0001628280-24-008655.txt : 20240304
0001628280-24-008655.hdr.sgml : 20240304
20240304181443
ACCESSION NUMBER: 0001628280-24-008655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Girouard Dave
CENTRAL INDEX KEY: 0001832805
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39797
FILM NUMBER: 24717035
MAIL ADDRESS:
STREET 1: C/O UPSTART HOLDINGS, INC.
STREET 2: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upstart Holdings, Inc.
CENTRAL INDEX KEY: 0001647639
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 464332431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 204-1000
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wk-form4_1709594068.xml
FORM 4
X0508
4
2024-02-29
0
0001647639
Upstart Holdings, Inc.
UPST
0001832805
Girouard Dave
C/O UPSTART HOLDINGS, INC.
2950 S. DELAWARE STREET, SUITE 410
SAN MATEO
CA
94403
1
1
1
0
Chief Executive Officer
0
Common Stock
8342701
I
See Footnote
Common Stock
1000000
I
See Footnote
Common Stock
546501
I
See Footnote
Common Stock
546501
I
See Footnote
Common Stock
126057
I
See Footnote
Common Stock
126057
I
See Footnote
Common Stock
67870
D
Employee Stock Option (Right to buy)
25.75
2024-02-29
4
A
0
417098
0
A
2034-02-28
Common Stock
417098
417098
D
These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Cynthia Moon, by power of attorney
2024-03-04