0001645842-22-000104.txt : 20220707 0001645842-22-000104.hdr.sgml : 20220707 20220707170018 ACCESSION NUMBER: 0001645842-22-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220705 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serber Zachariah CENTRAL INDEX KEY: 0001845655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 221072199 MAIL ADDRESS: STREET 1: 5980 HORTON ST., STE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 wf-form4_165722759395474.xml FORM 4 X0306 4 2022-07-05 0 0001645842 Zymergen Inc. ZY 0001845655 Serber Zachariah 5980 HORTON STREET, SUITE 105 EMERYVILLE CA 94608 1 1 0 0 Chief Science Officer Common Stock 2022-07-05 4 S 0 2797 1.3223 D 2563354 D Common Stock 40000 I See Footnote Common Stock 40000 I See Footnote The shares were sold to cover the tax obligation that occurred upon the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices no more than $1.36 and no less than $1.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Held by the Rorik Serber 2021 Irrevocable Trust. Held by spouse as custodian for children under the California Uniform Transfer to Minors Act. /s/ Mina Kim, attorney-in-fact 2022-07-07