EX-21.1 3 focs-20211231xex21d1.htm EX-21.1

Exhibit 21.1

Legal Name of Entity

Jurisdiction of Organization

Acorn Insurance Agency, Inc.

Massachusetts

Acquirer Company Limited

England and Wales

Alley Investment Management Company, LLC

Delaware

Alpha Advice Australia Pty Ltd

Australia

Alpha Asset Management Pty Ltd

Australia

Altman Greenfield & Selvaggi Partners, LLC

Delaware

Ancora Advisors LLC

Nevada

Ancora Alternatives LLC

Ohio

Ancora Family Wealth Advisors, LLC

Ohio

Ancora Holdings Group, LLC

Delaware

Ancora Holdings Inc.

Ohio

Ancora Retirement Plan Advisors, LLC

Pennsylvania

ARS Wealth Advisors Group, LLC

Delaware

Aspiri Business Trust

Australia

Aspiri Financial Group Pty Ltd

Australia

Aspiri Financial Pty Ltd

Australia

Aspiri Financial Services Pty Ltd

Australia

Asset Advisors Investment Management, LLC

Delaware

Atlas Private Wealth Management, LLC

Delaware

Badgley Phelps Wealth Managers, LLC

Delaware

Bartlett & Co. Wealth Management LLC

Delaware

BBA-CGFIV GP, LLC

Delaware

BBA-Coinvest GP, LLC

Delaware

BBA-DOFV GP, LLC

Delaware

BBA-FCCIII GP, LLC

Delaware

BFSG, LLC

Delaware

Bordeaux Wealth Advisors LLC

Delaware

Brady & Associates Pty. Ltd

Australia

Brownlie & Braden Advisors, LLC

Delaware

Buckingham Strategic Partners, LLC

Delaware

Buckingham Strategic Wealth, LLC

Delaware

Campbell Deegan Wealth Management, LLC

Delaware

Cardinal Point Capital Management ULC

Canada

Cardinal Point Wealth Management Partners, LLC

Delaware

Cassaday & Co Wealth Management, LLC

Delaware

CBM Acquisition, LLC

Delaware

CFO4Life Group, LLC

Delaware

CMCL Acquisition, LLC

Delaware

Coastal Bridge Advisors, LLC

Delaware

Colony Funds, LLC

Delaware

Connectus Canada Wealth Management ULC

Canada

Connectus Group, LLC

Delaware

Connectus Services Pty Ltd

Australia

Connectus Tax Pty Ltd

Australia

1


Legal Name of Entity

Jurisdiction of Organization

Connectus Wealth Group Limited

England and Wales

Connectus Wealth Limited

England and Wales

Connectus Wealth Management Limited

England and Wales

Connectus Wealth Pty Ltd

Australia

Connectus Wealth, LLC

Delaware

CornerStone Partners Capital Management, LLC

Delaware

Cornerstone Risk Management Advisors, LLC

North Carolina

Cornerstone Wealth Group, LLC

Delaware

CPCM DAF GP LLC

Delaware

CPCM PEF GP LLC

Delaware

CPCM PIF GP LLC

Delaware

Crestwood Advisors Group, LLC

Delaware

Diversifying Strategies Access GP Inc.

