8-A12B 1 a8-a12bpanagrametf.htm 8-A12B Document

As filed with the Securities and Exchange Commission on November 15, 2022

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

Series Portfolios Trust
(Exact name of registrant as specified in its charter)

Delaware
(State of incorporation or organization)

See List Below
(I.R.S. Employer Identification Number)

c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant’s principal executive offices)

Title of each class of securities to be registeredName of each exchange on which each class is to be registered
Panagram BBB-B CLO ETFNYSE Arca, Inc.
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. X
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
Securities Act Registration file number to which this form relates: 333-206240
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.





Item 1.Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No.150 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-206240 and 811-23084), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No.0000894189-22-008271) on November 14, 2022, which is incorporated herein by reference.

The Trust currently consists of 12 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

Title of Each Class of Securities to be RegisteredIRS Employer ID Number
Panagram BBB-B CLO ETF88-3921623

Item 2.Exhibits

  

 
 
 






SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.


Series Portfolios Trust
November 15, 2022
/s/ Ryan L. Roell
Ryan L. Roell
President