0001628280-22-032420.txt : 20221221
0001628280-22-032420.hdr.sgml : 20221221
20221221161217
ACCESSION NUMBER: 0001628280-22-032420
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221219
FILED AS OF DATE: 20221221
DATE AS OF CHANGE: 20221221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gu Paul
CENTRAL INDEX KEY: 0001832812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39797
FILM NUMBER: 221478586
MAIL ADDRESS:
STREET 1: C/O UPSTART HOLDINGS, INC.
STREET 2: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upstart Holdings, Inc.
CENTRAL INDEX KEY: 0001647639
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 464332431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 204-1000
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wf-form4_167165712099389.xml
FORM 4
X0306
4
2022-12-19
0
0001647639
Upstart Holdings, Inc.
UPST
0001832812
Gu Paul
C/O UPSTART HOLDINGS, INC.
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
1
1
0
0
Chief Technology Offier
Common Stock
2022-12-19
4
M
0
50876
0.43
A
739859
D
Employee Stock Option (Right to buy)
0.43
2022-12-19
4
M
0
50876
0
D
2024-06-19
Common Stock
50876.0
130000
D
Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/ Christopher Ing, by power of attorney
2022-12-21