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USD 70212.92 0.0699945816 Long EC CORP US N 1 N N N CSX Corp 549300JVQR4N1MMP3Q88 126408103 -509 NS USD -36312.06 -0.0361991418 Short EC CORP US N 1 N N N CNX Resources Corp 549300JK3KH8PWM3B226 12653C108 12154 NS USD 117286.1 0.1169213799 Long EC CORP US N 1 N N N CVS Health Corp 549300EJG376EN5NQE29 126650100 554 NS USD 34868.76 0.0347603299 Long EC CORP US N 1 N N N Exxon Mobil Corp J3WHBG0MTS7O8ZVMDC91 30231G102 -4801 NS USD -202026.08 -0.2013978472 Short EC CORP US N 1 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 30303M102 -93 NS USD -23591.31 -0.0235179490 Short EC CORP US N 1 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 30303M102 363 NS USD 92082.21 0.0917958655 Long EC CORP US N 1 N N N Far Point Acquisition Corp N/A 30734W109 997 NS USD 10199.31 0.0101675936 Long EC CORP US N 1 N N N Social Capital Hedosophia Hold N/A G8250T117 2240 NS USD 25939.2 0.0258585379 Long EC CORP US N 1 N N N Social Capital Hedosophia Hold N/A G8251K123 4261 NS USD 47723.2 0.0475747970 Long EC CORP US N 1 N N N STERIS PLC N/A G8473T100 -204 NS USD -32564.52 -0.0324632554 Short EC CORP US N 1 N N N Sustainable Opportunities Acqu N/A G8598Y125 1120 NS USD 11480 0.0114443011 Long EC CORP US N 1 N N N Syncora Holdings Ltd N/A G8649T109 2808 NS USD 832.57 0.0008299810 Long EC CORP US N 1 N N N TechnipFMC PLC 549300D5I93QWCJTCK36 G87110105 5035 NS USD 40431.05 0.0403053231 Long EC CORP GB N 1 N N N Trane Technologies PLC 549300BURLR9SLYY2705 G8994E103 173 NS USD 19353.51 0.0192933271 Long EC CORP IE N 1 N N N Triton International Ltd/Bermu N/A G9078F107 2224 NS USD 69989.28 0.0697716370 Long EC CORP BM N 1 N N N Golar LNG Ltd 213800C2VSFZG3EZLO34 G9456A100 991 NS USD 7432.5 0.0074093874 Long EC CORP BM N 1 N N N Willis Towers Watson PLC 549300WHC56FF48KL350 G96629103 1225 NS USD 257262.25 0.2564622514 Long EC CORP GB N 1 N N N N/A N/A N/A 1 NC USD 27837.58 0.0277510145 N/A DCO US N 1 Commodity Exchange, Inc. N/A Long Gold Gold 2020-08-27 168442.42 USD 27837.58 N N N N/A N/A N/A -1 NC USD -26352.42 -0.0262704729 N/A DCO US N 1 Commodity Exchange, Inc. N/A Short Gold Gold 2020-08-27 -169927.58 USD -26352.42 N N N N/A N/A N/A -78 NC USD -2106 -0.0020994511 N/A DE US N 2 CHICAGO N/A Put Written Grubhub Inc Grubhub Inc 100 52.500000000000 USD 2020-09-18 XXXX 19090.26 N N N N/A N/A N/A 39 NC USD 2769 0.0027603893 N/A DE US N 2 CHICAGO N/A Put Purchased Grubhub Inc Grubhub Inc 100 60.000000000000 USD 2020-09-18 XXXX -20497.01 N N N Alcon Inc 549300LDT5AP8S0NBM78 H01301128 -2888 NS USD -173222.24 -0.1726835774 Short EC CORP CH N 1 N N N Logitech International SA 549300SN6PRK6IJJC215 H50430232 -208 NS USD -15229.76 -0.0151824006 Short EC CORP CH N 1 N N N N/A N/A N/A 7 NC USD 34620.91 0.0345132507 N/A DCO US N 1 Commodity Exchange, Inc. N/A Long Copper Copper 2020-09-28 467279.09 USD 34620.91 N N N N/A N/A N/A 3 NC USD 34.5 0.0000343927 N/A DE US N 2 NYSEAmerican N/A Call Purchased Honeywell International Inc Honeywell International Inc 100 157.500000000000 USD 