The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 209 | 2,485 | SH | SOLE | 2,485 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 294 | 4,043 | SH | SOLE | 4,043 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 6,396 | 874,980 | SH | SOLE | 874,980 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 607 | 62,981 | SH | SOLE | 62,981 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 266 | 38,042 | SH | SOLE | 38,042 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 4,760 | 570,775 | SH | SOLE | 570,775 | 0 | 0 | ||
AFFILIATED MANAGERS GROUP | COM | 008252108 | 212 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 30,402 | 2,451,784 | SH | SOLE | 2,451,784 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 252 | 25,567 | SH | SOLE | 25,567 | 0 | 0 | ||
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 95 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 2,646 | 147,510 | SH | SOLE | 147,510 | 0 | 0 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,475 | 97,127 | SH | SOLE | 97,127 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 522 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
BARINGS BDC INC | COM | 06759L103 | 10,072 | 1,023,614 | SH | SOLE | 1,023,614 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 20,045 | 1,545,506 | SH | SOLE | 1,545,506 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV | COM | 09251A104 | 725 | 81,682 | SH | SOLE | 81,682 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FUND | COM | 09255K108 | 1,385 | 105,758 | SH | SOLE | 105,758 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 15,262 | 1,189,575 | SH | SOLE | 1,189,575 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,632 | 211,897 | SH | SOLE | 211,897 | 0 | 0 | ||
BLACKROCK LTD DURATION INC | COM SHS | 09249W101 | 3,716 | 247,725 | SH | SOLE | 247,725 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 253 | 17,984 | SH | SOLE | 17,984 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 2,256 | 168,944 | SH | SOLE | 168,944 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY | COM | 09249U105 | 409 | 30,705 | SH | SOLE | 30,705 | 0 | 0 | ||
BLACKROCK TCP CAP CORP | COM | 09259E108 | 1,691 | 118,692 | SH | SOLE | 118,692 | 0 | 0 | ||
CHEMICAL FINL CORP | COM | 163731102 | 264 | 6,410 | SH | SOLE | 6,410 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 694 | 5,575 | SH | SOLE | 5,575 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 536 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 581 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 322 | 6,481 | SH | SOLE | 6,481 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 418 | 27,890 | SH | SOLE | 27,890 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 8,973 | 665,648 | SH | SOLE | 665,648 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME | COM | 27828H105 | 35,757 | 2,826,631 | SH | SOLE | 2,826,631 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 8,462 | 680,757 | SH | SOLE | 680,757 | 0 | 0 | ||
EATON VANCE SHORT DUR DIV IN | COM | 27828V104 | 21,841 | 1,613,098 | SH | SOLE | 1,613,098 | 0 | 0 | ||
EATON VANCE TAX MNGD BUY WRI | COM SH BEN INT | 27829M103 | 188 | 19,917 | SH | SOLE | 19,917 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 120 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | 300 | 29,216 | SH | SOLE | 29,216 | 0 | 0 | ||
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 2,812 | 86,472 | SH | SOLE | 86,472 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 355 | 39,603 | SH | SOLE | 39,603 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 344 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 8,722 | 733,583 | SH | SOLE | 733,583 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 17,393 | 1,443,406 | SH | SOLE | 1,443,406 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 2,554 | 286,989 | SH | SOLE | 286,989 | 0 | 0 | ||
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 2,136 | 78,219 | SH | SOLE | 78,219 | 0 | 0 | ||
GDL FUND | COM SH BEN IT | 361570104 | 11,563 | 1,249,606 | SH | SOLE | 1,249,606 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 9,145 | 257,666 | SH | SOLE | 257,666 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 223 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 437 | 11,330 | SH | SOLE | 11,330 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 65 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM | 38741L107 | 2,320 | 120,922 | SH | SOLE | 120,922 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 257 | 4,586 | SH | SOLE | 4,586 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 666 | 10,459 | SH | SOLE | 10,459 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 718 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 26,120 | 223,934 | SH | SOLE | 223,934 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 4,193 | 970,619 | SH | SOLE | 970,619 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 381 | 28,237 | SH | SOLE | 28,237 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 6,596 | 128,225 | SH | SOLE | 128,225 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 768 | 14,064 | SH | SOLE | 14,064 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 7,401 | 66,885 | SH | SOLE | 66,885 | 0 | 0 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 281 | 9,433 | SH | SOLE | 9,433 | 0 | 0 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 228 | 4,894 | SH | SOLE | 4,894 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 696 | 18,896 | SH | SOLE | 18,896 | 0 | 0 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 28,875 | 1,139,493 | SH | SOLE | 1,139,493 | 0 | 0 | ||
