0001921094-23-000929.txt : 20231127 0001921094-23-000929.hdr.sgml : 20231127 20231127182826 ACCESSION NUMBER: 0001921094-23-000929 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231127 DATE AS OF CHANGE: 20231127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231441516 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Datta Sanjay CENTRAL INDEX KEY: 0001832808 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001832808 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Datta Sanjay Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1000 23800.00 85057317 11/27/2023 NASDAQ Common 08/20/2023 Restricted Stock Lapse Upstart Holdings, Inc. N 1000 08/20/2023 Equity Compensation N SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/05/2023 1000 32530.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/11/2023 1000 31090.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/18/2023 1000 29500.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/25/2023 1000 26000.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/02/2023 1000 28740.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/09/2023 1000 26730.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/16/2023 1000 27350.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/23/2023 1000 23970.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 10/30/2023 1000 23730.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/06/2023 1000 31000.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/13/2023 1000 20570.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/20/2023 1000 25790.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc 11/21/2023 21674 520460.00 11/27/2023 05/31/2023 SANJAY DATTA