0001104659-21-131245.txt : 20211028 0001104659-21-131245.hdr.sgml : 20211028 20211028201914 ACCESSION NUMBER: 0001104659-21-131245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211026 FILED AS OF DATE: 20211028 DATE AS OF CHANGE: 20211028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Enakshi CENTRAL INDEX KEY: 0001846617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 211360100 MAIL ADDRESS: STREET 1: 5980 HORTON ST., STE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 tm2131339d2_4.xml OWNERSHIP DOCUMENT X0306 4 2021-10-26 0 0001645842 Zymergen Inc. ZY 0001846617 Singh Enakshi 5980 HORTON STREET, SUITE 105 EMERYVILLE CA 94608 0 1 0 0 Chief Financial Officer Common Stock 2021-10-26 4 A 0 77000 0 A 177000 D Stock Options 10 2021-10-26 4 A 0 154000 0 A 2031-10-26 Common Stock 154000 154000 D Represents Restricted Stock Units (RSUs) that vest 1/3 on November 1, 2022 and the remaining 2/3 on November 1, 2023, subject to the Reporting Person's continued service to the Company through the vesting date. The shares subject to the Option vest in 48 equal installments on each monthly anniversary of October 25, 2021, in each case subject to the Reporting Person's continued service to the Company through the applicable vesting date. /s/ Mina Kim, attorney-in-fact 2021-10-28