0001193125-19-003765.txt : 20190107 0001193125-19-003765.hdr.sgml : 20190107 20190107160605 ACCESSION NUMBER: 0001193125-19-003765 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20190107 DATE AS OF CHANGE: 20190107 GROUP MEMBERS: ALEJANDRO SAN MIGUEL GROUP MEMBERS: ANUP PATEL GROUP MEMBERS: GUY WELTSCH GROUP MEMBERS: TOMS ACQUISITION I LLC GROUP MEMBERS: TOMS CAPITAL INVESTMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nomad Foods Ltd CENTRAL INDEX KEY: 0001651717 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89365 FILM NUMBER: 19513399 BUSINESS ADDRESS: STREET 1: NEMOURS CHAMBERS CITY: ROAD TOWN STATE: D8 ZIP: VG1110 BUSINESS PHONE: 284-852-7900 MAIL ADDRESS: STREET 1: NEMOURS CHAMBERS CITY: ROAD TOWN STATE: D8 ZIP: VG1110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gottesman Noam CENTRAL INDEX KEY: 0001416192 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: C/O TOMS CAPITAL LLC STREET 2: 450 WEST 14TH STREET, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 SC 13D/A 1 d639793dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Nomad Foods Limited

 

(Name of Issuer)

Ordinary Shares, No Par Value

 

(Title of Class of Securities)

G6564A105

 

(CUSIP Number)

TOMS Acquisition I LLC

450 W. 14th Street, 13th Floor

New York, NY 10014

Attn: Noam Gottesman

(212) 524 -7300

 

(Name, Address and Telephone Number of Person Authorized

to Receive Notices and Communications)

January 7, 2019

 

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 2 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Noam Gottesman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

1,421,589*    

     8   

SHARED VOTING POWER

 

8,708,110*    

     9   

SOLE DISPOSITIVE POWER

 

0    

   10   

SHARED DISPOSITIVE POWER

 

8,708,110*    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,129,699*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.8%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

IN    

 

*

See Item 5


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 3 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

TOMS Acquisition I LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0    

     8   

SHARED VOTING POWER

 

2,000,000*    

     9   

SOLE DISPOSITIVE POWER

 

0    

   10   

SHARED DISPOSITIVE POWER

 

2,000,000*    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,000,000*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.1%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO    

 

*

See Item 5.


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 4 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

TOMS Capital Investments LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0    

     8   

SHARED VOTING POWER

 

6,708,110*    

     9   

SOLE DISPOSITIVE POWER

 

0    

   10   

SHARED DISPOSITIVE POWER

 

6,708,110*    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,708,110*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

3.8%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO    

 

*

See Item 5.


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 5 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Guy Weltsch

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Israel    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0    

     8   

SHARED VOTING POWER

 

0    

     9   

SOLE DISPOSITIVE POWER

 

921,690*    

   10   

SHARED DISPOSITIVE POWER

 

0    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

921,690*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

IN    

 

*

See Item 5


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 6 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Alejandro San Miguel

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0    

     8   

SHARED VOTING POWER

 

0    

     9   

SOLE DISPOSITIVE POWER

 

312,437*    

   10   

SHARED DISPOSITIVE POWER

 

0    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

312,437*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.2%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

IN    

 

*

See Item 5


SCHEDULE 13D

 

CUSIP No. G6564A 105       Page 7 of 10 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Anup Patel

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

OO    

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

☐    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0    

     8   

SHARED VOTING POWER

 

0    

     9   

SOLE DISPOSITIVE POWER

 

187,462*    

   10   

SHARED DISPOSITIVE POWER

 

0    

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

187,462*    

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

☐    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.1%*    

14  

TYPE OF REPORTING PERSON (See Instructions)

 

IN    

 

*

See Item 5


Item 1.

Security and Issuer.

