Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services, LLC |
b. Street 1 | 615 E. Michigan St. |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 18336121912 |
h. Briefly describe the books and records kept at this location:
| Transfer agency, fund accounting and fund administration data |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors, LLC |
b. Street 1 | 111 East Kilbourn Avenue, Suite 2200 |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 18336121912 |
h. Briefly describe the books and records kept at this location:
| Distribution data |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 North River Center Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 18336121912 |
h. Briefly describe the books and records kept at this location:
| Custody data |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Panagram Structured Asset Management, LLC |
b. Street 1 | 65 East 55th St 29th Floor |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| Adviser Data |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Teramo Advisors, LLC |
b. Street 1 | 9132 Strada Place |
Street 2 | Suite 103 |
c. City | Naples |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 34108 |
g. Telephone number (including country code if foreign) | 18888982024 |
h. Briefly describe the books and records kept at this location:
| Adviser data for EQHEX |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Heitman Real Estate Securities, LLC |
b. Street 1 | 110 North Wacker Drive |
Street 2 | Suite 4000 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60606 |
g. Telephone number (including country code if foreign) | 18887992944 |
h. Briefly describe the books and records kept at this location:
| Adviser data for HTMIX and HTMNX |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Kayne Anderson Capital Advisors L.P. |
b. Street 1 | 1800 Avenue of the Stars |
Street 2 | 3rd Floor |
c. City | Los Angeles |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90067 |
g. Telephone number (including country code if foreign) | 18449552963 |
h. Briefly describe the books and records kept at this location:
| Adviser data for KARRX & KARIX |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Subversive Capital Advisor, LLC |
b. Street 1 | 217 Centre Street |
Street 2 | Suite 122 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10013 |
g. Telephone number (including country code if foreign) | 18772914040 |
h. Briefly describe the books and records kept at this location:
| Adviser data for Subversive ETFs |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Lido Advisors, LLC |
b. Street 1 | 1875 Century Park East |
Street 2 | Suite 950 |
c. City | Los Angeles |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90067 |
g. Telephone number (including country code if foreign) | 18446254778 |
h. Briefly describe the books and records kept at this location:
| Adviser data for OASDX |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | Palm Valley Capital Management, LLC |
b. Street 1 | 422 Jacksonville Drive |
Street 2 | |
c. City | Jacksonville Beach |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 32250 |
g. Telephone number (including country code if foreign) | 18667473111 |
h. Briefly describe the books and records kept at this location:
| Adviser data for PVCMX & PVCIX |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Tidal Investments, LLC |
b. Street 1 | 898 N. Broadway, Suite 2 |
Street 2 | |
c. City | Massapequa |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11758 |
g. Telephone number (including country code if foreign) | 7739725653 |
h. Briefly describe the books and records kept at this location:
| Sub-Adviser data for Subversive ETFs |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Weiss Multi-Strategy Advisers, LLC |
b. Street 1 | 320 Park Avenue |
Street 2 | 20th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | 18665302690 |
h. Briefly describe the books and records kept at this location:
| Adviser data for WEISX & WEIZX |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Infrastructure Capital Advisors, LLC |
b. Street 1 | 1325 Avenue of the Americas |
Street 2 | 28th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10019 |
g. Telephone number (including country code if foreign) | 18006170004 |
h. Briefly describe the books and records kept at this location:
| Adviser data for ICAP & SCAP |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | Geneva Capital Management, LLC |
b. Street 1 | 411 East Wisconsin Avenue |
Street 2 | Suite 2320 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 18552132973 |
h. Briefly describe the books and records kept at this location:
| Adviser data for GCSVX & GCSDX |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | Optimize Advisors, LLC |
b. Street 1 | 112 West 34th Street |
Street 2 | 18th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10120 |
g. Telephone number (including country code if foreign) | 18006170004 |
h. Briefly describe the books and records kept at this location:
| Adviser data for OAIE |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Client First Investment Management, LLC |
b. Street 1 | 215 N Main St Suite 1040 |
Street 2 | |
c. City | West Bend |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53095 |
g. Telephone number (including country code if foreign) | 8337533825 |
h. Briefly describe the books and records kept at this location:
| Adviser data for ADPV |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | Verity Asset Management |
b. Street 1 | 280 South Magnum Street |
Street 2 | Suite 550 |
c. City | Durham |
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 27701 |
g. Telephone number (including country code if foreign) | 9194906717 |
h. Briefly describe the books and records kept at this location:
| Adviser data for USTVX |