0001104659-18-008630.txt : 20180213 0001104659-18-008630.hdr.sgml : 20180213 20180213060150 ACCESSION NUMBER: 0001104659-18-008630 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88929 FILM NUMBER: 18598939 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Rabinowitz Matthew CENTRAL INDEX KEY: 0001646382 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O NATERA, INC. STREET 2: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 SC 13G/A 1 a18-5741_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 2)*

 

Natera, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

632307104

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 


 

CUSIP # 632307104 

 

 

1

Name of Reporting Persons
Matthew Rabinowitz

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
3,970,816 (1)

 

6

Shared Voting Power
613,496 (2)

 

7

Sole Dispositive Power
3,970,816 (1)

 

8

Shared Dispositive Power
613,496 (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
4,584,312

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares   o

 

 

11

Percent of Class Represented by Amount in Row 9
8.17 (3)

 

 

12

Type of Reporting Person
IN

 

(1)                                 Includes 2,085,367 shares issuable upon exercise of stock options issued to the Reporting Person and exercisable within 60 days of December 31, 2017.

 

(2)                                 The 613,496 shares are owned directly by Matthew Rabinowitz Grantor Retained Annuity Trust. The Reporting Person, a trustee of Matthew Rabinowitz Grantor Retained Annuity Trust, may be deemed to have shared power to vote and dispose of these shares.

 

(3)                                 Based on 56,117,945 shares of common stock outstanding as of December 31, 2017, which includes shares of common stock issuable to the Reporting Person pursuant to an option exercisable within 60 days of December 31, 2017.

 

2


 

CUSIP # 632307104 

 

Item 1(a).

Name of Issuer
Natera, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices
201 Industrial Road, Suite 410

San Carlos, CA 94070

 

Item 2(a).

Name of Persons Filing
Matthew Rabinowitz

Item 2(b).

Address of Principal Office
The address for each of the Reporting Persons is:

 

c/o Natera, Inc.

201 Industrial Road, Suite 410

San Carlos, CA 94070

Item 2(c).

Citizenship
USA

Item 2(d).

Title of Class of Securities
Common Stock, $0.0001 par value

Item 2(e).

CUSIP Number
632307104

 

 

Item 3.

If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

3


 

CUSIP # 632307104 

 

Item 4.

Ownership

The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this Statement is provided as of December 31, 2016:

 

(a)

Amount beneficially owned:   

See Row 9 of cover page.

 

(b)

Percent of class:   

See Row 11 of cover page.

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

See Row 5 of cover page.

 

 

(ii)

Shared power to vote or to direct the vote:    

See Row 6 of cover page.

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

See Row 7 of cover page.

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

See Row 8 of cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable

 

4


 

CUSIP # 632307104 

 

Item 10.

Certification.

 

Not applicable

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2018

 

 

 

 

/s/ Matthew Rabinowitz

 

Matthew Rabinowitz

 

5