Canada

Dorchester Wealth Management Company

Canada

Douglas Lane & Associates, LLC

Delaware

Edge Capital Group, LLC

Delaware

Escala Partners Limited

Australia

Escala Wealth Management Pty Ltd

Australia

Eton Advisors Group, LLC

Delaware

Fairway Wealth LLC

Delaware

FDC & Partners Manager I, LLC

Delaware

FDC & Partners Manager II, LLC

Delaware

FDC & Partners Manager III, LLC

Delaware

FDC & Partners Manager IV, LLC

Delaware

FI Services Holdings, LLC

Delaware

Fidelity Independent Adviser Newsletter, LLC

Delaware

Financial Professionals Group Pty Ltd

Australia

Financial Professionals Pty Ltd

Australia

Flint Hills Activist Strategies GP, LLC

Delaware

Flint Hills AEP Co-Invest GP, LLC

Delaware

Flint Hills Ascent Co-Invest II GP, LLC

Delaware

Flint Hills BH New Opportunity 2015 Co-Invest Fund GP, LLC

Delaware

Flint Hills CEC Opportunity GP, LLC

Delaware

Flint Hills CEC Opportunity II GP, LLC

Delaware

Flint Hills Concentrated Global L/S Equity GP, LLC

Delaware

Flint Hills Credit Opportunities GP, LLC

Delaware

Flint Hills Credit Opportunities II GP, LLC

Delaware

Flint Hills Credit Opportunities III GP, LLC

Delaware

Flint Hills Credit Opportunities IV GP, LLC

Delaware

Flint Hills Cybersecurity GP, LLC

Delaware

Flint Hills Diversified Strategies GP, LLC

Delaware

Flint Hills Elliott Co-Invest GP, LLC

Delaware

Flint Hills Elliott Co-Invest II GP, LLC

Delaware

Flint Hills EMG Opportunity GP, LLC

Delaware

Flint Hills EMG Opportunity II GP, LLC

Delaware

Flint Hills Founders GP, LLC

Delaware

2


Legal Name of Entity

Jurisdiction of Organization

Flint Hills Founders II GP, LLC

Delaware

Flint Hills Founders IV GP, LLC

Delaware

Flint Hills Kissner Co-Invest 2020 GP, LLC

Delaware

Flint Hills Kissner Co-Invest GP, LLC

Delaware

Flint Hills Long/Short Equity GP, LLC

Delaware

Flint Hills Managed Equity Fund I GP, LLC

Delaware

Flint Hills Permian Co-Invest GP, LLC

Delaware

Flint Hills Permian Co-Invest II GP, LLC

Delaware

Flint Hills Permian Co-Invest III GP, LLC

Delaware

Flint Hills Permian Co-Invest IV GP, LLC

Delaware

Flint Hills Private Equity GP, LLC

Delaware

Flint Hills Private Equity II GP, LLC

Delaware

Flint Hills Private Equity III GP, LLC

Delaware

Flint Hills Private Equity IV GP, LLC

Delaware

Flint Hills Private Equity V GP, LLC

Delaware

Flint Hills Select Managers Fund GP, LLC

Delaware

Flint Hills Spartan Co-Invest GP, LLC

Delaware

Flint Hills Strategic Small Mid Cap GP, LLC

Delaware

Flint Hills Titan GP, LLC

Delaware

Flint Hills Traverse Co-Invest GP, LLC

Delaware

Flint Hills Utica Co-Invest GP, LLC

Delaware

Flint Hills Venture Opportunities GP, LLC

Delaware

Flint Hills WestCap Fund II GP, LLC

Delaware

Flynn Family Office LLC

Delaware

Focus Advisors, LLC

New York

Focus Australia Holdings, LLC

Delaware

Focus Canada Holdings II, LLC

Delaware

Focus Canada Holdings, LLC

Delaware

Focus Canada Investments Corp.

Canada

Focus Consulting, LLC

Delaware

Focus Escala Holdings LLC

Delaware

Focus Financial Partners, LLC

Delaware

Focus Formation Holdings, LLC

Delaware

Focus MEDIQ Holdings, LLC

Delaware

Focus MW Lomax Australia, LLC

Delaware

Focus Operating Holding Co.

Delaware

Focus Operating, LLC

Delaware

Focus Orion Premier Mortgage, LLC

Delaware

Focus Orion Solutions, LLC

Delaware

Focus Risk Solutions, LLC

Delaware

Focus SCS Holdings, Inc.

