0000929638-22-000087.txt : 20220114 0000929638-22-000087.hdr.sgml : 20220114 20220114171012 ACCESSION NUMBER: 0000929638-22-000087 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20220114 DATE AS OF CHANGE: 20220114 GROUP MEMBERS: JEFF EASTON GROUP MEMBERS: LIND GLOBAL FUND II LLC GROUP MEMBERS: LIND GLOBAL FUND II LP GROUP MEMBERS: LIND GLOBAL PARTNERS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Siyata Mobile Inc. CENTRAL INDEX KEY: 0001649009 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91865 FILM NUMBER: 22532621 BUSINESS ADDRESS: STREET 1: 2200 - 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: 514-500-1181 MAIL ADDRESS: STREET 1: 2200 - 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 FORMER COMPANY: FORMER CONFORMED NAME: Siyata Mobile, Inc. DATE OF NAME CHANGE: 20200319 FORMER COMPANY: FORMER CONFORMED NAME: SIYATA MOBILE INC (INACTIVE) DATE OF NAME CHANGE: 20150804 FORMER COMPANY: FORMER CONFORMED NAME: SIYATA MOBILE INC DATE OF NAME CHANGE: 20150723 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lind Global Macro Fund LP CENTRAL INDEX KEY: 0001773156 IRS NUMBER: 830854952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 444 MADISON AVE, FLOOR 41 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-395-3931 MAIL ADDRESS: STREET 1: 444 MADISON AVE, FLOOR 41 CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 sc13g.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
  



 
SCHEDULE 13G
 
  
 
Under the Securities Exchange Act of 1934
 
  
 
(Amendment No.   )*
  

 
Siyata Mobile Inc.
  
 
(Name of Issuer)
  

 
Common shares, no par value
  
 
(Title of Class of Securities)
  

 
83013Q509
  
 
(CUSIP Number)
  

 
January 11, 2022
  
 
(Date of Event which Requires Filing of this Statement)
  


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ]
Rule 13d-1(b)
 
[x]
Rule 13d-1(c)
 
[ ]
Rule 13d-1(d)
 






___________________________________
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Fund II LP
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
854,515
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
854,515
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
854,515(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.6%(2)
12
Type of Reporting Person (See Instructions)

PN
(1) The reporting person’s ownership consists of (a) 435,265 common shares, (b) warrants to purchase 435,000 common shares (the “Public Warrants”), (c) warrants to purchase 1,892,857 common shares (the “Private Placement Warrants”) and (d) a senior secured convertible promissory note which may be converted into common shares (the “Note”). However, due to certain beneficial ownership limitations, the reporting person’s beneficial ownership of the Private Placement Warrants is limited to 419,250 Private Placement Warrants and the reporting person’s beneficial ownership of the Public Warrants and the Note have been excluded.
(2) Each of the Note and the Private Placement Warrants include a provision limiting the holder’s ability to convert or exercise the Note or the Private Placement Warrants, respectively, to the extent that such conversion or exercise would cause the holder to beneficially own greater than 9.99% of the Company; the Public Warrants include a provision limiting the holder’s ability to exercise the Public Warrants to the extent that such exercise would cause the holder to beneficially own greater than 4.99% of the Company.
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Fund II LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
854,515
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
854,515
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
854,515(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.6%(2)
12
Type of Reporting Person (See Instructions)

OO
(1) The reporting person’s ownership consists of (a) 435,265 common shares, (b) 435,000 Public Warrants, (c) 1,892,857 Private Placement Warrants and (d) the Note. However, due to certain beneficial ownership limitations, the reporting person’s beneficial ownership of the Private Placement Warrants is limited to 419,250 Private Placement Warrants and the reporting person’s beneficial ownership of the Public Warrants and the Note have been excluded.
(2) Each of the Note and the Private Placement Warrants include a provision limiting the holder’s ability to convert or exercise the Note or the Private Placement Warrants, respectively, to the extent that such conversion or exercise would cause the holder to beneficially own greater than 9.99% of the Company; the Public Warrants include a provision limiting the holder’s ability to exercise the Public Warrants to the extent that such exercise would cause the holder to beneficially own greater than 4.99% of the Company.
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Macro Fund, LP
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
435,265
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
435,265
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
435,265(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
3.5%(2)
12
Type of Reporting Person (See Instructions)

PN
(1) The reporting person’s ownership consists of (a) 435,265 common shares and (b) 435,000 Public Warrants, however, due to the exercise limitations of the Public Warrants, the reporting person’s beneficial ownership of the Public Warrants has been excluded.
(2) The Public Warrants include a provision limiting the holder’s ability to exercise the Public Warrants to the extent that such exercise would cause the holder to beneficially own greater than 4.99% of the Company.
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Partners LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
435,265
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
435,265
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
435,265(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
3.5%(2)
12
Type of Reporting Person (See Instructions)

