0001921094-24-000196.txt : 20240220 0001921094-24-000196.hdr.sgml : 20240220 20240220175155 ACCESSION NUMBER: 0001921094-24-000196 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 24655309 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Datta Sanjay CENTRAL INDEX KEY: 0001832808 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001832808 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Datta Sanjay Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

11510 291025.00 86430264 02/20/2024 NASDAQ Common 02/20/2024 Restricted Stock Lapse - See Remarks Upstart Holdings, Inc. N 11510 02/20/2024 Equity Compensation N SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/20/2023 1000 25790.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/21/2023 21674 520460.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/27/2023 1000 23800.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/04/2023 1000 31510.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/11/2023 1000 37760.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/18/2023 1000 43880.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/26/2023 1000 44550.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 01/02/2024 1000 39620.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 01/08/2024 1000 34140.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 01/16/2024 1000 31040.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 01/22/2024 1000 33710.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 01/29/2024 1000 32620.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 02/05/2024 1000 31700.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 02/12/2024 1000 33840.00 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units. 02/20/2024 SANJAY DATTA