ISHARES TR | S&P 100 ETF | 464287101 | 60,061 | 463,470 | SH | SOLE | 463,470 | 0 | 0 | ||
ISHARES TR | 3-7 YR TR BD ETF | 464288661 | 32,904 | 261,638 | SH | SOLE | 261,638 | 0 | 0 | ||
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 38,166 | 450,171 | SH | SOLE | 450,171 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 25,665 | 994,206 | SH | SOLE | 994,206 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 7,699 | 69,976 | SH | SOLE | 69,976 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 2,347 | 20,137 | SH | SOLE | 20,137 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,323 | 8,408 | SH | SOLE | 8,408 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 307 | 2,717 | SH | SOLE | 2,717 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,245 | 18,944 | SH | SOLE | 18,944 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,830 | 9,603 | SH | SOLE | 9,603 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 772 | 12,580 | SH | SOLE | 12,580 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 216 | 1,205 | SH | SOLE | 1,205 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 727 | 5,220 | SH | SOLE | 5,220 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 2,143 | 126,474 | SH | SOLE | 126,474 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 478 | 48,062 | SH | SOLE | 48,062 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 3,956 | 616,190 | SH | SOLE | 616,190 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 239 | 2,160 | SH | SOLE | 2,160 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 277 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 1,003 | 18,340 | SH | SOLE | 18,340 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 482 | 20,368 | SH | SOLE | 20,368 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 380 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
MFA FINL INC | COM | 55272X102 | 1,857 | 258,691 | SH | SOLE | 258,691 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 13,203 | 1,619,964 | SH | SOLE | 1,619,964 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 11,042 | 2,416,241 | SH | SOLE | 2,416,241 | 0 | 0 | ||
MFS INTERMEDIATE INC TRUST | SH BEN INT | 55273C107 | 12,332 | 3,194,706 | SH | SOLE | 3,194,706 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,477 | 11,029 | SH | SOLE | 11,029 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 219 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 460 | 32,343 | SH | SOLE | 32,343 | 0 | 0 | ||
NUVEEN CA SELECT TAX FREE PR | SH BEN INT | 67063R103 | 644 | 43,374 | SH | SOLE | 43,374 | 0 | 0 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 290 | 28,701 | SH | SOLE | 28,701 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 5,303 | 660,559 | SH | SOLE | 660,559 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 8,282 | 620,760 | SH | SOLE | 620,760 | 0 | 0 | ||
NUVEEN MORT OPP TERM FD 2 | COM | 67074R100 | 4,235 | 187,424 | SH | SOLE | 187,424 | 0 | 0 | ||
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 29,841 | 1,278,876 | SH | SOLE | 1,278,876 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 838 | 113,857 | SH | SOLE | 113,857 | 0 | 0 | ||
NUVEEN MUN 2021 TARGET TERM | COM | 670687102 | 1,402 | 145,168 | SH | SOLE | 145,168 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 21,216 | 2,077,704 | SH | SOLE | 2,077,704 | 0 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD | COM | 670706100 | 182 | 12,701 | SH | SOLE | 12,701 | 0 | 0 | ||
NUVEEN NY SELECT TAX FREE PR | SH BEN INT | 67063V104 | 856 | 63,338 | SH | SOLE | 63,338 | 0 | 0 | ||
