0001921094-24-000199.txt : 20240220
0001921094-24-000199.hdr.sgml : 20240220
20240220175353
ACCESSION NUMBER: 0001921094-24-000199
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240220
DATE AS OF CHANGE: 20240220
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Upstart Holdings, Inc.
CENTRAL INDEX KEY: 0001647639
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 464332431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-39797
FILM NUMBER: 24655331
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 204-1000
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gu Paul
CENTRAL INDEX KEY: 0001832812
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O UPSTART HOLDINGS, INC.
STREET 2: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
144
1
primary_doc.xml
144
0001832812
XXXXXXXX
LIVE
0001647639
Upstart Holdings, Inc.
001-39797
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
(650) 204-1000
Gu Paul
Officer
Director
Common
Charles Schwab & Co., Inc.
3000 Schwab Way
Westlake
TX
76262
16423
415213.00
86430264
02/20/2024
NASDAQ
Common
02/20/2024
Restricted Stock Lapse - See Remarks
Upstart Holdings, Inc.
N
16423
02/20/2024
Equity Compensation
N
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc.
11/21/2023
19513
468082.00
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc.
12/01/2023
40000
1059200.00
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc.
12/06/2023
10000
338900.00
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc.
12/13/2023
10000
355700.00
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc.
01/02/2024
60000
2375400.00
Paul Gu
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
Upstart Holdings, Inc
02/15/2024
30000
795036.00
Shares sold to cover tax obligation from settlement of vested Restricted Stock Units
02/20/2024
PAUL GU