0001127602-19-013033.txt : 20190322 0001127602-19-013033.hdr.sgml : 20190322 20190322172642 ACCESSION NUMBER: 0001127602-19-013033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20190322 DATE AS OF CHANGE: 20190322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James R CENTRAL INDEX KEY: 0001577557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 19700780 MAIL ADDRESS: STREET 1: 90 WINDOVER LANE CITY: DOYLESTOWN STATE: PA ZIP: 18901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-20 0001645494 ARRIS International plc ARRS 0001577557 Brennan James R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 SVP, GLOBAL SUPPLY CHAIN Ordinary Shares 2019-03-20 4 M 0 10129 0 A 54594 D Ordinary Shares 1580 I Donor Advised Fund Restricted Shares 0 2019-03-20 4 F 0 1217 31.64 D 2019-03-30 Ordinary Shares 1217 3081 D Restricted Shares 0 2019-03-20 4 F 0 1401 31.64 D 2021-03-31 Ordinary Shares 1401 13348 D Restricted Shares 0 2019-03-20 4 F 0 1407 31.64 D 2022-03-30 Ordinary Shares 1407 18353 D Restricted Shares 0 2019-03-20 4 M 0 3515 0 D 2021-03-31 Ordinary Shares 3515 9833 D Restricted Shares 0 2019-03-20 4 M 0 3533 0 D 2022-03-30 Ordinary Shares 3533 14820 D Restricted Shares 0 2019-03-20 4 M 0 3081 0 D 2019-03-30 Ordinary Shares 3081 0 D Restricted Shares 0 2020-01-31 Ordinary Shares 39330 39330 D Restricted Shares 0 2021-01-31 Ordinary Shares 39520 39520 D Restricted Shares 0 2019-01-31 Ordinary Shares 50440 50440 D Restricted Shares 0 2020-07-07 Ordinary Shares 12610 12610 D Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2019-03-22