0001628280-23-024121.txt : 20230703 0001628280-23-024121.hdr.sgml : 20230703 20230703162629 ACCESSION NUMBER: 0001628280-23-024121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASTERS BLYTHE CENTRAL INDEX KEY: 0001648686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 231065529 MAIL ADDRESS: STREET 1: 1601 ELM STREET, SUITE 800 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wf-form4_168841597298254.xml FORM 4 X0407 4 2023-06-30 0 0001819796 GCM Grosvenor Inc. GCMG 0001648686 MASTERS BLYTHE C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 1 0 0 0 0 Class A Common Stock 2023-06-30 4 M 0 9125 A 32940 D Restricted Stock Units 2023-06-30 4 M 0 9125 0 D Class A Common Stock 9125.0 35258 D Restricted Stock Units 2023-06-30 4 A 0 9450 7.54 A Class A Common Stock 9450.0 44708 D This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. /s/ Burke Montgomery, Attorney-in-Fact 2023-07-03