0001921094-23-000688.txt : 20230918 0001921094-23-000688.hdr.sgml : 20230918 20230918170859 ACCESSION NUMBER: 0001921094-23-000688 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231261820 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Datta Sanjay CENTRAL INDEX KEY: 0001832808 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001832808 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Datta Sanjay Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1000 29500.00 83887658 09/18/2023 NASDAQ Common 08/20/2023 Restricted Stock Lapse Upstart Holdings, Inc. N 1000 08/20/2023 Equity Compensation N SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 08/22/2023 20013 652811.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/05/2023 1000 32530.00 SANJAY DATTA

2950 S. Delaware Street, Suite 300 San Mateo CA 94403

Upstart Holdings, Inc. 09/11/2023 1000 31090.00 09/18/2023 05/31/2023 SANJAY DATTA