Delaware

Focus Solutions Holdings, LLC

Delaware

Focus Transition Services LLC

Delaware

Focus Treasury & Credit Solutions, LLC

Delaware

Focus UK Holdings, LLC

Delaware

Focus Wealth Advisors, LLC

Delaware

3


Legal Name of Entity

Jurisdiction of Organization

Fort Pitt Capital Group, LLC

Delaware

Fortem Financial Group, LLC

Delaware

Fortem Financial Insurance Services, LLC

Delaware

Fortem Financial Loans, LLC

Delaware

Fortem Loans LLC

Delaware

Foster Dykema Cabot & Partners, LLC

Delaware

Foundation Investment Management Limited

England and Wales

G. Ferizis & Co Pty Ltd

Australia

Gavin Management ULC

Canada

Gavin Special Opportunities Fund II GP, LLC

Delaware

Gavin Wealth & Wellness ULC

Canada

Gelfand Rennert and Feldman UK Limited

England and Wales

Gelfand, Rennert & Feldman, LLC

Delaware

GMG Private Counsel ULC

Canada

Gratus Capital, LLC

Delaware

Greystone Financial Services (Holdings) Limited

England and Wales

Greystone Financial Services Limited

England and Wales

Greystone Wealth Management Limited

England and Wales

GRF Advisory Services, LLC

Delaware

GW & Wade Asset Management Company, LLC

Delaware

GW & Wade, LLC

Delaware

GYL Financial Synergies, LLC

Delaware

Hill Investment Group Partners, LLC

Delaware

HLB Financial Services Limited

England and Wales

Howard Capital Management Group, LLC

Delaware

HoyleCohen, LLC

Delaware

Institutional and Family Asset Management, LLC

Delaware

Integer Financial Services LLC

Delaware

InterOcean Capital Group, LLC

Delaware

Inverness Holdings LLC

Delaware

Inverness Life Services LLC

Ohio

Inverness Securities, LLC

Ohio

Investment Professionals Pty Ltd

Australia

JFS Risk Management, LLC

Delaware

JFS Wealth Advisors, LLC

Delaware

Joel Isaacson & Co., LLC

Delaware

Kavar Capital Partners Group, LLC

Delaware

Kovitz Insurance Services, LLC

Delaware

Kovitz Investment Group Partners, LLC

Delaware

Kovitz Securities, LLC

Delaware

KRE Manager, LLC

Delaware

LaFleur & Godfrey LLC

Delaware

Lake Street Advisors Group, LLC

Delaware

Link Financial Services Pty Ltd

Australia

Link Mortgage Services Pty Ltd

Australia

Link Mortgage Services Trust

Australia

4


Legal Name of Entity

Jurisdiction of Organization

Link Private Pty Ltd

Australia

Loan Advantage Pty Ltd

Australia

LOC Investment Advisers, LLC

Delaware

LVW Advisors, LLC

Delaware

LVW Flynn, LLC

Delaware

LWH Merger Sub II, Inc.

Delaware

Media Wealth, LLC

Delaware

MEDIQ Accountants Pty Ltd

Australia

MEDIQ Capital Pty Ltd

Australia

MEDIQ Credit Advisory Pty Ltd

Australia

MEDIQ Equity Pty Ltd

Australia

MEDIQ Financial Planning Pty Ltd

Australia

MEDIQ Financial Services Pty Ltd

Australia

MEDIQ Holdings Pty Ltd

Australia

MEDIQ Legal Pty Ltd

Australia

MEDIQ Wealth Services Pty Ltd

Australia

Merriman Wealth Management, LLC

Delaware

Misso Services Pty Ltd

Australia

Misso Wealth Management Pty Ltd.

Australia

Mosaic Family Wealth Partners, LLC

Delaware

MWM Capital Pty Ltd

Australia

NEIRG Wealth Management, LLC

Delaware

Nexus Investment Management ULC

Canada

NKSFB, LLC

Delaware

OGW Holdings Limited

England and Wales

One Charles Group Insurance Services, LLC

Delaware

One Charles Private Wealth Services, LLC

Delaware

PAM Fiduciary Services Limited, LLC

South Dakota

PAR Acquisition, LLC

Delaware

Patton Albertson Miller Group, LLC

Delaware

Pettinga Financial Advisors LLC

Delaware

PQ Special Purpose VR 2019 GP Inc.

Canada

Prairie Capital Management Group, LLC

Delaware

Prime Quadrant Corp.

Canada

Private Credit Access GP Inc.

Canada

Private Equity Access GP Inc.