This Amendment No. 1 (the “Amendment”) amends the Statement on Schedule 13D filed with the Securities and Exchange Commission (the “Commission”) on January 12, 2018 (as amended, this “Statement”) with respect to the ordinary shares, no par value (the “Ordinary Shares”), of Nomad Foods Limited, a company incorporated with limited liability under the laws of the British Virgin Islands (the “Issuer”). The principal executive offices of the Issuer are located at No. 1 New Square, Bedfont Lakes Business Park, Feltham, Middlesex TW14 8HA, United Kingdom. Unless specifically amended hereby, the disclosure set forth in the Statement shall remain unchanged. Capitalized terms used but not otherwise defined in this Amendment shall have the meanings set forth in the Statement.

 

Item 2.

Identity and Background.

Item 2 of the Statement is hereby amended and restated in its entirety as follows:

 

  (a)

This Statement is being jointly filed by Noam Gottesman (“Gottesman”), TOMS Acquisition I LLC, a Delaware limited liability company (“TOMS Acquisition”), TOMS Capital Investments LLC, a Delaware limited liability company (“TCI” and together with Gottesman and TOMS Acquisition, collectively referred to as the “Gottesman Reporting Persons”), Guy Weltsch (“Weltsch”), Alejandro San Miguel (“San Miguel”) and Anup Patel (“Patel”, and together with Weltsch and San Miguel (and any other holder of which they have sole beneficial ownership, collectively referred to as the “Toms Reporting Persons”), pursuant to Rule 13d-1(k) promulgated by the Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended. The Gottesman Reporting Persons and the Toms Reporting Persons are sometimes collectively referred to herein as the “Reporting Persons”.

Mr. Gottesman owns or controls, directly or indirectly, 100% of TCI and 77.5% of TOMS Acquisition I LLC (with the remaining 22.5% of TOMS Acquisition being owned by the Toms Reporting Persons).

 

  (b)

The business address of each of the Reporting Persons is 450 W. 14th Street, 13th Floor, New York, NY 10014.

 

  (c)

The present principal business of each of TOMS Acquisition and TCI is that of a private investment partnership, engaged in the purchase and sale of securities for investment for its own account. Gottesman directs the voting and investment activities of TOMS Acquisition, TCI and other affiliated private investment vehicles. Each Toms Reporting Person is a partner of Toms Capital LLC, an affiliate of the Gottesman Reporting Persons.

 

  (d)

None of the Reporting Persons, has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

  (e)

None of the Reporting Persons, were, during the last five years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a


  result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

  (f)

Each of TOMS Acquisition and TCI are organized under the laws of the State of Delaware. Each of Gottesman and San Miguel is a citizen of the United States. Weltsch is a citizen of the State of Israel and Patel is a citizen of the United Kingdom.

 

Item 3.

Source and Amount of Funds or Other Consideration.

Item 3 of the Statement is hereby amended by the addition of the following:

Each Toms Reporting Person is engaged in the purchase and sale of securities for investment for its own account.

The information set forth in Item 4 of this Statement is incorporated herein by reference.

 

Item 4.

Purpose of Transaction.

Item 4 of the Statement is hereby amended by the addition of the following:

On January 2, 2019, TOMS Acquisition was issued 85,546 Ordinary Shares by the Issuer (the “Dividend Shares”) as a dividend on its Founder Preferred Shares. The number of Dividend Shares issued was based on the share price appreciation of the Ordinary Shares as described in the Issuer’s amended and restated memorandum and articles of association. On January 7, 2019, TOMS Acquisition distributed 6,248,746 Ordinary Shares to its members for no consideration (the “Distribution”) pursuant to its governing documents, consisting of 4,827,157 Ordinary Shares to Gottesman (who immediately contributed those Ordinary Shares to TCI), 921,690 Ordinary Shares to Weltsch, 312,437 Ordinary Shares to San Miguel and 187,462 Ordinary Shares to Patel.

