Chief Compliance Officer

0001062993-19-004352.txt : 20191113 0001062993-19-004352.hdr.sgml : 20191113 20191113125714 ACCESSION NUMBER: 0001062993-19-004352 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hayden Royal, LLC CENTRAL INDEX KEY: 0001652035 IRS NUMBER: 471411577 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18991 FILM NUMBER: 191212845 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 420 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-919-0439 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 420 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes & Atlantic Wealth Management & Advisory Partners, LLC DATE OF NAME CHANGE: 20150831 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001652035 XXXXXXXX 09-30-2019 09-30-2019 Hayden Royal, LLC

4201 CONGRESS STREET, SUITE 420 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-18991 N Sarah Westbrook Chief Compliance Officer 704-919-0439 Sarah Westbrook Charlotte NC 11-11-2019 0 166 113573 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE APPLE INC COM 037833100 4632 20682 SH SOLE 0 0 20682 ABBVIE INC COM 00287Y109 749 9922 SH SOLE 0 0 9922 ABBOTT LABS COM 002824100 483 5778 SH SOLE 0 0 5778 AURORA CANNABIS INC COM 05156X108 51 11555 SH SOLE 0 0 11555 AUTOMATIC DATA PROCESSING IN COM 053015103 845 5234 SH SOLE 0 0 5234 AERCAP HOLDINGS NV SHS N00985106 453 8169 SH SOLE 0 0 8169 AFLAC INC COM 001055102 291 5571 SH SOLE 0 0 5571 ISHARES TR CORE US AGGBD ET 464287226 1561 13789 SH SOLE 0 0 13789 AIR LEASE CORP CL A 00912X302 737 17493 SH SOLE 0 0 17493 AMGEN INC COM 031162100 237 1223 SH SOLE 0 0 1223 ALPS ETF TR ALERIAN MLP 00162Q866 393 43086 SH SOLE 0 0 43086 AMAZON COM INC COM 023135106 1639 944 SH SOLE 0 0 944 AIR PRODS & CHEMS INC COM 009158106 406 1828 SH SOLE 0 0 1828 ARK ETF TR INNOVATION ETF 00214Q104 315 7350 SH SOLE 0 0 7350 BROADCOM INC COM 11135F101 252 913 SH SOLE 0 0 913 BOEING CO COM 097023105 1942 5103 SH SOLE 0 0 5103 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1062 6350 SH SOLE 0 0 6350 BANK AMER CORP COM 060505104 1347 46100 SH SOLE 0 0 46100 BAXTER INTL INC COM 071813109 443 5061 SH SOLE 0 0 5061 BAUSCH HEALTH COS INC COM 071734107 1163 53275 SH SOLE 0 0 53275 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 366 4159 SH SOLE 0 0 4159 BLACKROCK INC COM 09247X101 405 908 SH SOLE 0 0 908 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 356 3464 SH SOLE 0 0 3464 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 403 4779 SH SOLE 0 0 4779 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 924 15704 SH SOLE 0 0 15704 BP PLC SPONSORED ADR 055622104 566 14898 SH SOLE 0 0 14898 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 557 2676 SH SOLE 0 0 2676 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 705 8729 SH SOLE 0 0 8729 CITIGROUP INC COM NEW 172967424 342 4948 SH SOLE 0 0 4948 CATERPILLAR INC DEL COM 149123101 