philip Morris International Inc Equity 718172109 553176 7463 SH SOLE 0 0 7463 PIMCO 0-5 Year High Yield Corp Bd ETF Equity 72201R783 290264 3385 SH SOLE 0 0 3385 PIMCO Dynamic Credit and Mortgage Inc Equity 72202D106 373681 21989 SH SOLE 0 0 21989 Pitney Bowes Inc Equity 724479100 46410 22750 SH SOLE 0 0 22750 Procter & Gamble Co Equity 742718109 1290881 11735 SH SOLE 0 0 11735 ProShares Ultra Bloomberg Crude Oil Equity 74347Y888 238500 150000 SH SOLE 0 0 150000 Putnam Managed Muni Income Equity 746823103 169648 23458 SH SOLE 0 0 23458 Putnam Premier Income Trust Equity 746853100 52155 11400 SH SOLE 0 0 11400 QUALCOMM Inc Equity 747525103 331451 4899 SH SOLE 0 0 4899 Regeneron Pharmaceuticals Inc Equity 75886F107 309576 634 SH SOLE 0 0 634 Regions Financial Corp Equity 7591EP100 113415 12380 SH SOLE 0 0 12380 Ross Stores Inc Equity 778296103 487467 5605 SH SOLE 0 0 5605 Royal Dutch Shell PLC Equity 780259206 528582 15264 SH SOLE 0 0 15264 Salesforce.com Inc Equity 79466L302 288104 2001 SH SOLE 0 0 2001 SandRidge Mississippian Trust I Equity 80007T101 1148 10070 SH SOLE 0 0 10070 Schwab Intermediate-Term US Trs ETF Equity 808524854 269800 4590 SH SOLE 0 0 4590 Schwab International Equity ETF Equity 808524805 321837 12455 SH SOLE 0 0 12455 Schwab US Broad Market ETF Equity 808524102 652281 10794 SH SOLE 0 0 10794 Select Sector Spdr Trust The Utilities Select Sector Spdr Trust Equity 81369Y886 640650 11562 SH SOLE 0 0 11562 Service Properties Trust Equity 81761L102 65340 12100 SH SOLE 0 0 12100 Shopify Inc Equity 82509L107 252243 605 SH SOLE 0 0 605 Skyworks Solutions Inc Equity 83088M102 297278 3326 SH SOLE 0 0 3326 SPDR Blmbg Barclays 1-3 Mth T-Bill ETF Equity 78468R663 1677470 18307 SH SOLE 0 0 18307 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF Equity 78464A391 563907 23026 SH SOLE 0 0 23026 SPDR Blmbg BarclaysST HY Bd ETF Equity 78468R408 1374561 58343 SH SOLE 0 0 58343 SPDR Dow Jones Global Real Estate ETF Equity 78463X749 516780 14355 SH SOLE 0 0 14355 SPDR Gold Shares Equity 78463V107 3808586 25725 SH SOLE 0 0 25725 SPDR Nuveen Blmbg Barclays Muni Bd ETF Equity 78468R721 321300 6426 SH SOLE 0 0 6426 SPDR Nuveen Blmbg Barclays ST MunBd ETF Equity 78468R739 257067 5257 SH SOLE 0 0 5257 SPDR Port S&P 1500 Comps Stk Mkt ETF Equity 78464A805 879436 27963 SH SOLE 0 0 27963 SPDR Portfolio Aggregate Bond ETF Equity 78464A649 13087224 433065 SH SOLE 0 0 433065 SPDR Portfolio Developed Wld ex-US ETF Equity 78463X889 2021326 84433 SH SOLE 0 0 84433 SPDR Portfolio Interm Term Corp Bd ETF Equity 78464A375 830388 24416 SH SOLE 0 0 24416 SPDR Portfolio Long Term Treasury ETF Equity 78464A664 480384 10169 SH SOLE 0 0 10169 SPDR Portfolio S&P 500 ETF Equity 78464A854 3750970 123999 SH SOLE 0 0 123999 SPDR Portfolio S&P 600 Sm Cap ETF Equity 78468R853 680338 31151 SH SOLE 0 0 31151 SPDR Portfolio Short Term Treasury ETF Equity 78468R101 408576 13300 SH SOLE 0 0 13300 SPDR Portfolio TIPS ETF Equity 78464A656 2867903 98757 SH SOLE 0 0 98757 SPDR S&P 500 ETF Equity 78462F103 6426606 24820 SH SOLE 0 0 24820 