N-PX 1 spt-palm_npx.htm ANNUAL REPORT OF PROXY VOTING


UNITED STATES
    
SECURITIES AND EXCHANGE COMMISSIO
    
WASHINGTON, D.C. 20549
    
     
FORM N-PX
    
     
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
   
MANAGEMENT INVESTMENT COMPANY
    
 
   
INVESTMENT COMPANY ACT FILE NUMBER:       
811-23084    
     
NAME OF REGISTRANT:                                              
Series Portfolios Trust    
     
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES:   
615 East Michigan Street
Milwaukee, WI 53202
    
     
NAME AND ADDRESS OF AGENT FOR SERVICE:  
Ryan Roell, President
Series Portfolios Trust c/o
U.S. Bancorp Fund Services,  LLC
777 East Wisconsin Ave, 5th FL
Milwaukee, WI 53202
    
     
REGISTRANT'S TELEPHONE NUMBER:                   
414-765-6839    
     
DATE OF FISCAL YEAR END:                                     
12/31
   
     
DATE OF REPORTING PERIOD:                                  
 07/01/2019 to 06/30/2020    
     
<PAGE>
    

Palm Valley Capital Fund
      
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 AMDOCS LIMITED
      
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          CUSIP:  G02602103
      
    Meeting Type:  Annual
      
    Meeting Date:  31-January-2020
      
          Ticker:  DOX
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1A.    Election of Director: Robert A. Minicucci
Mgmt
For
For
       
1B.    Election of Director: Adrian Gardner
Mgmt
For
For
       
1C.    Election of Director: James S. Kahan
Mgmt
For
For
       
1D.    Election of Director: Rafael de la Vega
Mgmt
For
For
       
1E.    Election of Director: Giora Yaron
Mgmt
For
For
       
1F.    Election of Director: Eli Gelman
Mgmt
For
For
       
1G.    Election of Director: Richard T.C. LeFave
Mgmt
For
For
       
1H.    Election of Director: John A. MacDonald
Mgmt
For
For
       
1I.    Election of Director: Shuky Sheffer
Mgmt
For
For
       
1J.    Election of Director: Yvette Kanouff
Mgmt
For
For
       
2.     To approve an amendment of the Amdocs Limited
Mgmt
For
For
       1998 Stock Option and Incentive Plan increasing
      
       the number of shares authorized for issuance under
      
       the plan and the sublimit on "full value" awards
      
       under the plan, in each case, by 3,000,000 shares
      
       (Proposal II).
      
       
3.     To approve an increase in the dividend rate under
Mgmt
For
For
       our quarterly cash dividend program from $0.285
      
       per share to $0.3275 per share (Proposal III).
      
       
4.     To approve our Consolidated Financial Statements
Mgmt
For
For
       for the fiscal year ended September 30, 2019
      
       (Proposal IV).
      
       
5.     To ratify and approve the appointment of Ernst &
Mgmt
For
For
       Young LLP as our independent registered public
      
       accounting firm for the fiscal year ending
      
       September 30, 2020, and until the next annual
      
       general meeting, and authorize the Audit
      
       Committee of the Board of Directors to fix the
      
       remuneration of such independent registered public
      
       accounting firm in accordance with the nature and
      
       extent of its services (Proposal V).
      
       
       
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 ALAMOS GOLD INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  011532108
      
    Meeting Type:  Annual
      
    Meeting Date:  20-May-2020
      
          Ticker:  AGI
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Elaine Ellingham
Mgmt
For
For
       David Fleck
Mgmt
For
For
       David Gower
Mgmt
For
For
       Claire M. Kennedy
Mgmt
For
For
       John A. McCluskey
Mgmt
For
For
       Monique Mercier
Mgmt
For
For
       Paul J. Murphy
Mgmt
For
For
       J. Robert S. Prichard
Mgmt
For
For
       Ronald E. Smith
Mgmt
For
For
       Kenneth Stowe
Mgmt
For
For
       
2.     Appointment of KPMG LLP as auditors of the
Mgmt
For
For
       Company for the ensuing year and authorizing the
      
       directors to fix their remuneration.
      
       
3.     To consider, and if deemed advisable, pass a
Mgmt
For
For
       resolution to approve an advisory resolution on the
      
       Company's approach to executive compensation.
      
