0001062993-23-022491.txt : 20231212 0001062993-23-022491.hdr.sgml : 20231212 20231212201236 ACCESSION NUMBER: 0001062993-23-022491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotard Justin CENTRAL INDEX KEY: 0001848136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231482744 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-08 0001645590 Hewlett Packard Enterprise Co HPE 0001848136 Hotard Justin C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E. MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM, HPC and AI 0 Common Stock 2023-12-09 4 A 0 40774 16.22 A 40774 D Common Stock 2023-12-09 4 F 0 18696 16.22 D 22078 D Common Stock 2023-12-08 4 M 0 47387 16.22 A 69465 D Common Stock 2023-12-08 4 F 0 21728 16.22 D 47737 D Common Stock 2023-12-09 4 M 0 34540 16.22 A 82277 D Common Stock 2023-12-09 4 F 0 15837 16.22 D 66440 D Common Stock 2023-12-10 4 M 0 19600 16.22 A 86040 D Common Stock 2023-12-10 4 F 0 8988 16.22 D 77052 D Restricted Stock Units 2023-12-10 4 M 0 19600 D Common Stock 19600 0 D Restricted Stock Units 2023-12-09 4 M 0 34540 D Common Stock 34540 34538 D Restricted Stock Units 2023-12-08 4 M 0 47387 D Common Stock 47387 94773 D On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights. Ki Hoon Kim as Attorney-in-Fact for Justin Hotard 2023-12-12