On January 7, 2019, Gottesman entered into an Irrevocable Proxy Agreement (the “Proxy Agreement”) with each Toms Reporting Person pursuant to which each such Toms Reporting Person granted Gottesman an irrevocable proxy to vote all of the Ordinary Shares received by them in such Distribution (and in any subsequent distribution or other acquisition) (the “Subject Shares”) for so long as Gottesman serves as a director on the Issuer’s board of directors. As a result of the Proxy Agreement, the Reporting Persons have formed a “group” for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and Rule 13d-5(b)(1) thereunder. Gottesman has no pecuniary interest in the Ordinary Shares held by any of the Toms Reporting Persons as a result of the Proxy Agreement. Except as set forth herein, none of the Toms Reporting Persons has beneficial ownership or a pecuniary interest in the Ordinary Shares held by the Gottesman Reporting Persons.

The foregoing description of the Proxy Agreement is qualified in its entirety by reference to the Proxy Agreement, which is filed as Exhibit A to this Statement and is incorporated herein by reference.


Item 5.

Interest in Securities of the Issuer.

Item 5 of the Statement is hereby amended and restated in its entirety as follows:

 

  (a)—(b)

As of the date hereof, Gottesman beneficially owns an aggregate of 10,129,699 Ordinary Shares (and shares convertible into Ordinary Shares within 60 days) consisting of (i) shared power to vote, or to direct the vote, and shared power to dispose, or to direct the disposition of (A) 1,250,000 Ordinary Shares (and 750,000 Founder Preferred Shares convertible into Ordinary Shares within 60 days) held directly by TOMS Acquisition and (B) 6,708,110 Ordinary Shares held directly by TCI, and (ii) sole power to vote, or to direct the vote, of 921,690, 312,437 and 187,462 Ordinary Shares held by Weltsch, San Miguel and Patel, respectively (which Gottesman has the sole power to vote pursuant to the Proxy Agreement). In the aggregate, such 10,129,699, 2,000,000 and 6,708,110 Ordinary Shares represent approximately 5.8%, 1.1% and 3.8% of all outstanding Ordinary Shares (calculated based on 174,400,143 Ordinary Shares outstanding as of January 2, 2019 (as reported in the Issuer’s Report on Form 6-K filed on January 2, 2019) and assuming the conversion of the Reporting Person’s Founder Preferred Shares, but without including any conversion of Founder Preferred Shares held by any other person). As of the date hereof, Weltsch, San Miguel and Patel may be deemed to beneficially own and have sole power to dispose, or to direct the disposition of, an aggregate of 921,690, 312,437 and 187,462 Ordinary Shares, representing approximately 0.5%, 0.2% and 0.1% of all outstanding Ordinary Shares (calculated based on 174,400,143 Ordinary Shares outstanding as of January 2, 2019 (as reported in the Issuer’s Report on Form 6-K filed on January 2, 2019)).

 

  (c)

Except as otherwise described herein, no other transactions were effected by the Reporting Persons in the past 60 days.

 

  (d)

Except as stated within this Item 5, to the knowledge of the Reporting Persons, only the Reporting Persons have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the Ordinary Shares of the Issuer reported by this Statement.

 

  (e)

Not applicable.

 

Item 7.

Materials to be Filed as Exhibits.

Exhibit A — Proxy Agreement, dated January 7, 2019.

Exhibit B — Joint Filing Agreement among the Reporting Persons, dated January 7, 2019.


SIGNATURE

After reasonable inquiry and to the best of each of the Reporting Person’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: January 7, 2019     TOMS ACQUISITION I LLC
    By:   /s/ Noam Gottesman
    Name: Noam Gottesman
    Title: Managing Member
    TOMS CAPITAL INVESTMENTS LLC
    By:   /s/ Noam Gottesman
    Name:  Noam Gottesman
    Title:    President
    /s/ Noam Gottesman
    Noam Gottesman
    /s/ Guy Weltsch
    Guy Weltsch
    /s/ Alejandro San Miguel
    Alejandro San Miguel
    /s/ Anup Patel
    Anup Patel
EX-99.A 2 d639793dex99a.htm EX-99.A EX-99.A

EXHIBIT A

IRREVOCABLE PROXY AGREEMENT

AGREEMENT, dated as of January 7, 2019 (this “Agreement”), among Noam Gottesman, an individual resident of the State of New York (“Gottesman”) and each of the undersigned persons named on the signature pages hereto (each, a “Subject Party” and collectively, the “Subject Parties”).