2020-07-31 XXXX -678.99 N N N IGIC ESCROW HOLDING N/A N/A 15160 NS USD 83759 0.0834985378 Long EC CORP US N 3 N N N N/A N/A N/A -5 NC USD -235 -0.0002342692 N/A DE US N 2 NYSEAmerican N/A Put Written iShares Russell 2000 ETF iShares Russell 2000 ETF 100 129.000000000000 USD 2020-08-21 XXXX 1397.92 N N N N/A N/A N/A 5 NC USD 585 0.0005831808 N/A DE US N 2 NYSEAmerican N/A Put Purchased iShares Russell 2000 ETF iShares Russell 2000 ETF 100 136.000000000000 USD 2020-08-21 XXXX -2065.19 N N N N/A N/A N/A -14 NC USD -2100 -0.0020934697 N/A DE US N 2 NYSEAmerican N/A Put Written iShares Russell 2000 ETF iShares Russell 2000 ETF 100 138.000000000000 USD 2020-08-21 XXXX 1651.38 N N N N/A N/A N/A 14 NC USD 3787 0.0037752237 N/A DE US N 2 NYSEAmerican N/A Put Purchased iShares Russell 2000 ETF iShares Russell 2000 ETF 100 143.000000000000 USD 2020-08-21 XXXX -2135.54 N N N SkyWest Inc 529900UYS2KGS6Z42P09 830879102 -1243 NS USD -32703.33 -0.0326016337 Short EC CORP US N 1 N N N Skyworks Solutions Inc 549300WZ3ORQ2BVKBD96 83088M102 2245 NS USD 326827.1 0.3258107782 Long EC CORP US N 1 N N N Slack Technologies Inc 549300VIZRB02KN4IJ45 83088V102 -3480 NS USD -102834 -0.1025142210 Short EC CORP US N 1 N N N SmileDirectClub Inc N/A 83192H106 7545 NS USD 63755.25 0.0635569927 Long EC CORP US N 1 N N N J M Smucker Co/The 5493000WDH6A0LHDJD55 832696405 -283 NS USD -30946.05 -0.0308498182 Short EC CORP US N 1 N N N Snap Inc 549300JNC0L6VP8A2Q35 83304A106 3786 NS USD 84882.12 0.0846181653 Long EC CORP US N 1 N N N Penn National Gaming Inc N/A 707569109 -61 NS USD -2064.85 -0.0020584290 Short EC CORP US N 1 N N N iShares Core DAX UCITS ETF DE 549300CQN9T9XKTT1S19 D3803R109 -196 NS -24249.16 -0.0241737533 Short EC RF DE N 2 N N N N/A N/A N/A 1 NC -5633.74 -0.0056162210 N/A DE US N 2 MORGAN STANLEY IGJSJL3JD5P30I6NJZ34 JP MORGANCHASE SECURITIES, INC. ZBUT11V806EZRVTWT807 CITIGROUP GLOBAL MARKETS INC. MBNUM2BPBDO7JBLYG310 AXA SA AXA SA Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-12-31 0.000000000000 EUR 0.000000000000 EUR 70958.32 EUR -5633.74 N N N Penumbra Inc 549300RGE06P3ECANU72 70975L107 6 NS USD 1331.46 0.0013273196 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC 11070.22 0.0110357954 N/A DE US N 2 BANK OF AMERICA B4TYDEB6GKMZO031MB27 BNP PARIBAS R0MUWSFPU8MPRO8K5P83 CITIGROUP GLOBAL MARKETS INC. MBNUM2BPBDO7JBLYG310 GOLDMAN SACHS & CO./COURTESY ACCOUNTS FOR8UP27PHTHYVLBNG30 Barclays AC28XWWI3WIBK2824319 Peugeot SA Peugeot SA Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-12-31 0.000000000000 EUR 0.000000000000 EUR -35726.13 EUR 11070.22 N N N N/A N/A N/A 1 NC -8966.38 -0.0089384976 N/A DE US N 2 Barclays AC28XWWI3WIBK2824319 GOLDMAN SACHS & CO./COURTESY ACCOUNTS FOR8UP27PHTHYVLBNG30 BNP PARIBAS R0MUWSFPU8MPRO8K5P83 CITIGROUP GLOBAL MARKETS INC. MBNUM2BPBDO7JBLYG310 BANK OF AMERICA B4TYDEB6GKMZO031MB27 Peugeot SA Peugeot SA Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-12-31 0.000000000000 EUR 0.000000000000 EUR 223390.64 EUR -8966.38 N N N iShares EURO STOXX Banks 30-15 5493007BOV0H7WTBXW69 D3803C102 