0001649910-24-000011.txt : 20240513 0001649910-24-000011.hdr.sgml : 20240513 20240513104515 ACCESSION NUMBER: 0001649910-24-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Relative Value Partners Group, LLC CENTRAL INDEX KEY: 0001649910 ORGANIZATION NAME: IRS NUMBER: 474067697 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16978 FILM NUMBER: 24937470 BUSINESS ADDRESS: BUSINESS PHONE: 847-513-6300 MAIL ADDRESS: STREET 1: 1033 SKOKIE BLVD. STREET 2: SUITE 470 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001649910 XXXXXXXX 03-31-2024 03-31-2024 Relative Value Partners Group, LLC

1033 SKOKIE BLVD. SUITE 470 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-16978 000281067 801-106503 N MAURY FERTIG 847-513-6300 /s/ MAURY FERTIG NORTHBROOK IL 05-13-2024 0 283 1623516838 false INFORMATION TABLE 2 rvp13f1q2024.xml ABBOTT LABS COM 002824100 1055818 9331 SH SOLE 9331 0 0 ABBVIE INC COM 00287Y109 1692972 10298 SH SOLE 10298 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 2424839 504124 SH SOLE 504124 0 0 ABERDEEN GLOBAL DYNAMIC DIV COM 00302M106 139009 15093 SH SOLE 15093 0 0 ABERDEEN GLOBAL INFRA INCM COM SHS BEN INT 00326W106 2951061 170090 SH SOLE 170090 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 125779 21175 SH SOLE 21175 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 235430 647 SH SOLE 647 0 0 ADOBE INC COM 00724F101 340397 551 SH SOLE 551 0 0 AFFILIATED MANAGERS GROUP COM 008252108 407375 2737 SH SOLE 2737 0 0 ALPHABET INC CAP STK CL C 02079K107 2027122 14296 SH SOLE 14296 0 0 ALPHABET INC CAP STK CL A 02079K305 2329443 16627 SH SOLE 16627 0 0 ALPINE TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 403482 50945 SH SOLE 50945 0 0 AMAZON COM INC COM 023135106 2325982 14987 SH SOLE 14987 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 39179662 449308 SH SOLE 449308 0 0 AMGEN INC COM 031162100 490330 1560 SH SOLE 1560 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 4086581 40703 SH SOLE 40703 0 0 APPLE INC COM 037833100 6375252 34573 SH SOLE 34573 0 0 ARES CAPITAL CORP COM 04010L103 720228 35602 SH SOLE 35602 0 0 ARES COML REAL ESTATE CORP COM 04013V108 3961439 416555 SH SOLE 416555 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 200059 230 SH SOLE 230 0 0 AUTOMATIC DATA PROCESSING COM 053015103 812057 3304 SH SOLE 3304 0 0 BANK OF AMERICA COM 060505104 958351 28179 SH SOLE 28179 0 0 BARINGS BDC INC COM 06759L103 12261592 1365433 SH SOLE 1365433 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2481263 6466 SH SOLE 6466 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 1892506 123612 SH SOLE 123612 0 0 BLACKROCK ESG CAP ALLC TR SHS BEN INT 09262F100 8341279 508615 SH SOLE 508615 0 0 BLACKROCK FLOAT RATE INCM COM 09255X100 2929835 233082 SH SOLE 233082 0 0 BLACKROCK INCOME TR INC COM NEW 09247F209 161313 13255 SH SOLE 13255 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 1412813 66143 SH SOLE 66143 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 2333977 139010 SH SOLE 139010 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 2108842 106831 SH SOLE 106831 0 0 BLUE FOUNDRY BANCORP COM 09549B104 195570 20500 SH SOLE 20500 0 0 BONDBLOXX ETF TRUST BLOOMBERG ONE YR 09789C861 4767341 95461 SH SOLE 95461 0 0 BONDBLOXX ETF TRUST BLOOMBERG SIX MN 09789C788 7986476 158556 SH SOLE 158556 0 0 BOOKING HOLDINGS INC COM 09857L108 568210 162 SH SOLE 162 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 5096565 712806 SH SOLE 712806 0 0 BROADCOM INC COM 11135F101 705640 598 SH SOLE 598 0 0 BRT APARTMENTS CORP COM 055645303 1469874 87493 SH SOLE 87493 