       
       
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 BENCHMARK ELECTRONICS, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  08160H101
      
    Meeting Type:  Annual
      
    Meeting Date:  13-May-2020
      
          Ticker:  BHE
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Bruce A. Carlson
Mgmt
For
For
       Douglas G. Duncan
Mgmt
For
For
       Robert K. Gifford
Mgmt
For
For
       Kenneth T. Lamneck
Mgmt
For
For
       Jeffrey S. McCreary
Mgmt
For
For
       Merilee Raines
Mgmt
For
For
       David W. Scheible
Mgmt
For
For
       Jeffrey W. Benck
Mgmt
For
For
       Anne De Greef-Safft
Mgmt
For
For
       
2.     Approve the compensation of the Company's
Mgmt
For
For
       named executive officers.
      
       
3.     Ratify the appointment of KPMG LLP as
Mgmt
For
For
       independent registered public accounting firm.
      
       
       
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 BONANZA CREEK ENERGY INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  097793400
      
    Meeting Type:  Annual
      
    Meeting Date:  3-June-2020
      
          Ticker:  BCEI
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Carrie L. Hudak
Mgmt
For
For
       Eric T. Greager
Mgmt
For
For
       Paul Keglevic
Mgmt
For
For
       Brian Steck
Mgmt
For
For
       Jack E. Vaughn
Mgmt
For
For
       Scott D. Vogel
Mgmt
For
For
       Jeffrey E. Wojahn
Mgmt
For
For
       
2.     Ratify the selection of Deloitte & Touche LLP as the
Mgmt
For
For
       Company's independent registered public
      
       accountant for 2020.
      
       
3.     To approve, on an advisory basis, the
Mgmt
For
For
       compensation of our named executive officers.
      
       
       
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 CARTER'S INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  146229109
      
    Meeting Type:  Annual
      
    Meeting Date:  14-May-2020
      
          Ticker:  CRI
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1A.    Election of Director: Hali Borenstein
Mgmt
For
For
       
1B.    Election of Director: Amy Woods Brinkley
Mgmt
For
For
       
1C.    Election of Director: Giuseppina Buonfantino
Mgmt
For
For
       
1D.    Election of Director: Michael D. Casey
Mgmt
For
For
       
1E.    Election of Director: A. Bruce Cleverly
Mgmt
For
For
       
1F.    Election of Director: Jevin S. Eagle
Mgmt
For
For
       
1G.    Election of Director: Mark P. Hipp
Mgmt
For
For
       
1H.    Election of Director: William J. Montgoris
Mgmt
For
For
       
1I.    Election of Director: Richard A. Noll
Mgmt
For
For
       
1J.    Election of Director: Gretchen W. Price
Mgmt
For
For
       
1K.    Election of Director: David Pulver
Mgmt
For
For
       
1L.    Election of Director: Thomas E. Whiddon
Mgmt
For
For
       
2.     Advisory approval of executive compensation.
Mgmt
For
For
       
3.     Ratification of the appointment of
Mgmt
For
For
       PricewaterhouseCoopers LLP as the Company's
      
       independent registered public accounting firm for
      
       fiscal 2020.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 CRAWFORD & COMPANY
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  224633107
      
    Meeting Type:  Annual
      
    Meeting Date:  15-May-2020
      
          Ticker:  CRD.B
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       H. V. Agadi
Mgmt
Withhold
Against
       I. K. Beale
Mgmt
Withhold
Against
       J. C. Crawford
Mgmt
 Withhold
Against
       J. C. Crawford, Jr.
Mgmt
 Withhold
Against
       L. G. Hannusch
Mgmt
 Withhold
Against
       M. E. Jarrard
Mgmt
 Withhold
Against
       C. H. Ogburn
Mgmt
 Withhold
Against
       R. Patel
Mgmt
 Withhold
Against
       D. R. Williams
Mgmt
 Withhold
Against
       
2.     Proposal to approve an amendment to the Crawford
Mgmt
For
For
       & Company International Employee Stock Purchase
      
       Plan.
      