899 7118 SH SOLE 0 0 7118 CHUBB LIMITED COM H1467J104 239 1479 SH SOLE 0 0 1479 COMCAST CORP NEW CL A 20030N101 286 6349 SH SOLE 0 0 6349 COSTCO WHSL CORP NEW COM 22160K105 215 745 SH SOLE 0 0 745 SALESFORCE COM INC COM 79466L302 215 1450 SH SOLE 0 0 1450 CISCO SYS INC COM 17275R102 1128 22891 SH SOLE 0 0 22891 CVR ENERGY INC COM 12662P108 375 8524 SH SOLE 0 0 8524 CVS HEALTH CORP COM 126650100 300 4762 SH SOLE 0 0 4762 CHEVRON CORP NEW COM 166764100 913 7700 SH SOLE 0 0 7700 WISDOMTREE TR US QTLY DIV GRT 97717X669 939 20920 SH SOLE 0 0 20920 DISNEY WALT CO COM DISNEY 254687106 689 5295 SH SOLE 0 0 5295 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 437 11247 SH SOLE 0 0 11247 ISHARES TR JPMORGAN USD EMG 464288281 287 2536 SH SOLE 0 0 2536 ENDO INTL PLC SHS G30401106 50 15650 SH SOLE 0 0 15650 ERICSSON ADR B SEK 10 294821608 104 13013 SH SOLE 0 0 13013 FORD MTR CO DEL COM 345370860 356 38958 SH SOLE 0 0 38958 FACEBOOK INC CL A 30303M102 1811 10167 SH SOLE 0 0 10167 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 453 14598 SH SOLE 0 0 14598 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 338 5632 SH SOLE 0 0 5632 FIRST TR VALUE LINE DIVID IN SHS 33734H106 327 9373 SH SOLE 0 0 9373 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 282 4336 SH SOLE 0 0 4336 GDS HLDGS LTD SPONSORED ADS 36165L108 275 6870 SH SOLE 0 0 6870 GENERAL ELECTRIC CO COM 369604103 220 24648 SH SOLE 0 0 24648 GEMPHIRE THERAPEUTICS INC COM 36870A108 164 429036 SH SOLE 0 0 429036 GENERAL MLS INC COM 370334104 213 3871 SH SOLE 0 0 3871 SPDR GOLD TRUST GOLD SHS 78463V107 946 6810 SH SOLE 0 0 6810 ALPHABET INC CAP STK CL C 02079K107 215 176 SH SOLE 0 0 176 ALPHABET INC CAP STK CL A 02079K305 669 548 SH SOLE 0 0 548 ISHARES TR US TREAS BD ETF 46429B267 538 20451 SH SOLE 0 0 20451 GOLDMAN SACHS GROUP INC COM 38141G104 276 1328 SH SOLE 0 0 1328 HOME DEPOT INC COM 437076102 1354 5841 SH SOLE 0 0 5841 HONEYWELL INTL INC COM 438516106 502 2966 SH SOLE 0 0 2966 HTG MOLECULAR DIAGNOSTICS IN COM 40434H104 8 12000 SH SOLE 0 0 12000 ISHARES TR IBOXX HI YD ETF 464288513 763 8752 SH SOLE 0 0 8752 ISHARES TR CORE INTL AGGR 46435G672 462 8276 SH SOLE 0 0 8276 ISHARES GOLD TRUST ISHARES 464285105 650 46071 SH SOLE 0 0 46071 INTERNATIONAL BUSINESS MACHS COM 459200101 610 4192 SH SOLE 0 0 4192 ISHARES TR BARCLAYS 7 10 YR 464287440 405 3599 SH SOLE 0 0 3599 ISHARES TR CORE MSCI EAFE 46432F842 1150 18839 SH SOLE 0 0 18839 ISHARES INC CORE MSCI EMKT 46434G103 1249 25480 SH SOLE 0 0 25480 ISHARES TR INTRM TR CRP ETF 464288638 356 6145 SH SOLE 0 0 6145 ISHARES TR INTL TREA BD ETF 464288117 673 13326 SH SOLE 0 0 13326 ISHARES TR CORE S&P MCP ETF 464287507 1466 7589 SH SOLE 0 0 7589 ISHARES TR S&P MC 400VL ETF 464287705 350 2191 SH SOLE 0 0 2191 ISHARES TR S&P MC 400GR ETF 464287606 307 1371 SH SOLE 0 0 1371 ISHARES TR CORE S&P SCP ETF 464287804 1124 14444 SH SOLE 0 0 14444 ISHARES