4053 NS 27240.4 0.0271556916 Long EC RF DE N 2 N N N PepsiCo Inc FJSUNZKFNQ5YPJ5OT455 713448108 -2064 NS USD -284130.24 -0.2832466910 Short EC CORP US N 1 N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 717081103 -524 NS USD -20163.52 -0.0201008183 Short EC CORP US N 1 N N N Phillips 66 5493005JBO5YSIGK1814 718546104 1031 NS USD 63942.62 0.0637437801 Long EC CORP US N 1 N N N Physicians Realty Trust 549300ITOVH0OY7PZC34 71943U104 -6877 NS USD -124061.08 -0.1236752920 Short EC CORP US N 1 N N N Piedmont Office Realty Trust I N/A 720190206 22380 NS USD 362779.8 0.3616516775 Long EC CORP US N 1 N N N Pinnacle West Capital Corp TWSEY0NEDUDCKS27AH81 723484101 1160 NS USD 96372.8 0.0960731132 Long EC CORP US N 1 N N N Pinterest Inc N/A 72352L106 293 NS USD 10046.97 0.0100157273 Long EC CORP US N 1 N N N Pioneer Natural Resources Co FY8JBF7CCL2VE4F1B628 723787107 2287 NS USD 221656.04 0.2209667646 Long EC CORP US N 1 N N N Plains All American Pipeline L 5521FA2ITF25TVH63740 726503105 3615 NS USD 27618.6 0.0275327155 Long EC CORP US N 1 N N N Planet Fitness Inc 549300LLE5HUPF6H8G33 72703H101 -1679 NS USD -87643.8 -0.0873712574 Short EC CORP US N 1 N N N GW Pharmaceuticals PLC 213800ISBN5CNUZMHZ39 36197T103 263 NS USD 33566.69 0.0334623089 Long EC CORP GB N 1 N N N G-III Apparel Group Ltd 529900O5KABM3R3SFM87 36237H101 -971 NS USD -9603.19 -0.0095733273 Short EC CORP US N 1 N N N GS Acquisition Holdings Corp I 549300BNTOWVWFNVTJ65 36258Q204 4497 NS USD 46768.8 0.0466233648 Long EC CORP US N 1 N N N Galera Therapeutics Inc N/A 36338D108 682 NS USD 4746.72 0.0047319593 Long EC CORP US N 1 N N N N/A N/A N/A 2 NC USD 190 0.0001894092 N/A DE US N 2 NYSEAmerican N/A Call Purchased KAR Auction Services Inc KAR Auction Services Inc 100 15.000000000000 USD 2020-08-21 XXXX 47.92 N N N N/A N/A N/A 1 NC USD 7197.18 0.0071747992 N/A DCO US N 1 ICE Futures US Softs 5493004R83R1LVX2IL36 Long Arabica Coffee Arabica Coffee 2020-09-18 37409.07 USD 7197.18 N N N Spotify Technology SA 549300B4X0JHWV0DTD60 L8681T102 -116 NS USD -29907.12 -0.0298141190 Short EC CORP SE N 1 N N N N/A N/A N/A 1 NC USD -172.95 -0.0001724122 N/A DCO US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Long Lean Hogs Lean Hogs 2020-10-14 20022.95 USD -172.95 N N N N/A N/A N/A 2 NC USD 7983.36 0.0079585344 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-08-25 76406.14 USD 7983.36 N N N N/A N/A N/A -2 NC USD -446.64 -0.0004452511 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Short LMAHDP LMAHDP 2020-08-25 -83942.86 USD -446.64 N N N N/A N/A N/A -1 NC USD -353.32 -0.0003522213 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Short LMAHDP LMAHDP 2020-08-26 -41854.68 USD -353.32 N N N N/A N/A N/A 1 NC USD 2158.43 0.0021517180 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-08-26 40049.57 USD 2158.43 N N N N/A N/A N/A 2 NC USD 5019.86 0.0050042499 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-09-16 79843.64 USD 5019.86 N N N N/A N/A N/A 6 NC USD 13903.58 0.0138603446 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-09-21 