0001209191-17-003048.txt : 20170109 0001209191-17-003048.hdr.sgml : 20170109 20170109215553 ACCESSION NUMBER: 0001209191-17-003048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170105 FILED AS OF DATE: 20170109 DATE AS OF CHANGE: 20170109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Acacia Communications, Inc. CENTRAL INDEX KEY: 0001651235 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 270291921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE MILL AND MAIN PLACE STREET 2: SUITE 400 CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 978-938-4896 MAIL ADDRESS: STREET 1: THREE MILL AND MAIN PLACE STREET 2: SUITE 400 CITY: MAYNARD STATE: MA ZIP: 01754 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Bhupendra C CENTRAL INDEX KEY: 0001657231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37771 FILM NUMBER: 17519099 MAIL ADDRESS: STREET 1: C/O ACACIA COMMUNICATIONS, INC. STREET 2: 3 CLOCK TOWER PLACE, SUITE 100 CITY: MAYNARD STATE: MA ZIP: 01754 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-05 0 0001651235 Acacia Communications, Inc. ACIA 0001657231 Shah Bhupendra C C/O ACACIA COMMUNICATIONS, INC. THREE MILL AND MAIN PLACE, SUITE 400 MAYNARD MA 01754 0 1 0 0 Vice President of Engineering Common Stock 96634 D Common Stock 2017-01-05 4 S 0 23800 60.9616 D 141234 I By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 Common Stock 2017-01-05 4 S 0 5100 61.9331 D 136134 I By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 Common Stock 2017-01-05 4 S 0 500 63.142 D 135634 I By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 Common Stock 2017-01-05 4 S 0 8280 60.9588 D 204708 I By Shah LLC Common Stock 2017-01-05 4 S 0 1500 62.058 D 203208 I By Shah LLC Includes 78,457 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. Mr. Shah does not have a reportable beneficial interest in 1,928 shares of common stock owned by each of his sons and included in prior ownership reports. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 on September 1, 2016. This transaction was executed in multiple trades at prices ranging from $60.49 to $61.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant. This transaction was executed in multiple trades at prices ranging from $61.53 to $62.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant. This transaction was executed in multiple trades at prices ranging from $62.60 to $63.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Shah LLC on September 1, 2016. This transaction was executed in multiple trades at prices ranging from $60.61 to $61.55; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant. This transaction was executed in multiple trades at prices ranging from $61.74 to $62.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant. /s/ Janene I. Asgeirsson, attorney-in-fact 2017-01-09