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 22528 25000 SH SOLE 25000 0 0 CARLYLE CREDIT INCOME FUND SHS BEN INT 92535C104 122483 15524 SH SOLE 15524 0 0 CATERPILLER INC COM 149123101 289859 965 SH SOLE 965 0 0 CHARLES SCHWAB CORP COM 808513105 410364 6522 SH SOLE 6522 0 0 CHEVRON CORP NEW COM 166764100 1635736 11095 SH SOLE 11095 0 0 CHIPOLTE MEXICAN GRILL INC COM 169656105 5292068 2197 SH SOLE 2197 0 0 CISCO SYS INC COM 17275R102 572862 11416 SH SOLE 11416 0 0 CITIGROUP INC COM 172967424 947813 16874 SH SOLE 16874 0 0 COCA COLA CO COM 191216100 3849003 64700 SH SOLE 64700 0 0 COHEN & STEERS TAX ADVAN PFD COM 19249X108 1591593 85203 SH SOLE 85203 0 0 COMCAST CORP NEW CL A 20030N101 413274 8880 SH SOLE 8880 0 0 CONOCO PHILLIPS COM 20825C104 505541 4519 SH SOLE 4519 0 0 COSTCO WHSL CORP NEW COM 22160K105 442639 637 SH SOLE 637 0 0 CRESCENT CAP BDC INC COM 225655109 6278137 383281 SH SOLE 383281 0 0 DANAHER CORPORATION COM 235851102 361977 1509 SH SOLE 1509 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQ MNG 25434V302 4429555 190929 SH SOLE 190929 0 0 DIMENSIONAL ETF TRUST INTL SMALL CAP 25434V781 12417063 489439 SH SOLE 489439 0 0 DIMENSIONAL ETF TRUST INTNL VALUE 25434V807 34466483 1016710 SH SOLE 1016710 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 2487290 51369 SH SOLE 51369 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 1169375 20309 SH SOLE 20309 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 2638603 62026 SH SOLE 62026 0 0 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 561329 19744 SH SOLE 19744 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 222497 7602 SH SOLE 7602 0 0 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 9555417 284726 SH SOLE 284726 0 0 DIMENSIONAL US SMALL CAP VALUE US SMALL CAP VAL 25434V815 5528885 196687 SH SOLE 196687 0 0 DISNET WALT CO COM 254687106 546566 5690 SH SOLE 5690 0 0 DOCUSIGN INC COM 256163106 305879 5021 SH SOLE 5021 0 0 DOUBLELINE ETF TRUST COMMERCIAL REAL 25861R303 1196329 23293 SH SOLE 23293 0 0 DTF TAX-FREE INCOME 2028 TER COM 23334J107 5685266 523988 SH SOLE 523988 0 0 EASTERN BANKSHARES INC COM 27627N105 2820241 202023 SH SOLE 202023 0 0 EATON VANCE ENHANCED EQTY INCM COM 278274105 490841 28890 SH SOLE 28890 0 0 EATON VANCE LTD DURATION INC COM 27828H105 7203091 741822 SH SOLE 741822 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 90308 11668 SH SOLE 11668 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 123800 10000 SH SOLE 10000 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 253167 32006 SH SOLE 32006 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 3732564 195320 SH SOLE 195320 0 0 EUROPEAN EQUITY FD INC COM 298768102 124138 14639 SH SOLE 14639 0 0 EXXON MOBIL CORP COM 30231G102 1626660 15822 SH SOLE 15822 0 0 FIRST TR EXCHNG TRADED FD VI ACTIVE GLOBAL 33740F383 176141 13125 SH SOLE 13125 0 0 FIRST TR HIGH YIELD OPPRT COM 33741Q107 5859711 413238 SH SOLE 413238 0 0 FIRST TR INTER DURATN PFD COM 33718W103 173983 9999 SH SOLE 9999 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 5726159 570335 SH SOLE 570335 0 0 FISERV INC COM 337738108 351270 2476 SH SOLE 2476 0 0 FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 5087801 269481 SH SOLE 269481 0 0 FLAHERTY & CRUMRINE TTL RET COM 338479108 887326 58608 SH SOLE 58608 0 0 GDL FD COM SH BEN IT 361570104 6345924 806682 SH SOLE 806682 0 0 GENERAL ELECTRIC CO COM NEW 369604301 261530 1975 SH SOLE 1975 0 0 GENERAL MOTORS CORP COM 37045V100 631431 16274 SH SOLE 16274 0 0 GENWORTH FINL INC COM CL A 37247D106 84480 13692 SH SOLE 13692 