241073.92 USD 13903.58 N N N N/A N/A N/A -2 NC USD -1343.64 -0.0013394617 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Short LMAHDP LMAHDP 2020-10-13 -84093.86 USD -1343.64 N N N N/A N/A N/A 2 NC USD 627.86 0.0006259076 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-10-13 84809.64 USD 627.86 N N N N/A N/A N/A -3 NC USD -1134.21 -0.0011306830 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Short LMAHDP LMAHDP 2020-10-19 -127115.79 USD -1134.21 N N N N/A N/A N/A 3 NC USD 1103.29 0.0010998591 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMAHDP LMAHDP 2020-10-19 127146.71 USD 1103.29 N N N N/A N/A N/A -1 NC USD -1863.37 -0.0018575755 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Short LMNIDP LMNIDP 2020-08-04 -80564.63 USD -1863.37 N N N N/A N/A N/A 1 NC USD 11384.93 0.0113495267 N/A DCO GB N 1 London Metal Exchange 213800NB8G5VRT1DXC91 Long LMNIDP LMNIDP 2020-08-04 71043.07 USD 11384.93 N N N NXP Semiconductors NV 724500M9BY5293JDF951 N6596X109 2707 NS USD 318153.71 0.3171643595 Long EC CORP NL N 1 N N N QIAGEN NV 54930036WK3GMCN17Z57 N72482123 2697 NS USD 133366.65 0.1329519248 Long EC CORP NL N 1 N N N uniQure NV N/A N90064101 59 NS USD 2462.07 0.0024544138 Long EC CORP NL N 1 N N N Wright Medical Group NV 549300JGCCQ1HTDOXU32 N96617118 3758 NS USD 112815.16 0.1124643430 Long EC CORP NL N 1 N N N N/A N/A N/A -3 NC USD -1020 -0.0010168281 N/A DE US N 2 NYSEAmerican N/A Put Written NextEra Energy Inc NextEra Energy Inc 100 270.000000000000 USD 2020-08-21 XXXX 488.85 N N N N/A N/A N/A 13 NC USD 2340 0.0023327234 N/A DE US N 2 CHICAGO N/A Call Purchased NextEra Energy Partners LP NextEra Energy Partners LP 100 65.000000000000 USD 2020-10-16 XXXX 480.5 N N N N/A N/A N/A -13 NC USD -780 -0.0007775745 N/A DE US N 2 CHICAGO N/A Call Written NextEra Energy Partners LP NextEra Energy Partners LP 100 70.000000000000 USD 2020-10-16 XXXX -143.51 N N N Gaming and Leisure Properties 5493006GWRDBCZYWTM57 36467J108 -7998 NS USD -289607.58 -0.2887069983 Short EC CORP US N 1 N N N Gap Inc/The T2ZG1WRWZ4BUCMQL9224 364760108 -11524 NS USD -154075.88 -0.1535967561 Short EC CORP US N 1 N N N Gap Inc/The T2ZG1WRWZ4BUCMQL9224 364760108 1934 NS USD 25857.58 0.0257771717 Long EC CORP US N 1 N N N Generac Holdings Inc 529900S2H2AHJHSFFI84 368736104 127 NS USD 20012.66 0.0199504274 Long EC CORP US N 1 N N N General Dynamics Corp 9C1X8XOOTYY2FNYTVH06 369550108 -343 NS USD -50331.82 -0.0501753051 Short EC CORP US N 1 N N N General Electric Co 3C7474T6CDKPR9K6YT90 369604103 -5478 NS USD -33251.46 -0.0331480592 Short EC CORP US N 1 N N N General Mills Inc 2TGYMUGI08PO8X8L6150 370334104 -3071 NS USD -194302.17 -0.1936979559 Short EC CORP US N 1 N N N General Motors Co 54930070NSV60J38I987 37045V100 3802 NS USD 94631.78 0.0943375072 Long EC CORP US N 1 N N N GenMark Diagnostics Inc N/A 372309104 222 NS USD 3964.92 0.0039525904 Long EC CORP US N 1 N N N Genworth Financial Inc 549300EMCG286BDNKJ33 37247D106 1737 NS USD 3543.48 0.0035324610 Long EC CORP US N 1 N N N Glaukos Corp 5299004JA1LHE21M6T14 377322102 7 