0001062993-23-017921.txt : 20230911 0001062993-23-017921.hdr.sgml : 20230911 20230911190832 ACCESSION NUMBER: 0001062993-23-017921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gold Gerri CENTRAL INDEX KEY: 0001866815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231248741 MAIL ADDRESS: STREET 1: 4 INDUSTRIAL WAY WEST STREET 2: SUITE 300 CITY: EATONTOWN STATE: NJ ZIP: 07724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-07 0001645590 Hewlett Packard Enterprise Co HPE 0001866815 Gold Gerri C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, Pres & CEO Financial Serv 1 Common Stock 2023-09-07 4 M 0 14166 8.83 A 64750 D Common Stock 2023-09-07 4 S 0 14166 17.4804 D 50584 D Employee Stock Option (right to buy) 8.83 2023-09-07 4 M 0 14166 0 D 2016-12-09 2023-12-09 Common Stock 14166 0 D Restricted Stock Units 2023-04-14 4 A 0 155.6576 A Common Stock 155.6576 11579.1360 D Restricted Stock Units 2023-04-14 4 A 0 287.8955 A Common Stock 287.8955 20757.1952 D Restricted Stock Units 2023-04-14 4 A 0 1574.4267 A Common Stock 1574.4267 109786.0960 D The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.56. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. This option became exercisable beginning on this date and is fully vested. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The reported transaction occurred pursuant to a trading plan adopted on 06/07/23. Ki Hoon Kim as Attorney-in-Fact for Gerri A Gold 2023-09-11