485BPOS 1 appleton_485bxbrl.htm POST EFFECTIVE AMENDMENT RULE XBRL
 
Filed with the U.S. Securities and Exchange Commission on July 7, 2016
1933 Act Registration File No. 333-206240
1940 Act File No. 811- 23084
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM N‑1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[
  
]
Pre-Effective Amendment No.
  
 
[
 
]
Post-Effective Amendment No.
7
 
 [
X
]
 
and/or
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[
  
]
Amendment No.
10
 
[
 X
]
 
(Check appropriate box or boxes.)

SERIES PORTFOLIOS TRUST
(Exact Name of Registrant as Specified in Charter)
 
615 East Michigan Street
Milwaukee, WI 53202
(Address of Principal Executive Offices, including Zip Code)
 
Registrant’s Telephone Number, including Area Code:  (414) 765-6620
 
John Hedrick,  President and Principal Executive Officer
Series Portfolios Trust
615 East Michigan Street
Milwaukee, WI 53202
(Name and Address of Agent for Service)
 
Copy to:
Marco Adelfio
Goodwin Procter LLP
901 New York Avenue, NW
Washington, DC 20001

It is proposed that this filing will become effective
ý
immediately upon filing pursuant to paragraph (b)
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on                          pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on                           pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on                          pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box

[  ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

Explanatory Note: This Post-Effective Amendment (“PEA”) No. 7 to the Series Portfolios Trust’s (the “Trust”) Registration Statement on Form N-1A hereby incorporates Parts A, B and C from the Trust’s Post-Effective Amendment No. 6 on Form N-1A filed June 29, 2016.  This PEA No. 7 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in Post-Effective Amendment No. 6 to the Trust’s Registration Statement for its series: Appleton Equity Growth Fund.
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 7 to its Registration Statement on Form N-1A meets all the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act, and the Registrant has duly caused this Post-Effective Amendment No. 7 to its Registration Statement on Form N-1A to be signed below on its behalf by the undersigned, duly authorized, in the City of Milwaukee and State of Wisconsin, on the 7th day of July 2016.

Series Portfolios Trust

By: /s/ John J. Hedrick*   
John J. Hedrick
President


Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 7 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
Title
Date
     
/s/ Daniel B. Willey*                  
Trustee
July 7, 2016
Daniel B. Willey
    
     
/s/ Debra McGinty-Poteet*        
Trustee
July 7, 2016
Debra McGinty-Poteet
    
     
/s/ Koji Felton*                            
Trustee
July 7, 2016
Koji Felton
    
     
/s/ Dana L. Armour*                   
Trustee
July 7, 2016
Dana L. Armour
    
     
/s/ John J. Hedrick*                    
President and Principal
July 7, 2016
John J. Hedrick
Executive Officer
  
     
/s/ David Cox*                             
Treasurer and Principal
July 7, 2016
David Cox
Financial Officer
  
     
*By: /s/ John J. Hedrick             
    
John J. Hedrick
Attorney-In Fact pursuant to Power of Attorney
    
 

 
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EXHIBIT INDEX

Exhibit
Exhibit No.
Instance Document
EX-101.INS
Schema Document
EX-101.SCH
Calculation Linkbase Document
EX-101.CAL
Definition Linkbase Document
EX-101.DEF
Label Linkbase Document
EX-101.LAB
Presentation Linkbase Document
EX-101.PRE

 
 
 
 

 
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