0001209191-21-021662.txt : 20210318 0001209191-21-021662.hdr.sgml : 20210318 20210318092002 ACCESSION NUMBER: 0001209191-21-021662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Kerry Whorton CENTRAL INDEX KEY: 0001817263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 21753271 MAIL ADDRESS: STREET 1: 77 BEALE ST., P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-15 0 0001647639 Upstart Holdings, Inc. UPST 0001817263 Cooper Kerry Whorton C/O UPSTART HOLDINGS, INC. 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 1 0 0 0 Common Stock 2021-03-15 4 A 0 2297 0.00 A 2297 D These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on March 15, 2022, subject to the Reporting Person continuing as a service provider through such date. /s/ Christopher Ing, by power of attorney 2021-03-17