0001209191-20-064105.txt : 20201217 0001209191-20-064105.hdr.sgml : 20201217 20201217170146 ACCESSION NUMBER: 0001209191-20-064105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Counselman Anna M. CENTRAL INDEX KEY: 0001832809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 201396795 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-15 0 0001647639 Upstart Holdings, Inc. UPST 0001832809 Counselman Anna M. C/O UPSTART HOLDINGS, INC. 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 0 1 0 0 SVP, People and Operations Common Stock 2020-12-15 4 M 0 77145 0.15 A 121645 D Employee Stock Option (Right to buy) 0.15 2020-12-15 4 M 0 77145 0.00 D 2022-05-11 Common Stock 77145 308355 D All of the shares subject to this option are fully vested and exercisable as of the date hereof. Christopher Ing, by power of attorney 2020-12-17