ABS-15G 1 n771_abs15-x1.htm FORM ABS-15G

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 

 

FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy: 

  

[ ] Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-l) for the reporting period _____________ to _____________

  

Date of Report (Date of earliest event reported) ______________________

 

Commission File Number of securitizer: ______________________


Central Index Key Number of securitizer: ______________________ 

 

 

Name and telephone number, including area code, of the person to
contact in connection with this filing 

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) [ ] 

 

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) [ ]

  

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) [ ] 

 

[X] Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

 

Central Index Key Number of securitizer: 0001647191 

 

Colony American Finance 2016-2, Ltd. 

 

(Exact name of issuing entity as specified in its charter) 

 

Central Index Key Number of issuing entity (if applicable): 0001687096

Central Index Key Number of underwriter (if applicable): Not applicable 

 

Samuel Harrity, CAF Sub REIT, Inc. (212) 230-3314

 

Name and telephone number, including area code, of the person to 

contact in connection with this filing.

 

 

 

 

PART II – FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

 

Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer

  

The disclosures required by Rule 15Ga-2 (17 CFR 240.15Ga-2) are attached as Exhibits to this Form ABS-15G. Please see the Exhibit Index for the related information.

 

 

 

 

EXHIBIT INDEX

  

99.1       Green River Capital, LLC Certification of Services Performed 

99.2       OS National, LLC Certification of Services Performed 

99.3       Assurant Certification of Insurance Review 

99.4       An agreed-upon procedures report, dated October 25, 2016, of Ernst & Young LLP, obtained by CAF Sub REIT, Inc. and Colony American Finance, LLC, which report sets forth the findings and conclusions, as applicable, of Ernst & Young LLP with respect to certain agreed-upon procedures performed by Ernst & Young LLP

 

 

 

 

SIGNATURE 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.  

 

Date: October 26, 2016

       
  CAF Sub REIT, Inc. (Securitizer)
     
  By: /s/ Ronald M. Sanders  
    Name: Ronald M. Sanders
    Title:   Vice President