0001650840-17-000003.txt : 20170626 0001650840-17-000003.hdr.sgml : 20170626 20170626154935 ACCESSION NUMBER: 0001650840-17-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 EFFECTIVENESS DATE: 20170626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dance Biopharm Holdings, Inc. CENTRAL INDEX KEY: 0001650840 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-285483 FILM NUMBER: 17929867 BUSINESS ADDRESS: STREET 1: 150 NORTH HILL DRIVE, SUITE 24 CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415-369-9415 MAIL ADDRESS: STREET 1: 150 NORTH HILL DRIVE, SUITE 24 CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: Dance BioPharm Holdings, Inc. DATE OF NAME CHANGE: 20150812 D/A 1 primary_doc.xml X0707 D/A LIVE 0001650840 Dance Biopharm Holdings, Inc. 150 NORTH HILL DRIVE, SUITE 24 BRISBANE CA CALIFORNIA 94005 415-369-9415 DELAWARE SAV Holdings Corp. Dance BioPharm Holdings, Inc. Corporation true 2013 John S. Patton, Ph.D 150 North Hill Drive, Suite 24 Brisbane CA CALIFORNIA 94005 Executive Officer Director Donald D. Huffman 150 North Hill Drive, Suite 24 Brisbane CA CALIFORNIA 94005 Executive Officer Director Lisa E. Porter, M.D. 150 North Hill Drive, Suite 24 Brisbane CA CALIFORNIA 94005 Executive Officer Vivian Yan 150 North Hill Drive, Suite 24 Brisbane CA CALIFORNIA 94005 Director Steven Thornton 150 North Hill Drive, Suite 24 Brisbane CA CALIFORNIA 94005 Director Adam K. Stern c/o Aegis Capital Corp. 810 Seventh Ave., 18th Floor New York NY NEW YORK 10019 Director Biotechnology Decline to Disclose 06b true 0001650840-17-000002 2017-04-07 false true true true false 10000 Aegis Capital Corp 15007 None None 810 Seventh Avenue, 18th Floor New York NY NEW YORK 10019 All States false 5000000 3424404 1575596 false 49 500000 true 0 Placement Agent is entitled to receive 10% cash and expense fees. Assumes maximum offering sold. Does not include value of warrants issuable to Placement Agent 0 true Proceeds to be used as working capital, including payment of officer and employee salaries. A portion of the proceeds to be used to compensate Placement Agent. Adam Stern, a director of the issuer, is an affiliate of the Placement Agent. false Dance Biopharm Holdings, Inc. /s/John S. Patton Ph.D John S. Patton Ph.D Chief Executive Officer 2017-06-23