0001645842-22-000017.txt : 20220216 0001645842-22-000017.hdr.sgml : 20220216 20220216174546 ACCESSION NUMBER: 0001645842-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220214 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serber Zachariah CENTRAL INDEX KEY: 0001845655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 22644875 MAIL ADDRESS: STREET 1: 5980 HORTON ST., STE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 wf-form4_164505153097627.xml FORM 4 X0306 4 2022-02-14 0 0001645842 Zymergen Inc. ZY 0001845655 Serber Zachariah 5980 HORTON STREET, SUITE 105 EMERYVILLE CA 94608 1 1 0 0 Chief Science Officer Common Stock 2022-02-14 4 S 0 5435 3.9981 D 2374915 D Common Stock 40000 I See Footnote Common Stock 40000 I See Footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2021 that provides for the sale of up to 250,000 shares over the next ten (10) months, which started January 24, 2022. Transaction executed in multiple trades at prices ranging from $3.91 to $4.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Held by the Rorik Serber 2021 Irrevocable Trust. Held by spouse as custodian for children under the California Uniform Transfer to Minors Act. /s/ Mina Kim, attorney-in-fact 2022-02-16