NS USD 305.9 0.0003049488 Long EC CORP US N 1 N N N Global Blood Therapeutics Inc 549300U4G0QKK99GRT15 37890U108 262 NS USD 17679.76 0.0176247819 Long EC CORP US N 1 N N N Global Payments Inc 549300NOMHGVQBX6S778 37940X102 2102 NS USD 374198.04 0.3730344106 Long EC CORP US N 1 N N N GoHealth Inc N/A 38046W105 26 NS USD 461.5 0.0004600649 Long EC CORP US N 1 N N N Goodyear Tire & Rubber Co/The 5493002BI0S2ZQUY3437 382550101 -173 NS USD -1558.73 -0.0015538829 Short EC CORP US N 1 N N N WW Grainger Inc 549300TWZSP6O1IH2V34 384802104 355 NS USD 121243.15 0.1208661248 Long EC CORP US N 1 N N N Gray Television Inc 529900TM5726KDN7UU35 389375106 1094 NS USD 15687.96 0.0156391757 Long EC CORP US N 1 N N N Guardant Health Inc N/A 40131M109 105 NS USD 8943.9 0.0089160875 Long EC CORP US N 1 N N N Guidewire Software Inc 549300WXSG0J8IXZCK32 40171V100 -112 NS USD -13177.92 -0.0131369411 Short EC CORP US N 1 N N N Farfetch Ltd 549300QFQ74Z0F96NS78 30744W107 3539 NS USD 90704.57 0.0904225095 Long EC CORP GB N 1 N N N Fastly Inc 549300E2FZC83FJ3H565 31188V100 -197 NS USD -19008.53 -0.0189494199 Short EC CORP US N 1 N N N Fate Therapeutics Inc 549300L14Q4UHOODLA90 31189P102 262 NS USD 8192.74 0.0081672633 Long EC CORP US N 1 N N N Fastenal Co 529900PP0C7H2HHPSJ32 311900104 -962 NS USD -45252.48 -0.0451117601 Short EC CORP US N 1 N N N N/A N/A N/A 1 NC -14611.67 -0.0145662326 N/A DE US N 2 JP MORGANCHASE SECURITIES, INC. ZBUT11V806EZRVTWT807 CITIGROUP GLOBAL MARKETS INC. MBNUM2BPBDO7JBLYG310 JEFFERIES & CO., INC. 58PU97L1C0WSRCWADL48 KEEFE BRUYETTE & WOODS INC. FIX INCOME 549300OM47DQV01G4854 BNP PARIBAS R0MUWSFPU8MPRO8K5P83 MORGAN STANLEY IGJSJL3JD5P30I6NJZ34 Barclays PLC Barclays PLC Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-12-31 0.000000000000 GBP 0.000000000000 GBP 79132.91 GBP -14611.67 N N N Federal Realty Investment Trus 549300LI6XZ51GOCJ427 313747206 -481 NS USD -36700.3 -0.0365861745 Short EC CORP US N 1 N N N FedEx Corp 549300E707U7WNPZN687 31428X106 2077 NS USD 349766.8 0.3486791435 Long EC CORP US N 1 N N N Fennec Pharmaceuticals Inc 5299003IE70ITO2CBM73 31447P100 308 NS USD 2601.06 0.0025929716 Long EC CORP US N 1 N N N F5 Networks Inc N/A 315616102 1389 NS USD 188765.1 0.1881781044 Long EC CORP US N 1 N N N FibroGen Inc 549300Q914ULWWY95822 31572Q808 760 NS USD 30757.2 0.0306615555 Long EC CORP US N 1 N N N Fidelity Government Portfolio N/A 316175108 10078072.45 NS USD 10078072.45 10.0467330517 Long STIV RF US N 1 N N N Fidelity National Information 6WQI0GK1PRFVBA061U48 31620M106 253 NS USD 37016.43 0.0369013214 Long EC CORP US N 1 N N N Fidelity National Financial In 549300CAZYIH39SYQ287 31620R303 227.3643 NS USD 7357.51 0.0073346306 Long EC CORP US N 1 N N N Fidelity National Financial In 549300CAZYIH39SYQ287 31620R303 -227 NS USD -7345.72 -0.0073228773 Short EC CORP US N 1 N N N N/A N/A N/A 1 NC -2591.26 -0.0025832021 N/A DE US N 2 CITIGROUP GLOBAL MARKETS INC. MBNUM2BPBDO7JBLYG310 BOA/EQUISRV FAIRWAY B4TYDEB6GKMZO031MB27 JP MORGANCHASE SECURITIES, INC. 