SPDR S&P Emerging Markets ETF Equity 78463X509 864330 30370 SH SOLE 0 0 30370 SPDR S&P International Dividend ETF Equity 78463X772 214747 7011 SH SOLE 0 0 7011 SPDR S&P International Small Cap ETF Equity 78463X871 250470 11000 SH SOLE 0 0 11000 SPDR S&P MidCap 400 ETF Equity 78467Y107 542235 2054 SH SOLE 0 0 2054 Starbucks Corp Equity 855244109 497981 7575 SH SOLE 0 0 7575 State Street Corporation Equity 857477103 221913 4126 SH SOLE 0 0 4126 Sysco Corp Equity 871829107 252425 5532 SH SOLE 0 0 5532 Target Corp Equity 87612E106 245362 2639 SH SOLE 0 0 2639 Tesla Motors Inc Equity 88160R101 419200 800 SH SOLE 0 0 800 The Home Depot Inc Equity 437076102 574686 3078 SH SOLE 0 0 3078 The Kroger Co Equity 501044101 378752 12575 SH SOLE 0 0 12575 The Trade Desk Inc Com Cl A Equity 88339J105 206317 1069 SH SOLE 0 0 1069 Unilever NV Equity 904784709 248731 5098 SH SOLE 0 0 5098 Union Pacific Corp Equity 907818108 400977 2843 SH SOLE 0 0 2843 United Development Funding IV Equity 910187103 208032 122372 SH SOLE 0 0 122372 United Parcel Service Inc Class B Equity 911312106 644411 6898 SH SOLE 0 0 6898 United Rentals Inc Equity 911363109 221338 2151 SH SOLE 0 0 2151 UnitedHealth Group Inc Equity 91324P102 628469 2520 SH SOLE 0 0 2520 US Bancorp Equity 902973304 293849 8427 SH SOLE 0 0 8427 Vanguard 500 ETF Equity 922908363 403068 1702 SH SOLE 0 0 1702 Vanguard FTSE Developed Markets ETF Equity 921943858 1049443 31477 SH SOLE 0 0 31477 Vanguard FTSE Emerging Markets ETF Equity 922042858 438197 13061 SH SOLE 0 0 13061 Vanguard Growth ETF Equity 922908736 1042145 6651 SH SOLE 0 0 6651 Vanguard High Dividend Yield ETF Equity 921946406 611351 8641 SH SOLE 0 0 8641 Vanguard Intermediate-Term Bond ETF Equity 921937819 354640 3970 SH SOLE 0 0 3970 Vanguard Long-Term Bond ETF Equity 921937793 368184 3450 SH SOLE 0 0 3450 Vanguard Mortgage-Backed Secs ETF Equity 92206C771 406025 7450 SH SOLE 0 0 7450 Vanguard Short-Term Bond ETF Equity 921937827 902254 10979 SH SOLE 0 0 10979 Vanguard Small-Cap ETF Equity 922908751 226493 1962 SH SOLE 0 0 1962 Vanguard Total Bond Market ETF Equity 921937835 867583 10165 SH SOLE 0 0 10165 Vanguard Total International Bond ETF Equity 92203J407 1150855 20456 SH SOLE 0 0 20456 Vanguard Total International Stock ETF Equity 921909768 289230 6893 SH SOLE 0 0 6893 Vanguard Total Stock Market ETF Equity 922908769 462658 3589 SH SOLE 0 0 3589 Vanguard Value ETF Equity 922908744 908679 10203 SH SOLE 0 0 10203 Verizon Communications Inc Equity 92343V104 1252910 23319 SH SOLE 0 0 23319 Viking Therapeutics Inc Equity 92686J106 98317 21008 SH SOLE 0 0 21008 Visa Inc Class A Equity 92826C839 774020 4804 SH SOLE 0 0 4804 W.W. Grainger Inc Equity 384802104 213205 858 SH SOLE 0 0 858 Wal-Mart Stores Inc Equity 931142103 1883451 16499 SH SOLE 0 0 16499 Walt Disney Co Equity 254687106 722766 7482 SH SOLE 0 0 7482 WisdomTree Yield Enhanced US Aggt Bd ETF Equity 97717X511 214244 4148 SH SOLE 0 0 4148 YogaWorks Inc Equity 986005106 3007 28640 SH SOLE 0 0 28640 Zoetis Inc Equity 98978V103 248444 2111 SH SOLE 0 0 2111