0001127602-19-013036.txt : 20190322 0001127602-19-013036.hdr.sgml : 20190322 20190322173137 ACCESSION NUMBER: 0001127602-19-013036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20190322 DATE AS OF CHANGE: 20190322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCaffery Stephen J. CENTRAL INDEX KEY: 0001690129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 19700814 MAIL ADDRESS: STREET 1: VICTORIA ROAD STREET 2: WEST YORKSHIRE CITY: SALTAIRE STATE: X0 ZIP: BD183LF ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-20 0001645494 ARRIS International plc ARRS 0001690129 McCaffery Stephen J. 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 PRESIDENT, INTERNATIONAL SALES Ordinary Shares 2019-03-20 4 M 0 7460 0 A 25588 D Restricted Shares 0 2019-03-20 4 F 0 1265 31.64 D 2019-03-30 Ordinary Shares 1265 1745 D Restricted Shares 0 2019-03-20 4 F 0 1967 31.64 D 2021-03-29 Ordinary Shares 1967 12077 D Restricted Shares 0 2019-03-20 4 F 0 2174 31.64 D 2022-03-30 Ordinary Shares 2174 18526 D Restricted Shares 0 2019-03-20 4 M 0 1745 0 D 2019-03-30 Ordinary Shares 1745 0 D Restricted Shares 0 2019-03-20 4 M 0 2714 0 D 2021-03-29 Ordinary Shares 2714 9363 D Restricted Shares 0 2019-03-20 4 M 0 3001 0 D 2022-03-30 Ordinary Shares 3001 15525 D Restricted Shares 0 2020-01-31 Ordinary Shares 37450 37450 D Restricted Shares 0 2021-01-31 Ordinary Shares 41400 41400 D Restricted Shares 0 2019-01-31 Ordinary Shares 21930 21930 D Restricted Shares 0 2020-07-07 Ordinary Shares 5483 5483 D Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2019-03-22