WHEREAS, each Subject Party beneficially owns the number of ordinary shares of no par value (the “Ordinary Shares”) of Nomad Foods Limited, a British Virgin Islands business company listed on the New York Stock Exchange (“Nomad”) set forth next to its name on Schedule I attached hereto (being referred to collectively as the “Subject Shares”).

WHEREAS, each Subject Party has agreed to irrevocably grant to and appoint Gottesman, and any individual(s) designated in writing by Gottesman, as proxy and attorney-in-fact (with full power of substitution), for and in their name, place, and stead, to vote all of the Subject Shares at any meeting of the Nomad shareholders or to otherwise consent to any corporate or shareholder action for so long as Gottesman serves as a director on the Board of Directors of Nomad (the “Proxy Term”).

NOW, THEREFORE, in consideration of the foregoing and intending to be legally bound hereby, the parties hereto agree as follows:

ARTICLE I

GRANT OF PROXY

Section 1.1. Irrevocable Proxy. Each Subject Party hereby irrevocably and unconditionally, to the fullest extent permitted by law (but only during the Proxy Term), appoints Gottesman as its sole and exclusive attorney-in-fact and proxy, with full power of substitution and re-substitution, to vote and exercise during the Proxy Term (but only during the Proxy Term), in a manner Gottesman deems in his sole and absolute discretion appropriate, all voting, consent and similar rights (to the full extent that the Subject Party would be entitled to so vote and exercise them, and including, without limitation, the power to execute and deliver written consents) at every annual, special or adjourned meeting of holders of any security issued by Nomad and in every written consent in lieu of such a meeting, with respect to the Subject Shares on the terms and conditions set forth in this Agreement. Upon the execution of this Agreement, any and all prior proxies given by each Subject Party with respect to Subject Shares are hereby revoked and, subject to the terms and conditions set forth in this Agreement, each Subject Party agrees not to grant during the Proxy Term any subsequent proxies with respect to the Subject Shares if and to the extent inconsistent with this Section 1.1.

This Proxy shall continue in full force and effect until the expiration of the Proxy Term and each Subject Party hereby waives any and all right to cancel this Proxy at any time during the Proxy Term.

Section 1.2. After-Acquired Shares. The terms and conditions of this Agreement will cover, and apply to the same extent with respect to, any Ordinary Shares distributed to, or otherwise acquired by, any Subject Party after the date hereof, and any such new Ordinary Shares acquired shall be considered “Subject Shares” under this Agreement.


ARTICLE II

MISCELLANEOUS

Section 2.1. Amendments. Any provision of this Agreement may be amended or waived if, but only if, such amendment or waiver is in writing and is signed, in the case of an amendment, by each party to this Agreement or in the case of a waiver, by the party against whom the waiver is to be effective.

Section 2.2. Expenses. All costs and expenses incurred in connection with this Agreement shall be paid by the party incurring such cost or expense.

Section 2.3. Successors and Assigns; No Third-Party Beneficiaries. The provisions of this Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns; provided that no party may assign, delegate or otherwise transfer any of its rights or obligations under this Agreement without the consent of the other parties hereto. This Agreement shall be binding upon and inure solely to the benefit of the parties hereto, and nothing in this Agreement, express or implied, is intended to or shall confer upon any other person any rights, benefits or remedies of any nature whatsoever under or by reason of this Agreement.

Section 2.4. Governing Law. This Agreement and all other matters related to or arising from this Agreement shall be construed in accordance with and governed by the laws of the British Virgin Islands.