TR SP SMCP600VL ETF 464287879 400 2660 SH SOLE 0 0 2660 ISHARES TR S&P SML 600 GWT 464287887 450 2525 SH SOLE 0 0 2525 INTEL CORP COM 458140100 469 9115 SH SOLE 0 0 9115 ISHARES TR CORE S&P TTL STK 464287150 2671 39817 SH SOLE 0 0 39817 ILLINOIS TOOL WKS INC COM 452308109 460 2942 SH SOLE 0 0 2942 ISHARES TR CORE TOTAL USD 46434V613 2151 41038 SH SOLE 0 0 41038 ISHARES TR S&P 500 VAL ETF 464287408 724 6076 SH SOLE 0 0 6076 ISHARES TR CORE S&P500 ETF 464287200 2506 8396 SH SOLE 0 0 8396 ISHARES TR S&P 500 GRWT ETF 464287309 873 4851 SH SOLE 0 0 4851 ISHARES TR RUS 1000 VAL ETF 464287598 256 1999 SH SOLE 0 0 1999 ISHARES TR RUS 1000 GRW ETF 464287614 321 2009 SH SOLE 0 0 2009 ISHARES TR RUSSELL 2000 ETF 464287655 439 2903 SH SOLE 0 0 2903 ISHARES TR CORE MSCI TOTAL 46432F834 440 7612 SH SOLE 0 0 7612 JOHNSON & JOHNSON COM 478160104 1421 10995 SH SOLE 0 0 10995 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 271 5106 SH SOLE 0 0 5106 JPMORGAN CHASE & CO COM 46625H100 1561 13265 SH SOLE 0 0 13265 KIMBERLY CLARK CORP COM 494368103 315 2217 SH SOLE 0 0 2217 COCA COLA CO COM 191216100 760 13957 SH SOLE 0 0 13957 L3HARRIS TECHNOLOGIES INC COM 502431109 368 1765 SH SOLE 0 0 1765 LUMENTUM HLDGS INC COM 55024U109 222 4150 SH SOLE 0 0 4150 LOCKHEED MARTIN CORP COM 539830109 695 1783 SH SOLE 0 0 1783 LOWES COS INC COM 548661107 482 4384 SH SOLE 0 0 4384 ISHARES TR IBOXX INV CP ETF 464287242 1184 9295 SH SOLE 0 0 9295 ISHARES TR MBS ETF 464288588 347 3206 SH SOLE 0 0 3206 MCDONALDS CORP COM 580135101 729 3394 SH SOLE 0 0 3394 MEDTRONIC PLC SHS G5960L103 337 3105 SH SOLE 0 0 3105 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 800 2271 SH SOLE 0 0 2271 ALTRIA GROUP INC COM 02209S103 457 11168 SH SOLE 0 0 11168 MARATHON PETE CORP COM 56585A102 305 5022 SH SOLE 0 0 5022 MERCK & CO INC COM 58933Y105 1248 14830 SH SOLE 0 0 14830 MICROSOFT CORP COM 594918104 2500 18003 SH SOLE 0 0 18003 ISHARES TR NATIONAL MUN ETF 464288414 288 2527 SH SOLE 0 0 2527 ISHARES US ETF TR SHT MAT BD ETF 46431W507 272 5410 SH SOLE 0 0 5410 NEXTERA ENERGY INC COM 65339F101 345 1483 SH SOLE 0 0 1483 NOKIA CORP SPONSORED ADR 654902204 117 23190 SH SOLE 0 0 23190 NORFOLK SOUTHERN CORP COM 655844108 215 1198 SH SOLE 0 0 1198 NOVUS THERAPEUTICS INC COM 67011N105 6 10000 SH SOLE 0 0 10000 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 366 30925 SH SOLE 0 0 30925 PEPSICO INC COM 713448108 397 2893 SH SOLE 0 0 2893 PFIZER INC COM 717081103 989 27505 SH SOLE 0 0 27505 PROCTER & GAMBLE CO COM 742718109 1113 8950 SH SOLE 0 0 8950 POLARIS INC COM 731068102 220 2504 SH SOLE 0 0 2504 INVESCO QQQ TR UNIT SER 1 46090E103 1978 10474 SH SOLE 0 0 10474 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 575 9769 SH SOLE 0 0 9769 ISHARES TR GLOBAL REIT ETF 46434V647 702 25016 SH SOLE 0 0 25016 ROCKWELL AUTOMATION INC COM 773903109 305 1849 SH SOLE 0 0 1849 RAYTHEON CO COM NEW 755111507 496 