       
3.     Proposal to ratify the appointment of Ernst & Young
Mgmt
For
For
       LLP as independent auditor for the Company for
      
       the 2020 fiscal year.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 CRIMSON WINE GROUP, LTD.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  22662X100
      
    Meeting Type:  Annual
      
    Meeting Date:  26-July-2019
      
          Ticker:  CWGL
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       John D. Cumming
Mgmt
For
For
       Joseph S. Steinberg
Mgmt
For
For
       Avraham N. Neikrug
Mgmt
For
For
       Douglas M. Carlson
Mgmt
For
For
       Craig D. Williams
Mgmt
For
For
       Colby A. Rollins
Mgmt
For
For
       Luanne D. Tierney
Mgmt
For
For
       
2.     Ratification of the selection of BPM LLP as
Mgmt
For
For
       independent auditors of the company for the year
      
       ending December 31, 2019.
      
       
3.     To approve, on an advisory basis, the
Mgmt
For
For
       compensation of the Company's named executive
      
       officers ("say-on-pay").
      
       
4.     To vote, on an advisory basis, on the frequency of
Mgmt
1 Year
Against
       future say-on-pay votes ("say-on-frequency").
      
       
       
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 DICK'S SPORTING GOODS, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  253393102
      
    Meeting Type:  Annual
      
    Meeting Date:  10-June-2020
      
          Ticker:  DKS
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Edward W. Stack
Mgmt
For
For
       Lauren R. Hobart
Mgmt
For
For
       Lawrence J. Schorr
Mgmt
For
For
       
2.     Ratification of the appointment of Deloitte & Touche
Mgmt
For
For
       LLP as the Company's independent registered
      
       public accounting firm for fiscal 2020.
      
       
3.     Non-binding advisory vote to approve
Mgmt
For
For
       compensation of named executive officers, as
      
       disclosed in the Company's 2020 proxy statement.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 EURONET WORLDWIDE, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  298736109
      
    Meeting Type:  Annual
      
    Meeting Date:  21-May-2020
      
          Ticker:  EEFT
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Andrzej Olechowski
Mgmt
For
For
       Eriberto R. Scocimara
Mgmt
For
For
       Mark R. Callegari
Mgmt
For
For
       
2.     Ratification of the appointment of KPMG LLP as
Mgmt
For
For
       Euronet's independent registered public accounting
      
       firm for the year ending December 31, 2020.
      
       
3.     Advisory vote on executive compensation.
Mgmt
For
For
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 FAF TREASURY OBLIGATIONS FUND
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  31846V328
      
    Meeting Type:  Special
      
    Meeting Date:  29-August-2019
      
          Ticker:  FXFXX
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       David K. Baumgardner
Mgmt
For
For
       Mark E. Gaumond
Mgmt
For
For
       Roger A. Gibson
Mgmt
For
For
       Jennifer J. McPeek
Mgmt
For
For
       C. David Myers
Mgmt
For
For
       Richard K. Riederer
Mgmt
For
For
       P. Kelly Tompkins
Mgmt
For
For
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 HEALTHCARE SERVICES GROUP, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  421906108
      
    Meeting Type:  Annual
      
    Meeting Date:  26-May-2020
      
          Ticker:  HCSG
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Theodore Wahl
Mgmt
For
For
       John M. Briggs
Mgmt
For
For
       Robert L. Frome
Mgmt
For
For
       Dino D. Ottaviano
Mgmt
For
For
       Michael E. McBryan
Mgmt
For
For
       Diane S. Casey
Mgmt
For
For
       John J. McFadden
Mgmt
For
For
       Jude Visconto
Mgmt
For
For
       Daniela Castagnino
Mgmt
For
For
       Laura Grant
      
       
2.     To approve and ratify the selection of Grant
Mgmt
For
For
       Thornton LLP as the independent registered public
      
       accounting firm of the Company for the current
      
       fiscal year ending December 31, 2020.
      
       
3.     To consider an advisory vote on executive
Mgmt
For
For
       compensation.
      
       
4.     To approve and adopt the Company's 2020
Mgmt
For
For
       Omnibus Incentive Plan.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 OSISKO GOLD ROYALTIES LTD
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  68827L101
      
    Meeting Type:  Annual
      
    Meeting Date:  22-June-2020
      
          Ticker:  OR
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       The Hon. John R. Baird
Mgmt
For
For
       Françoise Bertrand
Mgmt
For
For
       John Burzynski
Mgmt
For
For
       Christopher C. Curfman
Mgmt
For
For
       Joanne Ferstman
Mgmt
For
For
       William Murray John
Mgmt
For
For
       Pierre Labbé
Mgmt
For
For
       Charles E. Page
Mgmt
For
For
       Sean Roosen
Mgmt
For
For
       
2.     To appoint PricewaterhouseCoopers LLP as the
Mgmt
For
For
       Corporation's independent auditor for the ensuing
      
       year and to authorize the directors to fix its
      
       remuneration.
      