Section 2.5. Counterparts; Effectiveness. This Agreement may be executed and delivered (including by facsimile transmission) in one or more counterparts, and by the different parties hereto in separate counterparts, each of which when executed shall be deemed to be an original but all of which taken together shall constitute one and the same agreement. This Agreement shall become effective when each party hereto shall have received counterparts hereof signed by all of the other parties hereto.

Section 2.6. Severability. If any term or other provision of this Agreement is invalid, illegal or incapable of being enforced by any rule of law or public policy, all other conditions and provisions of this Agreement shall nevertheless remain in full force and effect so long as the economic or legal substance of the transactions contemplated hereby is not affected in any manner adverse to any party. Upon such determination that any term or other provisions is invalid, illegal or incapable of being enforced, the parties hereto shall negotiate in good faith to modify this Agreement so as to effect the original intent of the parties as closely as possible in an acceptable manner to the end that the transactions contemplated hereby are fulfilled to the fullest extent possible.

Section 2.7. Notices. All notices, requests, claims, demands and other communications hereunder shall be in writing and shall be given (and shall be deemed to have been duly given upon receipt) by delivery in person, by facsimile, by electronic mail or by registered or certified mail (postage prepaid, return receipt requested) to the respective parties at the following address (or at such other address for a party as shall be specified by like notice): c/o TOMS Capital LLC, 450 W. 14th Street, 13th Floor, New York, NY 10014, Attn: Noam Gottesman.


Section 2.8. Interpretation. When reference is made in this Agreement to a Section, such reference shall be to a Section of this Agreement unless otherwise indicated. Whenever the words “include”, “includes” or “including” are used in this Agreement, they shall be deemed to be followed by the words “without limitation.” The words “hereof,” “herein,” “hereby” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement. The word “or” shall not be exclusive. The word “Affiliate” when used in this Agreement shall be deemed to mean “affiliate” as defined in Rule 405 under the Securities Act of 1933, as amended. The words “beneficial ownership” and “owned beneficially” and words of similar import when used in this Agreement shall be deemed to mean “beneficial ownership” as defined in Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended. This Agreement shall be construed without regard to any presumption or rule requiring construction or interpretation against the party drafting or causing any instrument to be drafted.

Section 2.9. Specific Performance. The parties hereto agree that irreparable damage would occur in the event any of the provisions of this Agreement were not performed in accordance with their specific terms or were otherwise breached. It is accordingly agreed that the parties shall be entitled to an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the terms and provisions of this Agreement, this being in addition to any other remedy to which such party is entitled at law or in equity.


IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the day and year first above written.

 

/s/ Noam Gottesman
Noam Gottesman

 

/s/ Guy Weltsch
Guy Weltsch

 

/s/ Alejandro San Miguel
Alejandro San Miguel

 

/s/ Anup Patel
Anup Patel


Schedule I

 

Subject Party

   Subject Shares  

Guy Weltsch

     921,690  

Alejandro San Miguel

     312,437  

Anup Patel

     187,462  
EX-99.B 3 d639793dex99b.htm EX-99.B EX-99.B

EXHIBIT B

SCHEDULE 13D JOINT FILING AGREEMENT

In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D/A to which this Joint Filing Agreement is attached, and have duly executed this Joint Filing Agreement as of the date set forth below.

 

Dated: January 7, 2019     TOMS ACQUISITION I LLC
    By:   /s/ Noam Gottesman
    Name: Noam Gottesman
    Title: Managing Member
    TOMS CAPITAL INVESTMENTS LLC
    By:   /s/ Noam Gottesman
    Name:  Noam Gottesman
    Title:    President
    /s/ Noam Gottesman
    Noam Gottesman
    /s/ Guy Weltsch
    Guy Weltsch
    /s/ Alejandro San Miguel
    Alejandro San Miguel
    /s/ Anup Patel
    Anup Patel