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 558826 1455 SH SOLE 1455 0 0 GRANITE PT MTG TR INC COM 38741L107 3692227 658151 SH SOLE 658151 0 0 GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK 40170T106 3443115 239438 SH SOLE 239438 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 561588 6458 SH SOLE 6458 0 0 HOME DEPOT INC COM 437076102 709097 2009 SH SOLE 2009 0 0 INDEPENDENT BANK GRP INC COM 45384B106 206441 4270 SH SOLE 4270 0 0 INTEL CORP COM 458140100 779084 18085 SH SOLE 18085 0 0 INTERNATIONAL BUSINESS MACH COM 459200101 1524525 8301 SH SOLE 8301 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 205932 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD FTSE RAFI 1000 46137V613 48202226 1359724 SH SOLE 1359724 0 0 INVESCO EXCHANGE TRADED FD S&P500 PUR VAL 46137V258 440159 5401 SH SOLE 5401 0 0 ISHARE TR CORE DIV GRWTH 46434V621 493842 9061 SH SOLE 9061 0 0 ISHARE TR GRWT ALLOCAT ETF 464289867 1027158 19315 SH SOLE 19315 0 0 ISHARES GOLD TR ISHARES NEW 464285204 3192245 82937 SH SOLE 82937 0 0 ISHARES INC ISHS 1 5 YR INVS 464288646 28095850 545762 SH SOLE 545762 0 0 ISHARES TR 0-3 MNTH TRSRY 46436E718 6232218 61883 SH SOLE 61883 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 5248520 44672 SH SOLE 44672 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 45304921 469676 SH SOLE 469676 0 0 ISHARES TR NTL MUN ETF 464288414 3692781 34047 SH SOLE 34047 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 327714 6866 SH SOLE 6866 0 0 ISHARES TR CORE MSCI INTL 46429B663 687423 6636 SH SOLE 6636 0 0 ISHARES TR CORE MSCI EAFE 46432F842 11156725 159678 SH SOLE 159678 0 0 ISHARES TR CORE MSCI EMKT 46434G103 7302561 150724 SH SOLE 150724 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 1975150 30949 SH SOLE 30949 0 0 ISHARES TR CORE S&P MCP ETF 464287507 10415036 38243 SH SOLE 38243 0 0 ISHARES TR CORE S&P SCP ETF 464287804 8585696 82555 SH SOLE 82555 0 0 ISHARES TR CORE S&P TTL STK 464287150 11098963 104382 SH SOLE 104382 0 0 ISHARES TR CORE U S REIT ETF 464288521 525627 10118 SH SOLE 10118 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 682822 9074 SH SOLE 9074 0 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 3250458 129966 SH SOLE 129966 0 0 ISHARES TR IBONDS 24 TRM TS 46436E874 336164 14036 SH SOLE 14036 0 0 ISHARES TR IBONDS 25 TRM TS 46436E866 1047112 44825 SH SOLE 44825 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2834302 36581 SH SOLE 36581 0 0 ISHARES TR MSCI ACWI ETF 464288257 1519386 14889 SH SOLE 14889 0 0 ISHARES TR MSCI ACWI EX US 464288240 298847 5958 SH SOLE 5958 0 0 ISHARES TR MSCI LW CRB TG 46434V464 2654807 15966 SH SOLE 15966 0 0 ISHARES TR MSCI EAFE ETF 464287465 2925233 38998 SH SOLE 38998 0 0 ISHARES TR MSCI JPN ETF NEW 46434G822 268003 4048 SH SOLE 4048 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 2784565 18502 SH SOLE 18502 0 0 ISHARES TR MSCI USA VALUE 46432F388 6453565 64343 SH SOLE 64343 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2529201 8144 SH SOLE 8144 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 22017903 133159 SH SOLE 133159 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 384796 1995 SH SOLE 1995 0 0 ISHARES TR RUS MID CAP ETF 464287499 363432 4743 SH SOLE 4743 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 216075 2797 SH SOLE 2797 0 0 ISHARES TR CORE S&P500 ETF 464287200 60808297 125326 SH SOLE 125326 0 0 ISHARES TR S&P 500 VAL ETF 464287408 24324994 139590 SH SOLE 139590 0 0 ISHARES TR SP SMCP600VL ETF 464287879 11001129 112890 SH SOLE 112890 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1571931 14939 SH SOLE 