       
3.     Ordinary resolution to approve the unallocated
Mgmt
For
For
       options and amendments to the Stock Option Plan,
      
       as more fully described in the Circular.
      
       
4.     Ordinary resolution to approve the amendments to
Mgmt
For
For
       the Employee Share Purchase Plan, as more fully
      
       described in the Circular.
      
       
5.     Ordinary resolution to approve the amendments to
Mgmt
For
For
       the Restricted Share Unit Plan, as more fully
      
       described in the Circular.
      
       
6.     Ordinary resolution to approve the continuation of
Mgmt
For
For
       the Amended and Restated Shareholder Rights
      
       Plan, as more fully described in the Circular.
      
       
7.     Advisory resolution accepting Osisko's approach to
Mgmt
For
For
       executive compensation, the full text of which is
      
       reproduced in the accompanying Circular.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 UNITED-GUARDIAN, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  910571108
      
    Meeting Type:  Annual
      
    Meeting Date:  20-May-2020
      
          Ticker:  UG
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
      
       Robert S. Rubinger
Mgmt
For
For
       Kenneth H. Globus
Mgmt
For
For
       Lawrence F. Maietta
Mgmt
For
For
       Arthur M. Dresne
Mgmt
For
For
       Andrew A. Boccone
Mgmt
For
For
       S. Ari Papoulias
Mgmt
For
For
       
2.     APPROVAL ON AN ADVISORY BASIS TO HOLD A
Mgmt
For
For
       VOTE EVERY YEAR ON THE COMPENSATION
      
       PAID TO THE COMPANY'S NAMED EXECUTIVE
      
       OFFICERS
      
       
3.     APPROVAL ON AN ADVISORY BASIS, OF THE
Mgmt
For
For
       COMPENSATION OF THE COMPANY'S NAMED
      
       EXECUTIVE OFFICERS.
      
       
4.     PROPOSAL TO RATIFY THE APPOINTMENT OF
Mgmt
For
For
       BAKER TILLY VIRCHOW KRAUSE, LLP AS THE
      
       INDEPENDENT PUBLIC ACCOUNTANTS OF THE
      
       COMPANY FOR THE FISCAL YEAR ENDING
      
       DECEMBER 31, 2020.
      
       
       
--------------------------------------------------------------------------------------------------------------------------
    
 WEIS MARKETS, INC.
      
--------------------------------------------------------------------------------------------------------------------------
    
           CUSIP:  948849104
      
    Meeting Type:  Annual
      
    Meeting Date:  30-April-2020
      
          Ticker:  WMK
      
--------------------------------------------------------------------------------------------------------------------------
    
Prop.# Proposal
Proposal
Proposal
For/Against
 
Type
Vote
Management
       
1.     DIRECTOR
Mgmt
For
For
       Jonathan H. Weis
Mgmt
For
For
       Harold G. Graber
Mgmt
For
For
       Dennis G. Hatchell
Mgmt
For
For
       Edward J. Lauth III
Mgmt
For
For
       Gerrald B. Silverman
Mgmt
For
For
       
2.     Proposal to ratify the appointment of RSM US LLP
Mgmt
For
For
       as the independent registered public accounting
      
       firm of the corporation.
      
       
3.     Proposal to provide an advisory vote to approve the
Mgmt
For
For
       executive compensation of the Company's named
      
       executive officers.
      
       
4.     Proposal to provide an advisory vote on the
Mgmt
1 Year
Against
       frequency of the advisory vote to approve executive
      
       compensation.
      
       
5.     Shareholder proposal to amend the Company's
Shareholder
Abstain
Abstain
       articles of incorporation and/or bylaws to provide
      
       that directors shall be elected by the affirmative
      
       vote of the majority of votes cast at an annual
      
       meeting of shareholders in uncontested elections.
      
       

SIGNATURES
      
       
Pursuant to the requirements of the Investment Company Act of 1940, the
      
registrant has duly caused this report to be signed on its behalf by the
      
undersigned, thereunto duly authorized.
      
       
Registrant:
 Series Portfolios Trust      
Signature:
  /s/ Ryan Roell      
Name:
 Ryan Roell      
Title:
President      
Date:
 August 7, 2020