0001140361-17-025524.txt : 20170619 0001140361-17-025524.hdr.sgml : 20170619 20170619203840 ACCESSION NUMBER: 0001140361-17-025524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAYNEY TRACY CENTRAL INDEX KEY: 0001647246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 17919684 MAIL ADDRESS: STREET 1: C/O SHUTTERFLY STREET 2: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2017-06-15 0 0001125920 SHUTTERFLY INC SFLY 0001647246 LAYNEY TRACY C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP, Chief HR Officer Common Stock 2017-06-15 4 M 0 10875 0 A 43500 D Common Stock 2017-06-16 4 S 0 9133 48.5 D 34367 D Common Stock 2017-06-19 4 S 0 12617 48.6665 D 21750 D Restricted Stock Units 2017-06-15 4 M 0 10875 0 D Common Stock 10875 21750 D Vesting of restricted stock units ("RSUs") earned by the Reporting Person on February 10, 2016. Represents shares sold to cover taxes due upon vesting and settlement of RSUs. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on June 15, 2016. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. /s/ Jason Sebring, Attorney-in-Fact 2017-06-19