14939 0 0 ISHARES TR RUS 1000 ETF 464287622 4061629 15282 SH SOLE 15282 0 0 ISHARES TR S&P 100 ETF 464287101 87127020 381083 SH SOLE 381083 0 0 ISHARES TR US TREAS BD ETF 46429B267 26375183 1146747 SH SOLE 1146747 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 25459382 555276 SH SOLE 555276 0 0 JANUS DETROIT STR TR HENDRSN AAA CL 47103U845 36046205 711813 SH SOLE 711813 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 1334701 176082 SH SOLE 176082 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 865138 8760 SH SOLE 8760 0 0 JOHNSON & JOHNSON COM 478160104 964134 6068 SH SOLE 6068 0 0 JP MORGAN CHASE & CO COM 46625H100 1810659 10385 SH SOLE 10385 0 0 KINDER MORGAN INC DEL COM 49456B101 5517458 326091 SH SOLE 326091 0 0 LADDER CAP CORP CL A 505743104 6748600 617438 SH SOLE 617438 0 0 LAM RESEARCH CORP COM 512807108 244250 296 SH SOLE 296 0 0 LAS VEGAS SANDS CORP COM 517834107 378592 7739 SH SOLE 7739 0 0 LENNAR CORP CL A 526057104 291159 1943 SH SOLE 1943 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 163265 24850 SH SOLE 24850 0 0 LILLY ELI & CO COM 532457108 1140793 1767 SH SOLE 1767 0 0 LINCOLN NATIONAL CORP COM 534187109 460309 16769 SH SOLE 16769 0 0 LOEWS CORP COM 540424108 1348129 18503 SH SOLE 18503 0 0 MARATHON PETE CORP COM 56585A102 480074 2899 SH SOLE 2899 0 0 MASTERCARD INC CL A 57636Q104 555424 1236 SH SOLE 1236 0 0 MCDONALDS CORP COM 580135101 7964033 27207 SH SOLE 27207 0 0 MERCK & CO INC COM 58933Y105 1174102 9721 SH SOLE 9721 0 0 META PLATFORMS INC CL A 30303M102 1596063 4091 SH SOLE 4091 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 720780 255596 SH SOLE 255596 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 92589 19955 SH SOLE 19955 0 0 MICROSOFT CORP COM 594918104 8089211 20346 SH SOLE 20346 0 0 MIDCAP FINANCIAL INVSTMNT CO COM NEW 03761U502 779022 56166 SH SOLE 56166 0 0 MOODYS CORP COM 615369105 257178 656 SH SOLE 656 0 0 MORGAN STANLEY COM NEW 617446448 418839 4801 SH SOLE 4801 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 203841 638 SH SOLE 638 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 2297803 343468 SH SOLE 343468 0 0 NEW GERMANY FUND COM 644465106 131316 15764 SH SOLE 15764 0 0 NORTHEAST CMNTY BANCORP INC COM 664121100 1628235 94500 SH SOLE 94500 0 0 NORWEGIAN CRUISE LINE HLDG SHS G66721104 200535 11266 SH SOLE 11266 0 0 NSTS BANCORP INC COM 6293JP109 380800 40000 SH SOLE 40000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 4419860 400713 SH SOLE 400713 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 131633 24513 SH SOLE 24513 0 0 NUVEEN MORTGAGE AND INCOME COM 670735109 7425528 433988 SH SOLE 433988 0 0 NUVEEN MULTI MKT INCOME FD COM 67075J107 1094165 180854 SH SOLE 180854 0 0 NUVEEN MUN VALUE FD INC COM 670928100 7526013 854258 SH SOLE 854258 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 475444 42112 SH SOLE 42112 0 0 NUVEEN REAL ASSET INC & GROW COM 67074Y105 5770393 492775 SH SOLE 492775 0 0 NVIDIA CORP COM 67066G104 879847 1430 SH SOLE 1430 0 0 OATLY GROUP AB SPONSORED ADS SPONSORED ADS 67421J108 113000 100000 SH SOLE 100000 0 0 ONEOK INC NEW COM 682680103 270407 3962 SH SOLE 3962 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 182268 11328 SH SOLE 11328 0 0 PAYCHEX INC COM 704326107 487650 4006 SH SOLE 4006 0 0 PEPSICO INC COM 713448108 525139 3116 SH SOLE 3116 0 0 PFIZER INC COM COM 717081103 431042 15917 SH SOLE 15917 0 0 PGIM SHORT DUR HIG YLD OPP F COM 69355J104 4808206 318635 SH SOLE 318635 0 0 PHILIP MORRIS INTL INC COM 718172109 1417311 15601 SH SOLE 15601 0 0 PHILLIPS 66 COM 718546104 654879 4538 SH SOLE 