SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HSU CHRISTOPHER P

(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, COO
3. Date of Earliest Transaction (Month/Day/Year)
07/17/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/17/2016 M 48,115 A $19.77 82,669 D
Common Stock 07/17/2016 F 20,284 D $19.77 62,385 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/17/2016 M 48,115(2) (2) (2) Common Stock 48,115 (2) 48,116 D
Restricted Stock Units (1) 07/06/2016 A 72.2951(3) (3) (3) Common Stock 72.2951 (3) 24,933.9243 D
Restricted Stock Units (1) 07/06/2016 A 91.8978(4) (4) (4) Common Stock 91.8978 (4) 31,696.1036 D
Restricted Stock Units (1) 07/06/2016 A 106.0962(5) (5) (5) Common Stock 106.0962 (5) 36,268.0962 D
Restricted Stock Units (1) 07/06/2016 A 464.1522(6) (6) (6) Common Stock 464.1522 (6) 156,796.729 D
Restricted Stock Units (1) 07/06/2016 A 150.966(7) (7) (7) Common Stock 150.966 (7) 50,998.318 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
2. As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 277.7620 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 1,654 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7368 shares due to the rounding of fractional shares.
3. As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 72.2951 dividend equivalent rights being reported reflect 72.2951 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
4. As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 91.8978 dividend equivalent rights being reported reflect 91.8978 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
5. As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 106.0962 dividend equivalent rights being reported reflect 106.0962 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
6. As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 464.1522 dividend equivalent rights being reported reflect 464.1522 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
7. As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
Remarks:
Derek Windham as Attorney-in-Fact for Christopher P. Hsu 07/19/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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