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Electronic Arts Inc Electronic Arts Inc 100 130.000000000000 USD 2020-09-18 XXXX -379.4 N N N N/A N/A N/A 70 NC USD 669195.39 0.6671144186 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Long S&P 500 Index ES_Index 2020-09-18 10753054.61 USD 669195.39 N N N N/A N/A N/A 13 NC USD 7540 0.0075165531 N/A DE US N 2 NYSEAmerican N/A Call Purchased Entergy Corp Entergy Corp 100 100.000000000000 USD 2020-08-21 XXXX 3535.5 N N N N/A N/A N/A -19 NC USD -1045 -0.0010417504 N/A DE US N 2 NSDQOMX PHLX N/A Call Written Evergy Inc Evergy Inc 100 70.000000000000 USD 2020-08-21 XXXX 893.49 N N N N/A N/A N/A -1 NC USD -40 -0.0000398756 N/A DE US N 2 CHICAGO N/A Put Written Edwards Lifesciences Corp Edwards Lifesciences Corp 100 70.000000000000 USD 2020-08-21 XXXX 55.3 N N N N/A N/A N/A 7 NC USD 542.5 0.0005408130 N/A DE US N 2 NYSEAmerican N/A Call Purchased Expedia Group Inc Expedia Group Inc 100 90.000000000000 USD 2020-08-21 XXXX -2486.65 N N N N/A N/A N/A -7 NC USD -7 -0.0000069782 N/A DE US N 2 NYSEAmerican N/A Call Written Expedia Group Inc Expedia Group Inc 100 110.000000000000 USD 2020-08-21 XXXX 535.72 N N N N/A N/A N/A 35 NC USD 275905.08 0.2750471085 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Long S&P Mid Cap 400 Index FA_Index 2020-09-18 6235844.9167 USD 275905.08 N N N N/A N/A N/A 2 NC USD 2685 0.0026766506 N/A DE US N 2 NYSEAmerican N/A Call Purchased Facebook Inc Facebook Inc 100 240.000000000000 USD 2020-07-31 XXXX 1928.92 N N N N/A N/A N/A -1 NC USD -0.5 -0.0000004984 N/A DE US N 2 NYSEAmerican N/A Put Written Facebook Inc Facebook Inc 100 230.000000000000 USD 2020-07-31 XXXX 612.92 N N N N/A N/A N/A 1 NC USD 0.5 0.0000004984 N/A DE US N 2 NYSEAmerican N/A Call Purchased FedEx Corp FedEx Corp 100 172.500000000000 USD 2020-07-31 XXXX -70.54 N N N N/A N/A N/A -5 NC USD -2125 -0.0021183920 N/A DE US N 2 NYSEAmerican N/A Call Written FedEx Corp FedEx Corp 100 170.000000000000 USD 2020-08-21 XXXX -828.07 N N N N/A N/A N/A 8 NC USD 20 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0.1825713439 Long EC CORP US N 1 N N N Apartment Investment and Manag 549300O8FT5GJ4RU1D57 03748R754 4174 NS USD 162034.68 0.1615308069 Long EC CORP US N 1 N N N Apogee Enterprises Inc 549300579S7QW8V4IJ60 037598109 -45 NS USD -971.55 -0.0009685288 Short EC CORP US N 1 N N N Aphria Inc 52990092S6BM5E48CI11 03765K104 3565 NS USD 17022.88 0.0169699446 Long EC CORP CA N 1 N N N Appian Corp 529900NIARIFW7HGU386 03782L101 -302 NS USD -15362.74 -0.0153149671 Short EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 037833100 638 NS USD 271175.52 0.2703322558 Long EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 037833100 -46 NS USD -19551.84 -0.0194910404 Short EC CORP US N 1 N N N Apple Hospitality REIT Inc 549300EVZAR0FBZO4F16 03784Y200 -260 NS USD -2293.2 -0.0022860689 Short EC CORP US N 1 N N N Applied Genetic Technologies C 549300I3X9WJZYN79L35 03820J100 236 NS USD 1246.08 0.0012422051 Long EC CORP US N 1 N N N 2020-09-24 Series Portfolios Trust /s/ Ryan Roell Series Portfolios Trust President XXXX