4538 0 0 PIMCO ENERGY & TACTICAL CR COM SHS BEN INT 69346N107 4211138 217968 SH SOLE 217968 0 0 PIMCO ETF TRUST 1-5 US TIP IDX 72201R205 1883029 36621 SH SOLE 36621 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1390330 140864 SH SOLE 140864 0 0 PROCTOR AND GAMBLE CO COM 742718109 665341 4234 SH SOLE 4234 0 0 PROSHARES TR ULTRA ENERGY 74347G705 270075 7500 SH SOLE 7500 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 4600800 360000 SH SOLE 360000 0 0 PUTNAM MUNI OPPORTUNITIES TR SH BEN INT 746922103 334080 32000 SH SOLE 32000 0 0 QUALCOM INC COM 747525103 368156 2479 SH SOLE 2479 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 949748 7449 SH SOLE 7449 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 102561 10297 SH SOLE 10297 0 0 S&P GLOBAL INC COM 78409V104 1293041 2884 SH SOLE 2884 0 0 SABA CAPITAL INC & OPTUNTY FD SHS NEW 78518H202 17290120 2305349 SH SOLE 2305349 0 0 SALESFORCE INC COM 79466L302 770749 2742 SH SOLE 2742 0 0 SCHWAB STRATEGIC TR SCHWB FDT US LG 808524771 474269 7613 SH SOLE 7613 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 385035 6841 SH SOLE 6841 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 623805 10151 SH SOLE 10151 0 0 SOUTHERN CO COM 842587107 335921 4832 SH SOLE 4832 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 258225 8250 SH SOLE 8250 0 0 SPDR GOLD TR GOLD SHS 78463V107 542834 2881 SH SOLE 2881 0 0 SPDR INDEX SHS FDS PORTF EMG MK 78463X509 350412 10270 SH SOLE 10270 0 0 SPDR INDEX SHS FDS NUVEEN BLMBRG 78468R739 439376 9217 SH SOLE 9217 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8648915 17911 SH SOLE 17911 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3224342 6467 SH SOLE 6467 0 0 SPDR SER TR PORTF INTRMD 78464A375 3302057 100336 SH SOLE 100336 0 0 SPDR SER TR PORTF SHORT 78464A474 37158546 1241930 SH SOLE 1241930 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1420842 11502 SH SOLE 11502 0 0 SPECIAL OPPORTUNITIES FUND INC 2 75% CNV PFD C 84741T401 30324527 1335294 SH SOLE 1335294 0 0 SPECIAL OPPORTUNITIES FUND INC COM 84741T104 19175531 1599294 SH SOLE 1599294 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 233870 1086 SH SOLE 1086 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 410411 9966 SH SOLE 9966 0 0 STANDEX INTL CORP COM 854231107 2030473 13751 SH SOLE 13751 0 0 STARBUCKS CORP COM 855244109 2546882 27377 SH SOLE 27377 0 0 TCW STRATEGIC INCOME FD INC COM 872340104 3832272 811922 SH SOLE 811922 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 5055393 451790 SH SOLE 451790 0 0 TESLA INC COM 88160R101 969226 5175 SH SOLE 5175 0 0 TEXAS INSTRS INC COM 882508104 332409 2076 SH SOLE 2076 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 10772426 762380 SH SOLE 762380 0 0 TPG RE FIN TR INC COM 87266M107 3330353 546856 SH SOLE 546856 0 0 TRI-CONTINENTAL CORP COM 895436103 6836378 236144 SH SOLE 236144 0 0 TWILIO INC CL A 90138F102 718280 10213 SH SOLE 10213 0 0 UBER TECHNOLOGIES INC COM 90353T100 289995 4443 SH SOLE 4443 0 0 ULTA BEAUTY INC COM 90384S303 212367 423 SH SOLE 423 0 0 UNION PACIFIC CORP COM 907818108 717398 2941 SH SOLE 2941 0 0 UNITED HEALTH GRP INC COM 91324P102 555238 1085 SH SOLE 1085 0 0 UNUM GROUP COM 91529Y106 645581 13355 SH SOLE 13355 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 421894 15100 SH SOLE 15100 0 0 VANECK ETF TRUST OIL SERVICES ETF 92189H607 263268 900 SH SOLE 900 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 237542 1278 SH SOLE 1278 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 5142222 66566 SH SOLE 66566 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 