2529 SH SOLE 0 0 2529 ROYAL BK CDA MONTREAL QUE COM 780087102 243 2990 SH SOLE 0 0 2990 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 386 1968 SH SOLE 0 0 1968 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 574 3212 SH SOLE 0 0 3212 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1407 25585 SH SOLE 0 0 25585 ISHARES TR 1 3 YR TREAS BD 464287457 406 4791 SH SOLE 0 0 4791 SIRIUS XM HLDGS INC COM 82968B103 111 17714 SH SOLE 0 0 17714 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 696 18940 SH SOLE 0 0 18940 SPDR S&P 500 ETF TR TR UNIT 78462F103 4480 15095 SH SOLE 0 0 15095 SKYWORKS SOLUTIONS INC COM 83088M102 615 7764 SH SOLE 0 0 7764 SYSCO CORP COM 871829107 316 3976 SH SOLE 0 0 3976 AT&T INC COM 00206R102 1129 29852 SH SOLE 0 0 29852 ISHARES TR TIPS BD ETF 464287176 516 4437 SH SOLE 0 0 4437 ISHARES TR 20 YR TR BD ETF 464287432 1680 11743 SH SOLE 0 0 11743 TAPESTRY INC COM 876030107 202 7771 SH SOLE 0 0 7771 THE TRADE DESK INC COM CL A 88339J105 306 1631 SH SOLE 0 0 1631 TEXAS INSTRS INC COM 882508104 269 2084 SH SOLE 0 0 2084 UNITED AIRLINES HLDGS INC COM 910047109 420 4746 SH SOLE 0 0 4746 UNITEDHEALTH GROUP INC COM 91324P102 527 2424 SH SOLE 0 0 2424 UNION PACIFIC CORP COM 907818108 760 4695 SH SOLE 0 0 4695 UNITED PARCEL SERVICE INC CL B 911312106 367 3067 SH SOLE 0 0 3067 UNITED RENTALS INC COM 911363109 255 2049 SH SOLE 0 0 2049 ISHARES TR MSCI MIN VOL ETF 46429B697 463 7222 SH SOLE 0 0 7222 ISHARES TR CRE U S REIT ETF 464288521 1097 19745 SH SOLE 0 0 19745 VISA INC COM CL A 92826C839 571 3319 SH SOLE 0 0 3319 VANGUARD INDEX FDS SMALL CP ETF 922908751 276 1792 SH SOLE 0 0 1792 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 326 4024 SH SOLE 0 0 4024 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1198 29163 SH SOLE 0 0 29163 VANGUARD GROUP DIV APP ETF 921908844 383 3200 SH SOLE 0 0 3200 VIKING THERAPEUTICS INC COM 92686J106 124 18078 SH SOLE 0 0 18078 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 359 6736 SH SOLE 0 0 6736 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 445 1634 SH SOLE 0 0 1634 VANGUARD INDEX FDS TOTAL STK MKT 922908769 420 2780 SH SOLE 0 0 2780 VANGUARD INDEX FDS VALUE ETF 922908744 863 7736 SH SOLE 0 0 7736 VANGUARD INDEX FDS GROWTH ETF 922908736 1006 6050 SH SOLE 0 0 6050 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 667 16563 SH SOLE 0 0 16563 VANGUARD STAR FD VG TL INTL STK F 921909768 237 4580 SH SOLE 0 0 4580 VERIZON COMMUNICATIONS INC COM 92343V104 876 14518 SH SOLE 0 0 14518 WELLS FARGO CO NEW COM 949746101 204 4040 SH SOLE 0 0 4040 WALMART INC COM 931142103 2319 19536 SH SOLE 0 0 19536 WAITR HLDGS INC COM 930752100 13 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 860 13279 SH SOLE 0 0 13279 EXXON MOBIL CORP COM 30231G102 1174 16616 SH SOLE 0 0 16616 YOGAWORKS INC COM 986005106 3 31640 SH SOLE 0 0 31640 ZOETIS INC CL A 98978V103 262 2100 SH SOLE 0 0 2100