0001193125-17-000550.txt : 20170103 0001193125-17-000550.hdr.sgml : 20170103 20170103124503 ACCESSION NUMBER: 0001193125-17-000550 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 GROUP MEMBERS: COMMONWEALTH VENTURE (GP) PARTNERS IV L.P. GROUP MEMBERS: COMMONWEALTH VENTURE (GP) PARTNERS IV LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Acacia Communications, Inc. CENTRAL INDEX KEY: 0001651235 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 270291921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89737 FILM NUMBER: 17500993 BUSINESS ADDRESS: STREET 1: THREE MILL AND MAIN PLACE STREET 2: SUITE 400 CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 978-938-4896 MAIL ADDRESS: STREET 1: THREE MILL AND MAIN PLACE STREET 2: SUITE 400 CITY: MAYNARD STATE: MA ZIP: 01754 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Commonwealth Capital Ventures IV L P CENTRAL INDEX KEY: 0001385031 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 400 WEST CUMMINGS PARK STREET 2: SUITE 1725-134 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-890-5554 MAIL ADDRESS: STREET 1: 400 WEST CUMMINGS PARK STREET 2: SUITE 1725-134 CITY: WOBURN STATE: MA ZIP: 01801 SC 13G 1 d325380dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Acacia Communications, Inc.

(Name of Issuer)

 

 

COMMON STOCK, $0.0001 PAR VALUE PER SHARE

(Title of Class of Securities)

00401C108

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 00401C108   SCHEDULE 13G   Page 2 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Commonwealth Capital Ventures IV L.P.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

5,350,915

   6.   

SHARED VOTING POWER

 

-0-

   7.   

SOLE DISPOSITIVE POWER

 

5,350,915

   8.   

SHARED DISPOSITIVE POWER

 

-0-

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,350,915

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

14.3% (1)

12.  

TYPE OF REPORTING PERSON

 

PN

 

(1) The percent of class was calculated based on 37,422,863 shares of common stock issued and outstanding as of November 4, 2016, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2016 filed with the Securities and Exchange Commission on November 10, 2016.


CUSIP No. 00401C108   SCHEDULE 13G   Page 3 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Commonwealth Venture (GP) Partners IV L.P.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

5,350,915

   6.   

SHARED VOTING POWER

 

-0-

   7.   

SOLE DISPOSITIVE POWER

 

5,350,915

   8.   

SHARED DISPOSITIVE POWER

 

-0-

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,350,915

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

14.3% (1)

12.  

TYPE OF REPORTING PERSON

 

PN

 

(1) The percent of class was calculated based on 37,422,863 shares of common stock issued and outstanding as of November 4, 2016, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2016 filed with the Securities and Exchange Commission on November 10, 2016.


CUSIP No. 00401C108   SCHEDULE 13G   Page 4 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Commonwealth Venture (GP) Partners IV LLC

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

5,350,915

   6.   

SHARED VOTING POWER

 

-0-

   7.   

SOLE DISPOSITIVE POWER

 

5,350,915

   8.   

SHARED DISPOSITIVE POWER

 

-0-

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,350,915

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

14.3% (1)

12.  

TYPE OF REPORTING PERSON

 

OO

 

(1) The percent of class was calculated based on 37,422,863 shares of common stock issued and outstanding as of November 4, 2016, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2016 filed with the Securities and Exchange Commission on November 10, 2016.


 

CUSIP No. 00401C108   SCHEDULE 13G   Page 5 of 7 Pages

 

Item 1.      Issuer
  (a)    Name of Issuer:
     Acacia Communications, Inc. (the “Issuer”)
  (b)    Address of Issuer’s Principal Executive Offices:
    

Three Clock Tower Place

Suite 100

Maynard, MA 01754

 

Item 2.      Filing Person
  (a) – (c)    Name of Persons Filing; Address; Citizenship:
    

(i)     Commonwealth Capital Ventures IV L.P., a Delaware limited partnership (“CCV IV”);

 

(ii)    Commonwealth Venture (GP) Partners IV L.P., a Delaware limited partnership (“GP IV LP”); and.