Canada

Provident Financial Management, LLC

Delaware

Quadrant Insurance Wealth Structuring, LLC

Pennsylvania

Quadrant Private Wealth Management, LLC

Delaware

Real Assets GP Inc.

Canada

Relative Value Partners Group, LLC

Delaware

Retirement Advisory Group, LLC

Delaware

Retirement Benefit Consulting Services, LLC

Delaware

Retirement Consulting Group, LLC

Delaware

Retirement Group, LLC

Delaware

Rollins Financial Advisors, LLC

Delaware

5


Legal Name of Entity

Jurisdiction of Organization

SAM Acquisition, LLC

Delaware

Sapient Private Wealth Management Services, LLC

Delaware

SCS Capital Management LLC

Delaware

SCS Financial Partners LLC

Delaware

SCS Private Co-Investment Opportunities GP LLC

Delaware

SCS Private Equity IV GP LLC

Delaware

SCS Private Equity V GP LLC

Delaware

SCS Private Equity VI GP LLC

Delaware

SCS Private Investment GP, LLC

Delaware

SDFP Acquisition, LLC

Delaware

Seasons of Advice Insurance Services, LLC

New York

Sentinel - Forsberg Insurance Agency

Massachusetts

Sentinel Benefits Group, Inc.

Massachusetts

Sentinel Benefits Group, LLC

Delaware

Sentinel Financial Group, LLC

Massachusetts

Sentinel Holdco, LLC

Delaware

Sentinel Insurance Agency, Inc.

Massachusetts

Sentinel Pension Advisors, Inc.

Massachusetts

Sentinel Securities, Inc.

Massachusetts

SOA Wealth Advisors, LLC

Delaware

Sonora Investment Management Group, LLC

Delaware

Sound View Insurance, LLC

Delaware

Sound View Wealth Advisors Group, LLC

Delaware

Source Companies, LLC

Ohio

Source Insurance, LLC

Ohio

Strategic Point Investment Advisors, LLC

Delaware

Strategic Wealth Partners Group, LLC

Delaware

Summit Financial Wealth Advisors, LLC

Delaware

Superannuation Professionals Pty Ltd

Australia

Telemus Capital, LLC

Delaware

Telemus Decorrelation Opportunity GP QP, LLC

Delaware

Telemus Decorrelation Opportunity GP, LLC

Delaware

Telemus Engine, LLC

Delaware

Telemus Holdings, LLC

Delaware

Telemus Insurance Services, LLC

Delaware

Telemus Life Science Real Estate Fund Manager, LLC

Delaware

The Ancora Group LLC

Ohio

The Colony Group, LLC

Delaware

The Fiduciary Group, LLC

Delaware

The Portfolio Strategy Group, LLC

Delaware

TMD Insurance Services, LLC

Delaware

TMD Wealth Management LLC

Delaware

TopRidge Capital Partners II, LLC

Delaware

Transform Wealth, LLC

Delaware

Trident Financial Planning Limited

England and Wales

TrinityPoint Wealth Holdings, LLC

Delaware

6


Legal Name of Entity

Jurisdiction of Organization

TrinityPoint Wealth Insurance, LLC

Delaware

TrinityPoint Wealth, LLC

Delaware

Ullmann Wealth Partners Group, LLC

Delaware

Upinvest Nominees Pty Ltd

Australia

Upinvest Pty Ltd

Australia

Venture Growth Access GP Inc.

Canada

Vestor Capital, LLC

Delaware

Vista Wealth Management Group, LLC

Delaware

W Four Holding Pty Ltd

Australia

Waddell & Associates, LLC

Delaware

Watermark AFSL Pty Ltd

Australia

Wespac Advisors, LLC

Delaware

Wespac Benefit & Insurance Services, LLC

Delaware

Wespac Plan Services, LLC

Delaware

Westwood Group Pty Ltd

Australia

Whitehaven Private Portfolios Ltd

Australia

Whitehaven Private Property Pty Ltd

Australia

Williams Jones Wealth Management, LLC

Delaware

WRP Acquisition, LLC

Delaware

XML Financial, LLC

Delaware

XML Securities, LLC

Delaware

7