448764 9034 SH SOLE 9034 0 0 VANGUARD INDEX FDS S&P 500 ETF 922908363 447436 1008 SH SOLE 1008 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1401080 8736 SH SOLE 8736 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1497117 6532 SH SOLE 6532 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 945359 11269 SH SOLE 11269 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1597473 7696 SH SOLE 7696 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 8994008 51254 SH SOLE 51254 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 74440644 310337 SH SOLE 310337 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 95693054 634569 SH SOLE 634569 0 0 VANGUARD INTL EQTY INDEX FD FTSE EMR MKT ETF 922042858 6793651 171384 SH SOLE 171384 0 0 VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 1237067 12024 SH SOLE 12024 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 901321 16325 SH SOLE 16325 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 913058 19134 SH SOLE 19134 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 249941 4908 SH SOLE 4908 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4389587 54032 SH SOLE 54032 0 0 VANGUARD SCOTTSDALE FDS INTR TRM TREAS 92206C706 62726785 1054586 SH SOLE 1054586 0 0 VANGUARD SCOTTSDALE FDS MTG BKD SECS ETF 92206C771 64902683 1405124 SH SOLE 1405124 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000 IDX 92206C730 1699285 7731 SH SOLE 7731 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000 IDX 92206C664 446679 5734 SH SOLE 5734 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1621559 20891 SH SOLE 20891 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 38146278 651628 SH SOLE 651628 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 299995 1739 SH SOLE 1739 0 0 VANGUARD STAR FDS VG TL INTL STK FD 921909768 4191240 73569 SH SOLE 73569 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 49878691 1052737 SH SOLE 1052737 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 559109 2179 SH SOLE 2179 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 13640417 27617 SH SOLE 27617 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 293488 2215 SH SOLE 2215 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 396634 9366 SH SOLE 9366 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 18119004 1487603 SH SOLE 1487603 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 859180 161500 SH SOLE 161500 0 0 VISA INC COM CL A 92826C839 468641 1716 SH SOLE 1716 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 98074 19421 SH SOLE 19421 0 0 WALMART INC COM 931142103 773535 4681 SH SOLE 4681 0 0 WEBSTER FINL CORP COM 947890109 226668 4581 SH SOLE 4581 0 0 WELLS FARGO CO NEW COM 949746101 902889 17993 SH SOLE 17993 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 4163610 3441 SH SOLE 3441 0 0 WESTERN ASSET DIVERSIFIED IN COM SHS BEN 95790K109 2668765 186627 SH SOLE 186627 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 548292 45691 SH SOLE 45691 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 871846 50338 SH SOLE 50338 0 0 WILLIAMS COS INC COM 969457100 944479 27250 SH SOLE 27250 0 0 WINTRUST FINL CORP COM 97650W108 221502 2284 SH SOLE 2284 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 10427965 215587 SH SOLE 215587 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 590830 13840 SH SOLE 13840 0 0 WISDOMTREE TR US LARGECAP FUND 97717W588 7895388 154812 SH SOLE 154812 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 53921749 757541 SH SOLE 757541 0 0 XYLEM INC COM 98419M100 2883683 25646 SH SOLE 25646 0 0