 

(iii)  Commonwealth Venture (GP) Partners IV LLC, a Delaware limited liability company (“GP IV LLC”).

 

The address of the principal business office of each of the reporting persons is 400 West Cummings Park, Suite 1725-134, Woburn, Massachusetts 01801.

  (d)    Title of Class of Securities:
     Common stock, $0.0001 par value per share, (the “Common Stock”)
  (e)   

CUSIP Number:

 

00401C108

 

Item 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  (a)       Broker or dealer registered under Section 15 of the Act;
  (b)       Bank as defined in Section 3(a)(6) of the Act;
  (c)       Insurance company as defined in Section 3(a)(19) of the Act;
  (d)       Investment company registered under Section 8 of the Investment Company Act of 1940;
  (e)       An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)       An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)       A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)       A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
  (j)       A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
  (k)       Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
     If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:


CUSIP No. 00401C108    SCHEDULE 13G    Page 6 of 7 Pages

 

Item 4. Ownership.

 

  (a) and (b) Amount beneficially owned:

 

  (i) CCV IV Fund directly owns 5,350,915 shares of Common Stock, which represents approximately 14.3% of the outstanding shares of Common Stock.

 

  (ii) GP IV LP is the general partner of CCV IV, and may be deemed to beneficially own 5,350,915 shares of Common Stock, which represents approximately 14.3% of the outstanding shares of Common Stock.

 

  (iii) GP IV LLC is the general partner of GP IV LP, which is the general partner of CCV IV, and may be deemed to beneficially own 5,350,915 shares of Common Stock, which represents approximately 14.3% of the outstanding shares of Common Stock.

 

  (c) Number of shares as to which such person has:

 

     Number of Shares of Common Stock  

Reporting Person

   (i)      (ii)      (iii)      (iv)  

Commonwealth Capital Ventures IV L.P.

     5,350,915         -0-         5,350,915         -0-   

Commonwealth Venture (GP) Partners IV L.P.

     5,350,915         -0-         5,350,915         -0-   

Commonwealth Venture (GP) Partners IV LLC

     5,350,915         -0-         5,350,915         -0-   

 

  (i) Sole power to vote or direct the vote

 

  (ii) Shared power to vote or to direct the vote

 

  (iii) Sole power to dispose or to direct the disposition of

 

  (iv) Shared power to dispose or to direct the disposition of

The percent of class was calculated based on 37,422,863 shares of common stock issued and outstanding as of November 4, 2016, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2016 filed with the Securities and Exchange Commission on November 10, 2016.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

Not applicable.

 


CUSIP No. 00401C108    SCHEDULE 13G    Page 7 of 7 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 3, 2017

 

COMMONWEALTH CAPITAL VENTURES IV L.P.
By: Commonwealth Venture (GP) Partners IV L.P., its General Partner
By: Commonwealth Venture (GP) Partners IV LLC, its General Partner
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title:: Manager
COMMONWEALTH VENTURE (GP) PARTNERS IV L.P.
By: Commonwealth Venture (GP) Partners IV LLC, its General Partner
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title: Manager
COMMONWEALTH VENTURE (GP) PARTNERS IV LLC
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title: Manager


EXHIBIT A

Joint Filing Agreement

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

Dated: January 3, 2017

 

COMMONWEALTH CAPITAL VENTURES IV L.P.
By: Commonwealth Venture (GP) Partners IV L.P., its General Partner
By: Commonwealth Venture (GP) Partners IV LLC, its General Partner
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title:: Manager
COMMONWEALTH VENTURE (GP) PARTNERS IV L.P.
By: Commonwealth Venture (GP) Partners IV LLC, its General Partner
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title: Manager
COMMONWEALTH VENTURE (GP) PARTNERS IV LLC
By:   /s/ Elliot Katzman
 

 

  Name: Elliot Katzman
  Title: Manager