0001921094-23-001136.txt : 20231226 0001921094-23-001136.hdr.sgml : 20231226 20231226172818 ACCESSION NUMBER: 0001921094-23-001136 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231226 DATE AS OF CHANGE: 20231226 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231514203 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Datta Sanjay CENTRAL INDEX KEY: 0001832808 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001832808 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Datta Sanjay Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1000 44550.00 85057317 12/26/2023 NASDAQ Common 08/20/2023 Restricted Stock Lapse Upstart Holdings, Inc. N 1000 08/20/2023 Equity Compensation N SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/02/2023 1000 28740.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/09/2023 1000 26730.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/16/2023 1000 27350.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/23/2023 1000 23970.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/30/2023 1000 23730.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/06/2023 1000 31000.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/13/2023 1000 20570.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/20/2023 1000 25790.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/21/2023 21674 520460.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/27/2023 1000 23800.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/04/2023 1000 31510.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/11/2023 1000 37760.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 12/18/2023 1000 43880.00 12/26/2023 05/31/2023 SANJAY DATTA