0001628280-23-018669.txt : 20230517 0001628280-23-018669.hdr.sgml : 20230517 20230517160654 ACCESSION NUMBER: 0001628280-23-018669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Kerry Whorton CENTRAL INDEX KEY: 0001817263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 23931710 MAIL ADDRESS: STREET 1: 77 BEALE ST., P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1684353985.xml FORM 4 X0407 4 2023-05-15 0 0001647639 Upstart Holdings, Inc. UPST 0001817263 Cooper Kerry Whorton C/O UPSTART HOLDINGS, INC. 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 1 0 0 0 0 Common Stock 2023-05-15 4 P 0 2000 19.9256 A 5917 I See Footnote Common Stock 2209 D These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees. These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. /s/ Christopher Ing, by power of attorney 2023-05-17