NUVEEN REAL ASSET INC & GROW | COM | 67074Y105 | 16,951 | 995,042 | SH | SOLE | 995,042 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 554 | 53,032 | SH | SOLE | 53,032 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 965 | 62,325 | SH | SOLE | 62,325 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 1,219 | 84,380 | SH | SOLE | 84,380 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 760 | 49,600 | SH | SOLE | 49,600 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 149 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OAKTREE STRATEGIC INCOME COR | COM | 67402D104 | 4,661 | 549,004 | SH | SOLE | 549,004 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 3,427 | 294,067 | SH | SOLE | 294,067 | 0 | 0 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 244 | 37,600 | SH | SOLE | 37,600 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 290 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 14,703 | 1,375,383 | SH | SOLE | 1,375,383 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 521 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 367 | 34,780 | SH | SOLE | 34,780 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 351 | 6,231 | SH | SOLE | 6,231 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 968 | 10,449 | SH | SOLE | 10,449 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 525 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
SOUTHSIDE BANCSHARES INC | COM | 84470P109 | 251 | 7,746 | SH | SOLE | 7,746 | 0 | 0 | ||
SPDR INDEX | SHS FDS EURO STOXX 50 | 78463X202 | 209 | 5,463 | SH | SOLE | 5,463 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 4,721 | 144,730 | SH | SOLE | 144,730 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 616 | 17,026 | SH | SOLE | 17,026 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 489 | 1,668 | SH | SOLE | 1,668 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SH TSR | 78468R101 | 12,230 | 407,673 | SH | SOLE | 407,673 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 725 | 24,840 | SH | SOLE | 24,840 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 225 | 3,973 | SH | SOLE | 3,973 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,249 | 12,382 | SH | SOLE | 12,382 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78468R622 | 296 | 2,714 | SH | SOLE | 2,714 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 25,705 | 1,022,893 | SH | SOLE | 1,022,893 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FUND INC | COM | 84741T104 | 27,317 | 1,986,677 | SH | SOLE | 1,986,677 | 0 | 0 | ||
SWEDISH EXPT CR CORP | ROG TTL ETN 22 | 870297801 | 115 | 22,080 | SH | SOLE | 22,080 | 0 | 0 | ||
TCW STRATEGIC INCOME FUND IN | COM | 872340104 | 20,398 | 3,496,240 | SH | SOLE | 3,496,240 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 11,377 | 753,424 | SH | SOLE | 753,424 | 0 | 0 | ||
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 3,832 | 209,072 | SH | SOLE | 209,072 | 0 | 0 | ||
TPG RE FIN TR INC | COM | 87266M107 | 2,324 | 120,474 | SH | SOLE | 120,474 | 0 | 0 | ||
TRI-CONTINENTAL CORP | COM | 895436103 | 19,477 | 722,163 | SH | SOLE | 722,163 | 0 | 0 | ||
TRUPANION INC | COM | 898202106 | 876 | 24,243 | SH | SOLE | 24,243 | 0 | 0 | ||
TUESDAY MORNING CORP | COM NEW | 899035505 | 46 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 338 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 252 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 354 | 13,850 | SH | SOLE | 13,850 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 2,232 | 27,722 | SH | SOLE | 27,722 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 29,751 | 198,220 | SH | SOLE | 198,220 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 863 | 9,783 | SH | SOLE | 9,783 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 416 | 2,647 | SH | SOLE | 2,647 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 280 | 1,670 | SH | SOLE | 1,670 | 0 | 0 | ||
VANGUARD INDEX FDS VALUE | ETF | 922908744 | 12,544 | 112,386 | SH | SOLE | 112,386 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 11,752 | 230,479 | SH | SOLE | 230,479 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 363 | 6,152 | SH | SOLE | 6,152 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 248 | 4,514 | SH | SOLE | 4,514 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD | FTSE EMR MKT ETF | 922042858 | 935 | 21,979 | SH | SOLE | 21,979 | 0 | 0 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 307 | 5,791 | SH | SOLE | 5,791 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 17,046 | 80,831 | SH | SOLE | 80,831 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 433 | 3,260 | SH | SOLE | 3,260 | 0 | 0 | ||
VANGUARD WORLD FDS HEALTH CAR | ETF | 92204A504 | 4,342 | 24,964 | SH | SOLE | 24,964 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 18,440 | 3,873,978 | SH | SOLE | 3,873,978 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 221 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 3,501 | 2,566 | SH | SOLE | 2,566 | 0 | 0 | ||
WESTERN ASSET VAR RT STRG FD | COM | 957667108 | 19,596 | 1,196,811 | SH | SOLE | 1,196,811 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 283 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 335 | 12,840 | SH | SOLE | 12,840 | 0 | 0 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 29,796 | 682,610 | SH | SOLE | 682,610 | 0 | 0 | ||
WISDOMTREE TR | BLMBRG FL TRFD | 97717X628 | 5,852 | 233,444 | SH | SOLE | 233,444 | 0 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 265 | 5,452 | SH | SOLE | 5,452 | 0 | 0 |