0001193125-18-140583.txt : 20180430 0001193125-18-140583.hdr.sgml : 20180430 20180430061002 ACCESSION NUMBER: 0001193125-18-140583 CONFORMED SUBMISSION TYPE: NT 20-F PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 EFFECTIVENESS DATE: 20180430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gridsum Holding Inc. CENTRAL INDEX KEY: 0001647338 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 20-F SEC ACT: 1934 Act SEC FILE NUMBER: 001-37871 FILM NUMBER: 18786528 BUSINESS ADDRESS: STREET 1: 8TH FLOOR, JADE PALACE HOTEL OFFICE BLDG STREET 2: 76 ZHICHUN ROAD, HAIDAN DISTRICT CITY: BEIJING STATE: F4 ZIP: 100000 BUSINESS PHONE: 86-10-8261-9988 MAIL ADDRESS: STREET 1: 8TH FLOOR, JADE PALACE HOTEL OFFICE BLDG STREET 2: 76 ZHICHUN ROAD, HAIDAN DISTRICT CITY: BEIJING STATE: F4 ZIP: 100000 NT 20-F 1 d506997dnt20f.htm NT 20-F NT 20-F

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 12b-25

 

 

NOTIFICATION OF LATE FILING

 

(Check one):      

☐  Form 10-K     ☒   Form 20-F     ☐  Form 11-K     ☐  Form 10-Q

☐  Form 10-D     ☐   Form N-SAR     ☐  Form N-CSR

  For Period Ended: December 31, 2017    
  ☐  Transition Report on Form 10-K
  ☐  Transition Report on Form 20-F
  ☐  Transition Report on Form 11-K
  ☐  Transition Report on Form 10-Q
  ☐  Transition Report on Form N-SAR
  For the Transition Period Ended:     

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

 

PART I — REGISTRANT INFORMATION

Gridsum Holding Inc.

Full Name of Registrant

N/A

Former Name if Applicable

Jade Palace Hotel Office Building, 8th Floor, 76 Zhichun Road, Haidian District

Address of Principal Executive Office (Street and Number)

Beijing 100086, People’s Republic of China

City, State and Zip Code


 

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

☐        (a)   

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

 

   (b)   

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

   (c)    The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The registrant’s Annual Report on Form 20-F for the year ended December 31, 2017, could not be filed within the time prescribed due to delays associated with certain issues identified in the course of the audit of the registrant’s annual financial statements for the year ended December 31, 2017 and the investigation of such issues by the registrant’s audit committee.

 

 

PART IV — OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

Michael Peng Zhang      (86-10)       8261-9988
(Name)      (Area Code)       (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).                                                                             ☒  Yes     ☐  No

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?                            ☐  Yes    ☒  No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

The registrant is required as part of this filing to provide an explanation regarding whether the results of operations the registrant expects to report for the year ended December 31, 2017 will reflect significant changes from the registrant’s results of operations for the year ended December 31, 2016. However, because the registrant’s audit committee has not completed its investigation into certain issues that were identified in the course of the audit of its financial statements for the year ended December 31, 2017, the registrant is unable to provide a reasonable estimate of its results of operations for the year ended December 31, 2017, so there is not a basis to assess whether significant changes will be reflected in those financial statements.


 

 

Gridsum Holding Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date 

  April 30, 2018     By   

/s/ Michael Peng Zhang

 
      Michael Peng Zhang  
      Co-Chief Financial Officer  

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).