OO
(1) The reporting person’s ownership consists of (a) 435,265 common shares and (b) 435,000 Public Warrants, however, due to the exercise limitations of the Public Warrants, the reporting person’s beneficial ownership of the Public Warrants has been excluded.
(2) The Public Warrants include a provision limiting the holder’s ability to exercise the Public Warrants to the extent that such exercise would cause the holder to beneficially own greater than 4.99% of the Company.
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Jeff Easton
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
United States
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
1,289,780
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
1,289,780
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
1,289,780(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
9.9%(2)
12
Type of Reporting Person (See Instructions)
 
IN
(1) The reporting person’s ownership consists of (a) 870,530 common shares, (b) 870,000 Public Warrants, (c) 1,892,857 Private Placement Warrants and (d) the Note. However, due to certain beneficial ownership limitations, the reporting person’s beneficial ownership of the Private Placement Warrants is limited to 419,250 Private Placement Warrants and the reporting person’s beneficial ownership of the Public Warrants and the Note are excluded.
(2) Each of the Note and the Private Placement Warrants include a provision limiting the holder’s ability to convert or exercise the Note or the Private Placement Warrants, respectively, to the extent that such conversion or exercise would cause the holder to beneficially own greater than 9.99% of the Company; the Public Warrants include a provision limiting the holder’s ability to exercise the Public Warrants to the extent that such exercise would cause the holder to beneficially own greater than 4.99% of the Company.
Item 1.
 
 
(a)
Name of Issuer
   
 
Siyata Mobile Inc.
 
(b)
Address of Issuer’s Principal Executive Offices
   
 
1001 Lenoir St., Suite A-414
Montreal, QC H4C 2Z6

Item 2.
 
 
(a)
Name of Person Filing
   
 
This statement is filed by the following entities and individuals (collectively, referred to as the “Reporting Persons”):
 
• Lind Global Fund II LP, a Delaware limited partnership;
• Lind Global Partners II LLC, a Delaware limited liability company;
• Lind Global Macro Fund LP, a Delaware limited partnership;
• Lind Global Partners LLC, a Delaware limited liability company; and
• Jeff Easton, an individual and a citizen of the United States of America.
 
Lind Global Partners II LLC, the general partner of Lind Global Fund II LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Fund II LP.
 
Lind Global Partners LLC, the general partner of Lind Global Macro Fund, LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP.
 
Jeff Easton, the managing member of Lind Global Partners II LLC and Lind Global Partners LLC, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP and Lind Global Fund II LP.
 
 
(b)
Address of Principal Business Office or, if none, Residence
   
 
The address of the principal business office for each of the Reporting Persons is:
 
444 Madison Ave, Floor 41
New York, NY 10022
 
 
(c)
Citizenship
   
 
See Row 4 of cover page for each Reporting Person.
 
 
(d)
Title of Class of Securities
   
Common shares, no par value
 
(e)
CUSIP Number
   
 
83013Q509
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
Not applicable.
 
Item 4.
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
Amount Beneficially Owned
   
 
 See Row 9 of cover page for each Reporting Person.
 
 
(b)
Percent of Class
   
 
See Row 11 of cover page for each Reporting Person.

 
(c)
Number of shares as to which such person has:
 
   
(i)
sole power to vote or to direct the vote
     

See Row 5 of cover page for each Reporting Person.
 
   
(ii)
shared power to vote or to direct the vote
     
 
See Row 6 of cover page for each Reporting Person.
 
   
(iii)
sole power to dispose or to direct the disposition of
     

See Row 7 of cover page for each Reporting Person.
 
   
(iv)
shared power to dispose or to direct the disposition of
     
 
See Row 8 of cover page for each Reporting Person.
 
 

 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Please see the attached statement in Exhibit 99.2.
 
Item 9.
Notice of Dissolution of Group
 
Not Applicable.
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits
Exhibit

99.1
Joint Filing Agreement by and among the Reporting Persons.
99.2
Item 8 Statement.

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
January 14, 2022
 
     
LIND GLOBAL MACRO FUND, LP
   
By:
 
Lind Global Partners LLC
 
 
its General Partner
   
By:
  
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL FUND II LP
 
/s/ Jeff Easton
By:
 
Lind Global Partners II LLC
 
 
its General Partner
   
By:
  
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS II LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
JEFF EASTON
 
/s/ Jeff Easton
Jeff Easton





EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT
Exhibit 99.1
 
JOINT FILING AGREEMENT
 
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common shares, no par value, of Siyata Mobile Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.
 
January 14, 2022
 
LIND GLOBAL MACRO FUND, LP
   
By:
 
Lind Global Partners LLC
 
 
its General Partner
   
By:
  
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL FUND II LP
   
By:
 
Lind Global Partners II LLC
 
 
its General Partner
   
By:
  
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS II LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
JEFF EASTON
 
/s/ Jeff Easton
 Jeff Easton

 

 EX-99.2 3 exhibit99-2.htm ITEM 8 STATEMENT
Exhibit 99.2
 

Due to the relationships amongst them, all of the Reporting Persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended.