0001415889-18-000577.txt : 20180405 0001415889-18-000577.hdr.sgml : 20180405 20180405210016 ACCESSION NUMBER: 0001415889-18-000577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180330 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18741773 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4-04052018_090401.xml X0306 4 2018-03-30 0001645494 ARRIS International plc ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DR. SUWANEE GA 30024 false true false false EVP OF FINANCE, CFO Ordinary Shares 93470 D Restricted Shares (P) 180330 0 2018-03-30 4 A 0 67750 0 A 2021-01-31 Ordinary Shares 67750 67750 D Restricted Shares (T) 180330 0 2018-03-30 4 A 0 33875 0 A 2022-03-30 Ordinary Shares 33875 33875 D Restricted Shares (T) 150330 0 2019-03-30 Ordinary Shares 6016 6016 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 76920 76920 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 28845 28845 D Restricted Shares (T) 170329 0 2021-03-29 Ordinary Shares 23175 23175 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 61800 61800 D Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken, Attorney-in-Fact 2018-04-05