0001127602-19-012979.txt : 20190322 0001127602-19-012979.hdr.sgml : 20190322 20190322170145 ACCESSION NUMBER: 0001127602-19-012979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20190322 DATE AS OF CHANGE: 20190322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 19700517 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-20 0001645494 ARRIS International plc ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DR. SUWANEE GA 30024 1 EVP OF FINANCE, CFO Ordinary Shares 2019-03-20 4 M 0 15523 0 A 111842 D Ordinary Shares 2019-03-22 4 S 0 15523 31.6494 D 96319 D Restricted Shares 0 2019-03-20 4 F 0 1811 31.64 D 2019-03-30 Ordinary Shares 1811 4205 D Restricted Shares 0 2019-03-20 4 F 0 2326 31.64 D 2021-03-29 Ordinary Shares 2326 20849 D Restricted Shares 0 2019-03-20 4 F 0 2549 31.64 D 2022-03-30 Ordinary Shares 2549 31326 D Restricted Shares 0 2019-03-20 4 M 0 4205 0 D 2019-03-30 Ordinary Shares 4205 0 D Restricted Shares 0 2019-03-20 4 M 0 5399 0 D 2021-03-29 Ordinary Shares 5399 15450 D Restricted Shares 0 2019-03-20 4 M 0 5919 0 D 2022-03-30 Ordinary Shares 5919 25407 D Restricted Shares 0 2020-01-31 Ordinary Shares 61800 61800 D Restricted Shares 0 2021-01-31 Ordinary Shares 67750 67750 D Restricted Shares 0 2019-01-31 Ordinary Shares 76920 76920 D Restricted Shares 0 2020-07-07 Ordinary Shares 19230 19230 D Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. Shares sold subject to an existing Rule 10b5-1 Sales Plan. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.6450 to $31.6550, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2019-03-22